FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Return 15.9%
This Quarter Return
+2.19%
1 Year Return
+15.9%
3 Year Return
+33.56%
5 Year Return
+71.83%
10 Year Return
–
AUM
$1.33B
AUM Growth
+$84.4M
Cap. Flow
+$65.1M
Cap. Flow %
4.88%
Top 10 Hldgs %
14.46%
Holding
1,084
New
137
Increased
489
Reduced
323
Closed
82

Top Buys

1
IWM icon
iShares Russell 2000 ETF
IWM
$26.2M
2
UWM icon
ProShares Ultra Russell2000
UWM
$13.7M
3
VER
VEREIT, Inc.
VER
$9.13M
4
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
$6.21M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
$6.03M

Top Sells

1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
$25.1M
2
MVV icon
ProShares Ultra MidCap400
MVV
$14.1M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
$6.21M
4
CYB
WisdomTree Chinese Yuan Strategy Fund
CYB
$3.97M
5
PTH icon
Invesco Dorsey Wright Healthcare Momentum ETF
PTH
$3.78M

Sector Composition

1 Technology 6.4%
2 Healthcare 6.17%
3 Energy 6.17%
4 Financials 5.97%
5 Industrials 4.96%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BRW
901
Saba Capital Income & Opportunities Fund
BRW
$349M
$177K 0.01%
14,846
-365
-2% -$4.35K
JPC icon
902
Nuveen Preferred & Income Opportunities Fund
JPC
$2.62B
$177K 0.01%
18,895
+5,114
+37% +$47.9K
BFZ icon
903
BlackRock CA Municipal Income Trust
BFZ
$319M
$175K 0.01%
11,972
– –
MYI icon
904
BlackRock MuniYield Quality Fund III
MYI
$711M
$173K 0.01%
12,731
+1,650
+15% +$22.4K
WSR
905
Whitestone REIT
WSR
$672M
$172K 0.01%
11,874
+600
+5% +$8.69K
CEN
906
DELISTED
Center Coast Brookfield MLP & Energy Infrastructure Fund
CEN
$172K 0.01%
1,000
– –
DOC
907
DELISTED
PHYSICIANS REALTY TRUST
DOC
$172K 0.01%
+12,392
New +$172K
LSI
908
DELISTED
LSI CORPORATION
LSI
$170K 0.01%
15,536
+80
+0.5% +$875
NZH
909
DELISTED
Nuveen Calif Div
NZH
$169K 0.01%
+13,816
New +$169K
NMA
910
DELISTED
NUVEEN MUNI ADVANTAGE FUND
NMA
$169K 0.01%
+13,000
New +$169K
AEF
911
abrdn Emerging Markets Equity Income Fund
AEF
$251M
$167K 0.01%
14,288
-261
-2% -$3.05K
CHGG icon
912
Chegg
CHGG
$185M
$166K 0.01%
+23,300
New +$166K
IID
913
DELISTED
VOYA INTERNATIONAL HIGH DIVIDEND EQUITY INCOME FUND
IID
$165K 0.01%
18,000
+6,000
+50% +$55K
NAC icon
914
Nuveen California Quality Municipal Income Fund
NAC
$1.65B
$164K 0.01%
11,839
+821
+7% +$11.4K
NOG icon
915
Northern Oil and Gas
NOG
$2.42B
$164K 0.01%
+1,132
New +$164K
OCSL icon
916
Oaktree Specialty Lending
OCSL
$1.23B
$164K 0.01%
5,628
+254
+5% +$7.4K
NTLS
917
DELISTED
NTELOS HLDGS CORP COM
NTLS
$163K 0.01%
11,995
+725
+6% +$9.85K
EMD
918
DELISTED
Western Asset Emerging Markets
EMD
$163K 0.01%
13,243
-3,264
-20% -$40.2K
JTA
919
DELISTED
Nuveen Tax-Advantaged Total Return Strategy Fund
JTA
$162K 0.01%
11,750
– –
EIV
920
DELISTED
Eaton Vance Municipal Bond Fund II
EIV
$159K 0.01%
+13,694
New +$159K
NEV
921
DELISTED
NUVEEN ENHANCED MUNICIPAL VALUE FUND
NEV
$156K 0.01%
+11,200
New +$156K
WLT
922
DELISTED
WALTER ENERGY INC COM STK (DE)
WLT
$154K 0.01%
20,100
-2,400
-11% -$18.4K
RGT
923
Royce Global Value Trust
RGT
$83.4M
$153K 0.01%
17,129
-4,661
-21% -$41.6K
NMZ icon
924
Nuveen Municipal High Income Opportunity Fund
NMZ
$1.18B
$152K 0.01%
11,970
-751
-6% -$9.54K
WEN icon
925
Wendy's
WEN
$1.97B
$152K 0.01%
+17,109
New +$152K
35 36
37
38 39