We are live on ! Find out more
FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
-0.94%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
AUM
$1.26B
AUM Growth
-$102M
Cap. Flow
-$77.6M
Cap. Flow %
-6.15%
Top 10 Hldgs %
14.01%
Holding
1,182
New
206
Increased
381
Reduced
402
Closed
154
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
OCSL icon
926
Oaktree Specialty Lending
OCSL
$1.03B
$194K 0.02%
7,022
+1,353
+24% +$39.5K
HTS
927
DELISTED
HATTERAS FINANCIAL CORP
HTS
$194K 0.02%
10,825
-1,598
-13% -$31K
VTA
928
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$193K 0.02%
15,667
-2,880
-16% -$36.5K
ACP
929
abrdn Income Credit Strategies Fund
ACP
$640M
$190K 0.02%
+11,556
New +$196K
BB icon
930
BlackBerry
BB
$5.01B
$188K 0.01%
18,870
+300
+2% +$3.07K
JCP
931
DELISTED
J.C. Penney Company, Inc.
JCP
$188K 0.01%
18,753
+2,553
+16% +$25K
LEO
932
BNY Mellon Strategic Municipals
LEO
$387M
$187K 0.01%
22,200
+7,500
+51% +$62.9K
TEI
933
Templeton Emerging Markets Income Fund
TEI
$310M
$185K 0.01%
14,554
-9,218
-39% -$124K
AUY
934
DELISTED
Yamana Gold, Inc.
AUY
$185K 0.01%
30,777
-4,864
-14% -$38.8K
PBR.A icon
935
Petrobras Class A
PBR.A
$107B
$181K 0.01%
+12,240
New +$218K
VMO icon
936
Invesco Municipal Opportunity Trust
VMO
$647M
$172K 0.01%
+13,688
New +$170K
CMO
937
DELISTED
Capstead Mortgage Corp.
CMO
$168K 0.01%
13,800
-144,816
-91% -$1.89M
CHY
938
Calamos Convertible and High Income Fund
CHY
$1.03B
$167K 0.01%
11,859
-3,833
-24% -$55.7K
IVR icon
939
Invesco Mortgage Capital
IVR
$776M
$167K 0.01%
1,080
-18
-2% -$3.08K
JPC icon
940
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
$163K 0.01%
17,634
-879
-5% -$8.28K
NPM
941
DELISTED
NUVEEN PREMIUM INCM MUNI FD II
NPM
$163K 0.01%
11,800
VKI icon
942
Invesco Advantage Municipal Income Trust II
VKI
$394M
$162K 0.01%
+14,200
New +$160K
JTA
943
DELISTED
Nuveen Tax-Advantaged Total Return Strategy Fund
JTA
$162K 0.01%
11,750
GGN
944
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$767M
$159K 0.01%
17,050
-6,000
-26% -$64.1K
KEY icon
945
KeyCorp
KEY
$24.3B
$158K 0.01%
11,830
-8,586
-42% -$117K
IID
946
DELISTED
VOYA INTERNATIONAL HIGH DIVIDEND EQUITY INCOME FUND
IID
$158K 0.01%
17,000
NUV icon
947
Nuveen Municipal Value Fund
NUV
$1.91B
$157K 0.01%
16,766
-58,100
-78% -$547K
AXON
948
Axon Enterprise
AXON
$40.5B
$154K 0.01%
10,000
BTA
949
DELISTED
BlackRock Long-Term Municipal Advantage Trust
BTA
$154K 0.01%
13,491
-52,364
-80% -$585K
PBCT
950
DELISTED
People's United Financial Inc
PBCT
$154K 0.01%
+10,515
New +$156K

Similar funds

First Allied Advisory Services's Q3 2014 Portfolio in Review

As of Q3 2014, First Allied Advisory Services held 1,182 positions worth $1.26B, down 7.5% from $1.36B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

First Allied Advisory Services withdrew a net $77.6M in Q3 2014, closing 154 positions and reducing 402 holdings. Its most notable exit was ProShares Ultra 7-10 Year Treasury, an estimated $5.57M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 7.6% of assets, up from 6.8% a quarter earlier, followed by Technology and Financials.

Against the trend, First Allied Advisory Services opened a new position in Apple worth $31M.

  • First Allied Advisory Services's largest Q3 2014 buy was Apple: 1,229,336 shares worth $31M.
  • First Allied Advisory Services added most to iShares Core S&P Mid-Cap ETF in Q3 2014, an estimated $7.8M increase.
  • First Allied Advisory Services's biggest Q3 2014 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $12.5M.
  • First Allied Advisory Services fully exited ProShares Ultra 7-10 Year Treasury in Q3 2014, selling an estimated $5.57M.
  • First Allied Advisory Services's ten largest holdings make up 14% of its $1.26B portfolio in Q3 2014.
  • First Allied Advisory Services opened 206 new positions and closed 154 in Q3 2014.
  • First Allied Advisory Services's portfolio value fell 7.5% quarter-over-quarter to $1.26B.

Based on First Allied Advisory Services's 13F filing for Q3 2014, filed 12 Nov 2014.