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FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
+4.85%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.51B
AUM Growth
+$192M
Cap. Flow
+$90M
Cap. Flow %
3.58%
Top 10 Hldgs %
17.17%
Holding
1,587
New
460
Increased
546
Reduced
467
Closed
56

Top Buys

Rank Stock Value
1
GAB icon
Gabelli Equity Trust
GAB
+$10.9M
2
HFRO
Highland Opportunities and Income Fund
HFRO
+$9.62M
3
VTI icon
Vanguard Total Stock Market ETF
VTI
+$8.5M
4
DJP icon
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
+$7.67M
5
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$6.36M

Top Sells

Rank Stock Value
1
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$5.53M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.49M
3
GSK icon
GSK
GSK
+$4.68M
4
MBB icon
iShares MBS ETF
MBB
+$3.56M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.36M

Sector Composition

Rank Sector Weight
1 Technology 7.3%
2 Financials 5.29%
3 Industrials 4.66%
4 Healthcare 4.53%
5 Consumer Discretionary 4.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BUD icon
851
AB InBev
BUD
$158B
$313K 0.01%
2,837
+546
+24% +$64.2K
HOG icon
852
Harley-Davidson
HOG
$2.68B
$313K 0.01%
+6,169
New +$300K
IGD
853
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$503M
$313K 0.01%
40,537
+1,618
+4% +$12.8K
BWXT icon
854
BWX Technologies
BWXT
$16B
$312K 0.01%
5,128
-679
-12% -$41K
EXPE icon
855
Expedia Group
EXPE
$31.2B
$312K 0.01%
2,650
-64
-2% -$8.3K
AWK icon
856
American Water Works
AWK
$26.3B
$311K 0.01%
3,391
+554
+20% +$49K
BBWI icon
857
Bath & Body Works
BBWI
$4.01B
$311K 0.01%
6,488
+273
+4% +$11K
TIER
858
DELISTED
TIER REIT, Inc.
TIER
$311K 0.01%
15,349
-523
-3% -$10.3K
AOD
859
abrdn Total Dynamic Dividend Fund
AOD
$1.1B
$309K 0.01%
32,529
-4,713
-13% -$43K
SPIB icon
860
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$308K 0.01%
8,987
+909
+11% +$31.2K
VTRS icon
861
Viatris
VTRS
$20.1B
$308K 0.01%
7,335
-839
-10% -$32.1K
AA icon
862
Alcoa
AA
$11.7B
$307K 0.01%
5,684
+1,171
+26% +$53.5K
CBRE icon
863
CBRE Group
CBRE
$40.8B
$307K 0.01%
7,103
+796
+13% +$33K
SNN icon
864
Smith & Nephew
SNN
$12.9B
$307K 0.01%
8,866
+2,036
+30% +$74.1K
XHR
865
Xenia Hotels & Resorts
XHR
$1.98B
$307K 0.01%
14,259
-600
-4% -$13.1K
CE icon
866
Celanese
CE
$5.09B
$306K 0.01%
2,853
-168
-6% -$17.9K
EOG icon
867
EOG Resources
EOG
$78B
$306K 0.01%
2,804
+107
+4% +$10.8K
NFG icon
868
National Fuel Gas
NFG
$7.84B
$306K 0.01%
+5,544
New +$317K
PDCO
869
DELISTED
Patterson Companies, Inc.
PDCO
$306K 0.01%
+8,624
New +$315K
FDEU
870
DELISTED
First Trust Dynamic Europe Equity Income Fund
FDEU
$306K 0.01%
16,286
+74
+0.5% +$1.4K
PCI
871
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$306K 0.01%
13,675
+375
+3% +$8.47K
WOLF icon
872
Wolfspeed
WOLF
$1.2B
$305K 0.01%
8,098
-608
-7% -$21K
AEO icon
873
American Eagle Outfitters
AEO
$2.85B
$304K 0.01%
15,986
+4,580
+40% +$69K
EMQQ icon
874
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
$258M
$304K 0.01%
+7,983
New +$300K
IGHG icon
875
ProShares Investment Grade-Interest Rate Hedged
IGHG
$323M
$303K 0.01%
3,907
+556
+17% +$42.8K
33 34
35
36 37

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WAM
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FS
Feinberg Stephen $2.61B AUM 15.12% 1-Year Est. Return
NIMC
NWQ Investment Management Company Los Angeles, California $2.22B AUM 6.84% 1-Year Est. Return
TI
TT International London, United Kingdom $1.94B AUM
VIM
Veritas Investment Management London, United Kingdom $1.65B AUM 25.54% 1-Year Est. Return
PS
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CT
CGM Trust Boston, Massachusetts $957M AUM
CAW
Cornerstone Advisors (Washington) Bellevue, Washington $936M AUM 8.77% 1-Year Est. Return

First Allied Advisory Services's Q4 2017 Portfolio in Review

As of Q4 2017, First Allied Advisory Services held 1,587 positions worth $2.51B, up 8.3% from $2.32B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

First Allied Advisory Services deployed $90M of net new capital in Q4 2017, opening 460 new positions and adding to 546 existing holdings. Its largest new stake was Highland Opportunities and Income Fund: 626,583 shares worth $9.71M.

By sector, the portfolio is most concentrated in Technology at 7.3% of assets, down from 7.4% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was WisdomTree Japan Hedged Equity Fund, an estimated $5.53M trimmed.

  • First Allied Advisory Services's largest Q4 2017 buy was Highland Opportunities and Income Fund: 626,583 shares worth $9.71M.
  • First Allied Advisory Services added most to Gabelli Equity Trust in Q4 2017, an estimated $10.9M increase.
  • First Allied Advisory Services's biggest Q4 2017 reduction was WisdomTree Japan Hedged Equity Fund, cutting an estimated $5.53M.
  • First Allied Advisory Services fully exited ProShares Short S&P500 in Q4 2017, selling an estimated $2.71M.
  • First Allied Advisory Services's ten largest holdings make up 17% of its $2.51B portfolio in Q4 2017.
  • First Allied Advisory Services opened 460 new positions and closed 56 in Q4 2017.
  • First Allied Advisory Services's portfolio value rose 8.3% quarter-over-quarter to $2.51B.

Based on First Allied Advisory Services's 13F filing for Q4 2017, filed 8 Feb 2018.