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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+3.88%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.32B
AUM Growth
+$79.9M
(+3.6%)
Cap. Flow
+$4.8M
Cap. Flow
% of AUM
0.21%
Top 10 Holdings %
Top 10 Hldgs %
17.18%
Holding
1,236
New
101
Increased
436
Reduced
532
Closed
118
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
ProShares VIX Short-Term Futures ETF
VIXY
|
+$16.4M |
| 2 |
State Street SPDR S&P International Dividend ETF
DWX
|
+$10.8M |
| 3 |
Vanguard Total Stock Market ETF
VTI
|
+$9.52M |
| 4 |
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
|
+$9.01M |
| 5 |
iShares Core S&P 500 ETF
IVV
|
+$8.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
SCHW
Charles Schwab
SCHW
|
+$7.9M |
| 2 |
Gabelli Equity Trust
GAB
|
+$6.6M |
| 3 |
iShares Russell 2000 ETF
IWM
|
+$6.23M |
| 4 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$6.22M |
| 5 |
Merck
MRK
|
+$5.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.39% |
| 2 | Healthcare | 5.3% |
| 3 | Financials | 5.25% |
| 4 | Industrials | 4.8% |
| 5 | Consumer Discretionary | 3.81% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
901
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.66B
| $248K | 0.01% |
188
+4
| +2% | +$5.31K |
|
902
H&R Block
HRB
$5.18B
| $247K | 0.01% |
9,366
-763
| -8% | -$22.2K |
|
903
Smith & Nephew
SNN
$12.9B
| $247K | 0.01% |
+6,830
| New | +$243K |
|
904
AXIS Capital
AXS
$8.59B
| $246K | 0.01% |
4,300
-71
| -2% | -$4.38K |
|
905
iShares MSCI BIC ETF
BKF
$75.2M
| $246K | 0.01% |
+5,714
| New | +$235K |
|
906
iShares US Industrials ETF
IYJ
$1.98B
| $246K | 0.01% |
3,540
-2,748
| -44% | -$184K |
|
907
KT
KT
$8.84B
| $246K | 0.01% |
17,644
+4,168
| +31% | +$68.4K |
|
908
Lazard
LAZ
$4.37B
| $246K | 0.01% |
5,463
+573
| +12% | +$25.4K |
|
|
MNDT
909
DELISTED
Mandiant, Inc. Common Stock
MNDT
| $246K | 0.01% |
14,703
-5,146
| -26% | -$79K |
|
910
Illumina
ILMN
$29.4B
| $245K | 0.01% |
1,258
-402
| -24% | -$74.8K |
|
911
Energy Transfer Partners
ET
$70.1B
| $244K | 0.01% |
14,068
-73
| -0.5% | -$1.28K |
|
912
Hain Celestial
HAIN
$47.8M
| $244K | 0.01% |
5,953
-10,855
| -65% | -$449K |
|
913
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.57B
| $244K | 0.01% |
5,091
+6
| +0.1% | +$286 |
|
|
BPL
914
DELISTED
Buckeye Partners, L.P.
BPL
| $244K | 0.01% |
4,247
-2,046
| -33% | -$122K |
|
915
Wolfspeed
WOLF
$1.2B
| $243K | 0.01% |
8,706
+35
| +0.4% | +$871 |
|
916
Capital One
COF
$124B
| $242K | 0.01% |
2,822
-488
| -15% | -$40.2K |
|
917
CBRE Group
CBRE
$40.8B
| $241K | 0.01% |
6,307
+524
| +9% | +$19.3K |
|
918
Quest Diagnostics
DGX
$25.1B
| $241K | 0.01% |
2,570
-210
| -8% | -$22.3K |
|
|
BETR
919
DELISTED
Amplify Snack Brands, Inc.
BETR
| $241K | 0.01% |
34,000
+23,500
| +224% | +$193K |
|
920
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.4B
| $240K | 0.01% |
3,529
-2,598
| -42% | -$169K |
|
|
BCR
921
DELISTED
CR Bard Inc.
BCR
| $239K | 0.01% |
741
-34
| -4% | -$10.9K |
|
922
BGC Group
BGC
$5.58B
| $237K | 0.01% |
25,706
-11,255
| -30% | -$94K |
|
923
Lumentum
LITE
$59.4B
| $237K | 0.01% |
+4,365
| New | +$254K |
|
924
Marten Transport
MRTN
$1.33B
| $237K | 0.01% |
+17,091
| New | +$194K |
|
925
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.36B
| $237K | 0.01% |
17,081
-8,646
| -34% | -$120K |
|
Similar funds
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FS
NIMC
TI
VIM
PS
CT
CAW
First Allied Advisory Services's Q3 2017 Portfolio in Review
As of Q3 2017, First Allied Advisory Services held 1,236 positions worth $2.32B, up 3.6% from $2.24B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
First Allied Advisory Services's Q3 2017 filing shows 101 new, 436 increased, 532 reduced and 118 closed positions. Its largest new stake was Goldman Sachs Access Treasury 0-1 Year ETF: 90,093 shares worth $9.02M. The largest sale was Charles Schwab, an estimated $7.9M.
By sector, the portfolio is most concentrated in Technology at 7.4% of assets, up from 7.2% a quarter earlier, followed by Healthcare and Financials.
- First Allied Advisory Services's largest Q3 2017 buy was Goldman Sachs Access Treasury 0-1 Year ETF: 90,093 shares worth $9.02M.
- First Allied Advisory Services added most to ProShares VIX Short-Term Futures ETF in Q3 2017, an estimated $16.4M increase.
- First Allied Advisory Services's biggest Q3 2017 reduction was Charles Schwab, cutting an estimated $7.9M.
- First Allied Advisory Services fully exited State Street SPDR S&P Homebuilders ETF in Q3 2017, selling an estimated $2.79M.
- First Allied Advisory Services's ten largest holdings make up 17% of its $2.32B portfolio in Q3 2017.
- First Allied Advisory Services opened 101 new positions and closed 118 in Q3 2017.
- First Allied Advisory Services's portfolio value rose 3.6% quarter-over-quarter to $2.32B.
Based on First Allied Advisory Services's 13F filing for Q3 2017, filed 14 Nov 2017.