We are live on
!
Find out more
FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
-11.25%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.53B
AUM Growth
-$387M
(-13%)
Cap. Flow
-$28.1M
Cap. Flow
% of AUM
-1.11%
Top 10 Holdings %
Top 10 Hldgs %
18.98%
Holding
1,249
New
71
Increased
417
Reduced
545
Closed
180
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Schwab Short-Term US Treasury ETF
SCHO
|
+$18.7M |
| 2 |
Global X US Preferred ETF
PFFD
|
+$18.5M |
| 3 |
iShares Core MSCI International Developed Markets ETF
IDEV
|
+$15.4M |
| 4 |
Global X MLP ETF
MLPA
|
+$14.3M |
| 5 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$12.1M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco Variable Rate Preferred ETF
VRP
|
+$16.5M |
| 2 |
Schwab US Aggregate Bond ETF
SCHZ
|
+$15.2M |
| 3 |
State Street SPDR Bloomberg Convertible Securities ETF
CWB
|
+$11.4M |
| 4 |
HFRO
Highland Opportunities and Income Fund
HFRO
|
+$10.4M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$10M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 62.92% |
| 2 | Technology | 6.51% |
| 3 | Financials | 5.35% |
| 4 | Healthcare | 4.98% |
| 5 | Industrials | 3.99% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
851
BlackRock Multi-Sector Income Trust
BIT
$659M
| $254K | 0.01% |
16,519
+700
| +4% | +$11.4K |
|
852
lululemon athletica
LULU
$10.6B
| $254K | 0.01% |
2,103
+486
| +30% | +$65.2K |
|
853
WisdomTree India Earnings Fund ETF
EPI
$1.95B
| $253K | 0.01% |
10,218
-4,759
| -32% | -$111K |
|
854
Whirlpool
WHR
$2.11B
| $253K | 0.01% |
2,389
+49
| +2% | +$5.56K |
|
855
D.R. Horton
DHI
$38.7B
| $252K | 0.01% |
7,320
-17,008
| -70% | -$620K |
|
856
International Flavors & Fragrances
IFF
$21.5B
| $252K | 0.01% |
1,890
-981
| -34% | -$136K |
|
|
CRON
857
Cronos Group
CRON
$1.21B
| $251K | 0.01% |
+23,875
| New | +$230K |
|
858
NXP Semiconductors
NXPI
$55.2B
| $251K | 0.01% |
3,394
-530
| -14% | -$42K |
|
859
Check Point Software Technologies
CHKP
$14.1B
| $250K | 0.01% |
2,418
+34
| +1% | +$3.73K |
|
860
Mettler-Toledo International
MTD
$27.6B
| $250K | 0.01% |
+438
| New | +$254K |
|
|
TWO
861
DELISTED
Two Harbors Investment
TWO
| $250K | 0.01% |
4,897
-256
| -5% | -$14.6K |
|
|
CHI
862
Calamos Convertible Opportunities and Income Fund
CHI
$973M
| $249K | 0.01% |
28,058
-106
| -0.4% | -$1.05K |
|
|
EXAS
863
DELISTED
Exact Sciences
EXAS
| $249K | 0.01% |
3,928
+253
| +7% | +$17.4K |
|
864
Ameren
AEE
$28.5B
| $248K | 0.01% |
3,751
-324
| -8% | -$21.6K |
|
865
Global X SuperDividend US ETF
DIV
$785M
| $248K | 0.01% |
11,040
-34
| -0.3% | -$825 |
|
866
HEICO Corp
HEI
$41.8B
| $248K | 0.01% |
3,190
-55
| -2% | -$4.59K |
|
867
iShares Global Infrastructure ETF
IGF
$10.2B
| $248K | 0.01% |
6,243
+981
| +19% | +$40.2K |
|
868
Bath & Body Works
BBWI
$3.37B
| $246K | 0.01% |
11,476
-4,205
| -27% | -$106K |
|
869
NetApp
NTAP
$37.6B
| $246K | 0.01% |
+4,066
| New | +$292K |
|
870
United States Oil Fund
USO
$2.27B
| $246K | 0.01% |
3,171
-200
| -6% | -$20.1K |
|
871
Warner Bros
WBD
$70.4B
| $246K | 0.01% |
9,741
-3,479
| -26% | -$106K |
|
872
Donaldson
DCI
$10B
| $244K | 0.01% |
5,630
-127
| -2% | -$6.56K |
|
873
DXC Technology
DXC
$1.85B
| $243K | 0.01% |
4,614
-8,095
| -64% | -$559K |
|
874
VanEck BDC Income ETF
BIZD
$1.63B
| $241K | 0.01% |
16,970
+4,958
| +41% | +$78.3K |
|
875
Fidelity National Financial
FNF
$11.5B
| $241K | 0.01% |
7,958
+24
| +0.3% | +$774 |
|
Similar funds
WAM
FS
NIMC
TI
VIM
PS
CT
CAW
First Allied Advisory Services's Q4 2018 Portfolio in Review
As of Q4 2018, First Allied Advisory Services held 1,249 positions worth $2.53B, down 13% from $2.92B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
First Allied Advisory Services's Q4 2018 filing shows 71 new, 417 increased, 545 reduced and 180 closed positions. Its largest new stake was Global X US Preferred ETF: 797,078 shares worth $18M. The largest sale was Invesco Variable Rate Preferred ETF, an estimated $16.5M.
By sector, the portfolio is most concentrated in Miscellaneous at 63% of assets, up from 61% a quarter earlier, followed by Technology and Financials.
- First Allied Advisory Services's largest Q4 2018 buy was Global X US Preferred ETF: 797,078 shares worth $18M.
- First Allied Advisory Services added most to Schwab Short-Term US Treasury ETF in Q4 2018, an estimated $18.7M increase.
- First Allied Advisory Services's biggest Q4 2018 reduction was Schwab US Aggregate Bond ETF, cutting an estimated $15.2M.
- First Allied Advisory Services fully exited Invesco Variable Rate Preferred ETF in Q4 2018, selling an estimated $16.5M.
- First Allied Advisory Services's ten largest holdings make up 19% of its $2.53B portfolio in Q4 2018.
- First Allied Advisory Services opened 71 new positions and closed 180 in Q4 2018.
- First Allied Advisory Services's portfolio value fell 13% quarter-over-quarter to $2.53B.
Based on First Allied Advisory Services's 13F filing for Q4 2018, filed 15 Feb 2019.