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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+3.99%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.93B
AUM Growth
+$113M
(+6.2%)
Cap. Flow
+$58.9M
Cap. Flow
% of AUM
3.05%
Top 10 Holdings %
Top 10 Hldgs %
14.61%
Holding
1,181
New
137
Increased
509
Reduced
418
Closed
88
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P International Dividend ETF
DWX
|
+$16.7M |
| 2 |
iShares Core US Aggregate Bond ETF
AGG
|
+$8.26M |
| 3 |
iShares MSCI ACWI ETF
ACWI
|
+$7.69M |
| 4 |
Alphabet (Google) Class A
GOOGL
|
+$7.57M |
| 5 |
First Trust Multi Cap Growth AlphaDEX Fund
FAD
|
+$7.51M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$29.4M |
| 2 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$9.59M |
| 3 |
iShares International Select Dividend ETF
IDV
|
+$8.4M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$7.16M |
| 5 |
State Street SPDR Bloomberg Convertible Securities ETF
CWB
|
+$6.28M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 7.38% |
| 2 | Technology | 7.21% |
| 3 | Financials | 6.38% |
| 4 | Industrials | 5.14% |
| 5 | Consumer Staples | 5.09% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
851
Prospect Capital
PSEC
$1.08B
| $248K | 0.01% |
35,513
+1,339
| +4% | +$9.72K |
|
852
NYLI Hedge Multi-Strategy Tracker ETF
QAI
$1.01B
| $248K | 0.01% |
+8,702
| New | +$251K |
|
|
PBCT
853
DELISTED
People's United Financial Inc
PBCT
| $248K | 0.01% |
15,599
+4,040
| +35% | +$65.7K |
|
854
Boston Properties
BXP
$11.3B
| $247K | 0.01% |
1,958
+84
| +4% | +$10.5K |
|
855
Vanguard Russell 3000 ETF
VTHR
$4.66B
| $246K | 0.01% |
2,622
+115
| +5% | +$10.8K |
|
856
Enbridge
ENB
$120B
| $245K | 0.01% |
7,447
+94
| +1% | +$3.53K |
|
857
SAP
SAP
$208B
| $245K | 0.01% |
+3,129
| New | +$241K |
|
858
Cameco
CCJ
$37.9B
| $244K | 0.01% |
19,798
-2,605
| -12% | -$33.4K |
|
859
ProShares Large Cap Core Plus
CSM
$514M
| $244K | 0.01% |
9,866
-150
| -1% | -$3.71K |
|
860
Genworth Financial
GNW
$3.78B
| $244K | 0.01% |
65,907
-11,916
| -15% | -$55.1K |
|
|
BBBY
861
DELISTED
Bed Bath & Beyond Inc
BBBY
| $244K | 0.01% |
5,200
-34,868
| -87% | -$1.94M |
|
862
PG&E
PCG
$38.8B
| $243K | 0.01% |
4,487
+5
| +0.1% | +$266 |
|
|
XHR
863
Xenia Hotels & Resorts
XHR
$1.87B
| $243K | 0.01% |
15,693
+3,624
| +30% | +$61.6K |
|
|
XEC
864
DELISTED
CIMAREX ENERGY CO
XEC
| $243K | 0.01% |
2,736
+152
| +6% | +$16.9K |
|
865
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.39B
| $242K | 0.01% |
+15,478
| New | +$260K |
|
866
Illumina
ILMN
$30.3B
| $241K | 0.01% |
1,296
+25
| +2% | +$4.04K |
|
867
Mohawk Industries
MHK
$7.5B
| $241K | 0.01% |
+1,270
| New | +$244K |
|
868
Revvity
RVTY
$12.7B
| $240K | 0.01% |
4,497
+6
| +0.1% | +$306 |
|
|
CXA
869
DELISTED
SPDR NUVEEN BARCLAYS CALIF MUN BD ETF
CXA
| $240K | 0.01% |
9,840
+1,127
| +13% | +$27.1K |
|
870
Essex Property Trust
ESS
$18.1B
| $239K | 0.01% |
+998
| New | +$229K |
|
871
Cinemark Holdings
CNK
$4.16B
| $238K | 0.01% |
7,074
+247
| +4% | +$8.53K |
|
872
Expedia Group
EXPE
$35.2B
| $238K | 0.01% |
1,971
-986
| -33% | -$125K |
|
873
FirstEnergy
FE
$27.9B
| $238K | 0.01% |
7,571
-2,322
| -23% | -$73K |
|
874
WPP
WPP
$4.38B
| $238K | 0.01% |
2,130
+125
| +6% | +$14.1K |
|
875
Mercado Libre
MELI
$95.5B
| $237K | 0.01% |
+2,081
| New | +$229K |
|
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First Allied Advisory Services's Q4 2015 Portfolio in Review
As of Q4 2015, First Allied Advisory Services held 1,181 positions worth $1.93B, up 6.2% from $1.82B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
First Allied Advisory Services deployed $58.9M of net new capital in Q4 2015, opening 137 new positions and adding to 509 existing holdings. Its largest new stake was iShares MSCI ACWI ETF: 134,493 shares worth $7.51M.
By sector, the portfolio is most concentrated in Healthcare at 7.4% of assets, down from 7.5% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $29.4M trimmed.
- First Allied Advisory Services's largest Q4 2015 buy was iShares MSCI ACWI ETF: 134,493 shares worth $7.51M.
- First Allied Advisory Services added most to State Street SPDR S&P International Dividend ETF in Q4 2015, an estimated $16.7M increase.
- First Allied Advisory Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $29.4M.
- First Allied Advisory Services fully exited WisdomTree Emerging Markets High Dividend Fund in Q4 2015, selling an estimated $5.91M.
- First Allied Advisory Services's ten largest holdings make up 15% of its $1.93B portfolio in Q4 2015.
- First Allied Advisory Services opened 137 new positions and closed 88 in Q4 2015.
- First Allied Advisory Services's portfolio value rose 6.2% quarter-over-quarter to $1.93B.
Based on First Allied Advisory Services's 13F filing for Q4 2015, filed 16 Feb 2016.