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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+3.99%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.93B
AUM Growth
+$113M
(+6.2%)
Cap. Flow
+$58.9M
Cap. Flow
% of AUM
3.05%
Top 10 Holdings %
Top 10 Hldgs %
14.61%
Holding
1,181
New
137
Increased
509
Reduced
418
Closed
88
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P International Dividend ETF
DWX
|
+$16.7M |
| 2 |
iShares Core US Aggregate Bond ETF
AGG
|
+$8.26M |
| 3 |
iShares MSCI ACWI ETF
ACWI
|
+$7.69M |
| 4 |
Alphabet (Google) Class A
GOOGL
|
+$7.57M |
| 5 |
First Trust Multi Cap Growth AlphaDEX Fund
FAD
|
+$7.51M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$29.4M |
| 2 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$9.59M |
| 3 |
iShares International Select Dividend ETF
IDV
|
+$8.4M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$7.16M |
| 5 |
State Street SPDR Bloomberg Convertible Securities ETF
CWB
|
+$6.28M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 7.38% |
| 2 | Technology | 7.21% |
| 3 | Financials | 6.38% |
| 4 | Industrials | 5.14% |
| 5 | Consumer Staples | 5.09% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
876
Sony
SONY
$134B
| $237K | 0.01% |
48,100
+3,350
| +7% | +$17.8K |
|
877
Suncor Energy
SU
$78.8B
| $237K | 0.01% |
9,304
-2,689
| -22% | -$74.2K |
|
|
GER
878
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
| $237K | 0.01% |
+4,744
| New | +$337K |
|
879
Intuitive Surgical
ISRG
$126B
| $236K | 0.01% |
+3,852
| New | +$216K |
|
880
B&G Foods
BGS
$293M
| $235K | 0.01% |
6,749
+1,040
| +18% | +$37.6K |
|
881
First Solar
FSLR
$22.1B
| $235K | 0.01% |
+3,456
| New | +$194K |
|
882
Bank of Montreal
BMO
$125B
| $234K | 0.01% |
4,144
-453
| -10% | -$26.1K |
|
883
Cincinnati Financial
CINF
$26.8B
| $234K | 0.01% |
+3,974
| New | +$235K |
|
884
CoreCivic
CXW
$2.95B
| $234K | 0.01% |
8,855
-1,241
| -12% | -$34K |
|
885
iShares MSCI EAFE Value ETF
EFV
$28.9B
| $234K | 0.01% |
5,010
+573
| +13% | +$27.7K |
|
|
FITB
886
Fifth Third Bancorp
FITB
$51.3B
| $234K | 0.01% |
11,647
-525
| -4% | -$10.4K |
|
887
Monster Beverage
MNST
$95.5B
| $233K | 0.01% |
9,642
-20,052
| -68% | -$484K |
|
888
VanEck Oil Services ETF
OIH
$2.01B
| $233K | 0.01% |
441
-32
| -7% | -$19K |
|
889
Olin
OLN
$2.53B
| $233K | 0.01% |
+13,457
| New | +$259K |
|
890
iShares JPMorgan EM High Yield Bond ETF
EMHY
$619M
| $232K | 0.01% |
5,181
-12,955
| -71% | -$598K |
|
891
Alliant Energy
LNT
$18.3B
| $232K | 0.01% |
7,464
-4
| -0.1% | -$120 |
|
|
PHK
892
PIMCO High Income Fund
PHK
$867M
| $232K | 0.01% |
28,318
-5,100
| -15% | -$42.7K |
|
893
State Street SPDR S&P Homebuilders ETF
XHB
$1.61B
| $232K | 0.01% |
+6,647
| New | +$236K |
|
894
Becton Dickinson
BDX
$45.6B
| $230K | 0.01% |
1,543
-71
| -4% | -$10.2K |
|
895
Kennametal
KMT
$2.54B
| $230K | 0.01% |
11,852
+561
| +5% | +$14.5K |
|
|
NPI
896
DELISTED
NUVEEN PREMIUN INC MUN FUND
NPI
| $230K | 0.01% |
16,281
+46
| +0.3% | +$628 |
|
897
BlackRock Health Sciences Trust
BME
$563M
| $229K | 0.01% |
+5,803
| New | +$237K |
|
898
Invesco Municipal Income Opportunities Trust
OIA
$293M
| $229K | 0.01% |
31,347
-1,071
| -3% | -$7.52K |
|
|
INB
899
DELISTED
Cohen & Steers Global Income Builder, Inc.
INB
| $229K | 0.01% |
24,300
-4,235
| -15% | -$42.1K |
|
900
Newell Brands
NWL
$2.18B
| $228K | 0.01% |
5,051
-786
| -13% | -$34.4K |
|
Similar funds
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NIMC
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VIM
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CT
CAW
First Allied Advisory Services's Q4 2015 Portfolio in Review
As of Q4 2015, First Allied Advisory Services held 1,181 positions worth $1.93B, up 6.2% from $1.82B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
First Allied Advisory Services deployed $58.9M of net new capital in Q4 2015, opening 137 new positions and adding to 509 existing holdings. Its largest new stake was iShares MSCI ACWI ETF: 134,493 shares worth $7.51M.
By sector, the portfolio is most concentrated in Healthcare at 7.4% of assets, down from 7.5% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $29.4M trimmed.
- First Allied Advisory Services's largest Q4 2015 buy was iShares MSCI ACWI ETF: 134,493 shares worth $7.51M.
- First Allied Advisory Services added most to State Street SPDR S&P International Dividend ETF in Q4 2015, an estimated $16.7M increase.
- First Allied Advisory Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $29.4M.
- First Allied Advisory Services fully exited WisdomTree Emerging Markets High Dividend Fund in Q4 2015, selling an estimated $5.91M.
- First Allied Advisory Services's ten largest holdings make up 15% of its $1.93B portfolio in Q4 2015.
- First Allied Advisory Services opened 137 new positions and closed 88 in Q4 2015.
- First Allied Advisory Services's portfolio value rose 6.2% quarter-over-quarter to $1.93B.
Based on First Allied Advisory Services's 13F filing for Q4 2015, filed 16 Feb 2016.