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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
-11.25%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.53B
AUM Growth
-$387M
(-13%)
Cap. Flow
-$28.1M
Cap. Flow
% of AUM
-1.11%
Top 10 Holdings %
Top 10 Hldgs %
18.98%
Holding
1,249
New
71
Increased
417
Reduced
545
Closed
180
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Schwab Short-Term US Treasury ETF
SCHO
|
+$18.7M |
| 2 |
Global X US Preferred ETF
PFFD
|
+$18.5M |
| 3 |
iShares Core MSCI International Developed Markets ETF
IDEV
|
+$15.4M |
| 4 |
Global X MLP ETF
MLPA
|
+$14.3M |
| 5 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$12.1M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco Variable Rate Preferred ETF
VRP
|
+$16.5M |
| 2 |
Schwab US Aggregate Bond ETF
SCHZ
|
+$15.2M |
| 3 |
State Street SPDR Bloomberg Convertible Securities ETF
CWB
|
+$11.4M |
| 4 |
HFRO
Highland Opportunities and Income Fund
HFRO
|
+$10.4M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$10M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 62.92% |
| 2 | Technology | 6.51% |
| 3 | Financials | 5.35% |
| 4 | Healthcare | 4.98% |
| 5 | Industrials | 3.99% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
FTF
926
Franklin Limited Duration Income Trust
FTF
$228M
| $214K | 0.01% |
24,174
+6,907
| +40% | +$64.9K |
|
927
MSCI
MSCI
$39.3B
| $214K | 0.01% |
1,442
+146
| +11% | +$22.2K |
|
928
Royal Caribbean
RCL
$67.9B
| $214K | 0.01% |
2,224
+654
| +42% | +$71.7K |
|
929
B&G Foods
BGS
$255M
| $213K | 0.01% |
7,407
+46
| +0.6% | +$1.32K |
|
930
iShares US Transportation ETF
IYT
$2.06B
| $213K | 0.01% |
5,152
-13,572
| -72% | -$626K |
|
931
Rollins
ROL
$16.1B
| $213K | 0.01% |
+8,570
| New | +$221K |
|
932
Lamb Weston
LW
$6.53B
| $212K | 0.01% |
+2,917
| New | +$223K |
|
|
UNIT
933
Uniti Group
UNIT
$2.32B
| $212K | 0.01% |
13,598
+728
| +6% | +$13.7K |
|
934
Vistra
VST
$47.1B
| $212K | 0.01% |
+9,264
| New | +$218K |
|
|
GBT
935
DELISTED
Global Blood Therapeutics, Inc.
GBT
| $211K | 0.01% |
5,150
-4,600
| -47% | -$172K |
|
936
iShares US Financial Services ETF
IYG
$2.15B
| $210K | 0.01% |
5,664
+456
| +9% | +$18.8K |
|
937
CDW
CDW
$18.7B
| $209K | 0.01% |
2,609
-315
| -11% | -$27.1K |
|
|
JMF
938
DELISTED
NUVEEN ENERGY MLP TOTAL RETURN FUND
JMF
| $209K | 0.01% |
26,221
+2,585
| +11% | +$24.6K |
|
939
Saic
SAIC
$5.56B
| $208K | 0.01% |
3,287
-547
| -14% | -$38.1K |
|
940
Invesco S&P International Developed Low Volatility ETF
IDLV
$332M
| $207K | 0.01% |
+6,968
| New | +$216K |
|
941
Lamar Advertising Co
LAMR
$15B
| $207K | 0.01% |
+2,978
| New | +$219K |
|
942
Glacier Bancorp
GBCI
$5.85B
| $206K | 0.01% |
5,149
-30
| -0.6% | -$1.29K |
|
943
Steris
STE
$20.5B
| $206K | 0.01% |
1,909
-452
| -19% | -$50.5K |
|
|
XLNX
944
DELISTED
Xilinx Inc
XLNX
| $206K | 0.01% |
+2,426
| New | +$203K |
|
945
Ametek
AME
$53.2B
| $205K | 0.01% |
3,026
+37
| +1% | +$2.65K |
|
946
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$847M
| $204K | 0.01% |
17,478
-3,805
| -18% | -$44.3K |
|
947
Avery Dennison
AVY
$13.1B
| $203K | 0.01% |
2,264
-3,098
| -58% | -$292K |
|
948
Lennox International
LII
$12.5B
| $203K | 0.01% |
+921
| New | +$195K |
|
949
Invesco Preferred ETF
PGX
$3.67B
| $203K | 0.01% |
15,079
-211,098
| -93% | -$2.91M |
|
950
Church & Dwight Co
CHD
$22.7B
| $202K | 0.01% |
+3,094
| New | +$196K |
|
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First Allied Advisory Services's Q4 2018 Portfolio in Review
As of Q4 2018, First Allied Advisory Services held 1,249 positions worth $2.53B, down 13% from $2.92B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
First Allied Advisory Services's Q4 2018 filing shows 71 new, 417 increased, 545 reduced and 180 closed positions. Its largest new stake was Global X US Preferred ETF: 797,078 shares worth $18M. The largest sale was Invesco Variable Rate Preferred ETF, an estimated $16.5M.
By sector, the portfolio is most concentrated in Miscellaneous at 63% of assets, up from 61% a quarter earlier, followed by Technology and Financials.
- First Allied Advisory Services's largest Q4 2018 buy was Global X US Preferred ETF: 797,078 shares worth $18M.
- First Allied Advisory Services added most to Schwab Short-Term US Treasury ETF in Q4 2018, an estimated $18.7M increase.
- First Allied Advisory Services's biggest Q4 2018 reduction was Schwab US Aggregate Bond ETF, cutting an estimated $15.2M.
- First Allied Advisory Services fully exited Invesco Variable Rate Preferred ETF in Q4 2018, selling an estimated $16.5M.
- First Allied Advisory Services's ten largest holdings make up 19% of its $2.53B portfolio in Q4 2018.
- First Allied Advisory Services opened 71 new positions and closed 180 in Q4 2018.
- First Allied Advisory Services's portfolio value fell 13% quarter-over-quarter to $2.53B.
Based on First Allied Advisory Services's 13F filing for Q4 2018, filed 15 Feb 2019.