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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
-0.94%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.26B
AUM Growth
-$102M
(-7.5%)
Cap. Flow
-$77.6M
Cap. Flow
% of AUM
-6.15%
Top 10 Holdings %
Top 10 Hldgs %
14.01%
Holding
1,182
New
206
Increased
381
Reduced
402
Closed
154
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$30.2M |
| 2 |
Berkshire Hathaway Class B
BRK.B
|
+$8.68M |
| 3 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$7.8M |
| 4 |
First Trust Large Cap Core AlphaDEX Fund
FEX
|
+$6.72M |
| 5 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$5.38M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$12.5M |
| 2 |
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
|
+$5.7M |
| 3 |
iShares Preferred and Income Securities ETF
PFF
|
+$5.65M |
| 4 |
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
|
+$5.63M |
| 5 |
ProShares Ultra 7-10 Year Treasury
UST
|
+$5.57M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 7.61% |
| 2 | Technology | 7.02% |
| 3 | Financials | 6.27% |
| 4 | Energy | 5.77% |
| 5 | Industrials | 4.88% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
FNFG
876
DELISTED
FIRST NIAGARA FINANCIAL GROUP INC
FNFG
| $219K | 0.02% |
26,536
-1,490
| -5% | -$12.9K |
|
877
Ericsson
ERIC
$30.7B
| $218K | 0.02% |
+17,268
| New | +$214K |
|
878
J.M. Smucker
SJM
$12.6B
| $218K | 0.02% |
+2,272
| New | +$233K |
|
879
TE Connectivity
TEL
$58.8B
| $218K | 0.02% |
+3,968
| New | +$247K |
|
880
Adobe
ADBE
$89.5B
| $217K | 0.02% |
3,137
-1,239
| -28% | -$87.8K |
|
881
iShares Global Tech ETF
IXN
$8.7B
| $217K | 0.02% |
14,190
-9,270
| -40% | -$141K |
|
882
NiSource
NI
$22.4B
| $217K | 0.02% |
+13,361
| New | +$204K |
|
883
Brown-Forman Class B
BF.B
$12B
| $216K | 0.02% |
7,363
-603
| -8% | -$17.7K |
|
884
Cameco
CCJ
$38.3B
| $216K | 0.02% |
+12,388
| New | +$243K |
|
885
iShares MSCI Taiwan ETF
EWT
$10B
| $216K | 0.02% |
+7,080
| New | +$228K |
|
|
ZU
886
DELISTED
ZULILY INC CLASS A COMMON STOCK
ZU
| $216K | 0.02% |
+5,700
| New | +$206K |
|
887
Haemonetics
HAE
$3.58B
| $215K | 0.02% |
+5,937
| New | +$212K |
|
|
IPG
888
DELISTED
Interpublic Group of Companies
IPG
| $215K | 0.02% |
+11,775
| New | +$228K |
|
889
VanEck Morningstar Wide Moat ETF
MOAT
$11.5B
| $215K | 0.02% |
6,823
+123
| +2% | +$3.83K |
|
890
SiriusXM
SIRI
$10B
| $215K | 0.02% |
6,291
-1,384
| -18% | -$48.4K |
|
891
Ambarella
AMBA
$2.99B
| $213K | 0.02% |
+4,935
| New | +$163K |
|
892
Healthcare Services Group
HCSG
$1.56B
| $213K | 0.02% |
+7,400
| New | +$206K |
|
893
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$633M
| $213K | 0.02% |
10,719
-355
| -3% | -$7.12K |
|
|
PWE
894
DELISTED
Penn West Energy Petroleum Ltd
PWE
| $213K | 0.02% |
31,649
-5,349
| -14% | -$42.3K |
|
895
Boston Scientific
BSX
$65.8B
| $212K | 0.02% |
+18,264
| New | +$230K |
|
896
Rogers Communications
RCI
$17.7B
| $211K | 0.02% |
5,606
-72,552
| -93% | -$2.88M |
|
897
iShares MSCI Pacific ex Japan ETF
EPP
$2.18B
| $210K | 0.02% |
4,552
-53
| -1% | -$2.65K |
|
898
LXP Industrial Trust
LXP
$3.53B
| $210K | 0.02% |
4,353
+43
| +1% | +$2.33K |
|
899
Public Storage
PSA
$60.2B
| $210K | 0.02% |
1,272
-123
| -9% | -$21.1K |
|
900
Woodward
WWD
$25B
| $210K | 0.02% |
4,478
+125
| +3% | +$6.32K |
|
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First Allied Advisory Services's Q3 2014 Portfolio in Review
As of Q3 2014, First Allied Advisory Services held 1,182 positions worth $1.26B, down 7.5% from $1.36B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
First Allied Advisory Services withdrew a net $77.6M in Q3 2014, closing 154 positions and reducing 402 holdings. Its most notable exit was ProShares Ultra 7-10 Year Treasury, an estimated $5.57M position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 7.6% of assets, up from 6.8% a quarter earlier, followed by Technology and Financials.
Against the trend, First Allied Advisory Services opened a new position in Apple worth $31M.
- First Allied Advisory Services's largest Q3 2014 buy was Apple: 1,229,336 shares worth $31M.
- First Allied Advisory Services added most to iShares Core S&P Mid-Cap ETF in Q3 2014, an estimated $7.8M increase.
- First Allied Advisory Services's biggest Q3 2014 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $12.5M.
- First Allied Advisory Services fully exited ProShares Ultra 7-10 Year Treasury in Q3 2014, selling an estimated $5.57M.
- First Allied Advisory Services's ten largest holdings make up 14% of its $1.26B portfolio in Q3 2014.
- First Allied Advisory Services opened 206 new positions and closed 154 in Q3 2014.
- First Allied Advisory Services's portfolio value fell 7.5% quarter-over-quarter to $1.26B.
Based on First Allied Advisory Services's 13F filing for Q3 2014, filed 12 Nov 2014.