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FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
+4.58%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.72B
AUM Growth
+$463M
Cap. Flow
+$415M
Cap. Flow %
24.15%
Top 10 Hldgs %
14.92%
Holding
1,095
New
147
Increased
484
Reduced
311
Closed
92

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$23.9M
2
MBB icon
iShares MBS ETF
MBB
+$14.3M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$13.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$12M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11.7M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$16.4M
2
SSO icon
ProShares Ultra S&P500
SSO
+$9.12M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$8.23M
4
RWX icon
State Street SPDR Dow Jones International Real Estate ETF
RWX
+$5.47M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$4.35M

Sector Composition

Rank Sector Weight
1 Financials 6.48%
2 Technology 6.48%
3 Healthcare 6.16%
4 Energy 5.57%
5 Industrials 4.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EIG icon
851
Employers Holdings
EIG
$941M
$217K 0.01%
+7,294
New +$199K
VNR
852
DELISTED
Vanguard Natural Resources, LLC
VNR
$217K 0.01%
+7,778
New +$213K
MGM icon
853
MGM Resorts International
MGM
$11.7B
$215K 0.01%
10,717
-2,009
-16% -$35K
SPIP icon
854
State Street SPDR Portfolio TIPS ETF
SPIP
$1.01B
$215K 0.01%
7,766
-130
-2% -$3.6K
CHL
855
DELISTED
China Mobile Limited
CHL
$215K 0.01%
+3,831
New +$207K
DDD icon
856
3D Systems Corp
DDD
$441M
$214K 0.01%
+3,985
New +$197K
MTW icon
857
Manitowoc
MTW
$497M
$214K 0.01%
11,950
+629
+6% +$11.4K
MCP
858
DELISTED
MOLYCORP INC COM STK
MCP
$214K 0.01%
32,430
+3,649
+13% +$24.5K
AIG icon
859
American International
AIG
$41.8B
$213K 0.01%
+4,407
New +$209K
PFM icon
860
Invesco Dividend Achievers ETF
PFM
$792M
$213K 0.01%
11,393
– –
PNW icon
861
Pinnacle West Capital
PNW
$12.3B
$212K 0.01%
3,909
-50
-1% -$2.81K
PWV icon
862
Invesco Large Cap Value ETF
PWV
$1.68B
$212K 0.01%
8,171
-542
-6% -$14.2K
HIG icon
863
Hartford Financial Services
HIG
$39.2B
$211K 0.01%
6,789
-3,463
-34% -$108K
TSM icon
864
TSMC
TSM
$2.09T
$211K 0.01%
12,578
+1,658
+15% +$28.3K
DFJ icon
865
WisdomTree Japan SmallCap Dividend Fund
DFJ
$386M
$210K 0.01%
+4,105
New +$202K
CBI
866
DELISTED
Chicago Bridge & Iron Nv
CBI
$210K 0.01%
+3,080
New +$190K
BIIB icon
867
Biogen
BIIB
$30.7B
$209K 0.01%
+919
New +$206K
NFLX icon
868
Netflix
NFLX
$305B
$209K 0.01%
+47,740
New +$184K
PSA icon
869
Public Storage
PSA
$59.3B
$209K 0.01%
+1,307
New +$207K
MHFI
870
DELISTED
MCGRAW-HILL FINANCIAL INC COM
MHFI
$209K 0.01%
+3,169
New +$192K
AEF
871
abrdn Emerging Markets Equity Income Fund
AEF
$348M
$208K 0.01%
15,367
-6,300
-29% -$86.9K
EIDO icon
872
iShares MSCI Indonesia ETF
EIDO
$480M
$208K 0.01%
8,782
+512
+6% +$13.9K
FTA icon
873
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.39B
$208K 0.01%
+5,662
New +$207K
UI icon
874
Ubiquiti
UI
$32.3B
$208K 0.01%
+6,134
New +$164K
EMLP icon
875
First Trust North American Energy Infrastructure Fund
EMLP
$4.09B
$206K 0.01%
9,015
+130
+1% +$3.03K
33 34
35
36 37

Similar funds

WAM
Wealthspire Advisors (Maryland) Potomac, Maryland $2.84B AUM 10.91% 1-Year Est. Return
FS
Feinberg Stephen $2.61B AUM 15.12% 1-Year Est. Return
NIMC
NWQ Investment Management Company Los Angeles, California $2.22B AUM 6.84% 1-Year Est. Return
TI
TT International London, United Kingdom $1.94B AUM
VIM
Veritas Investment Management London, United Kingdom $1.65B AUM 25.54% 1-Year Est. Return
PS
Peter Svennilson $1.23B AUM 301.34% 1-Year Est. Return
CT
CGM Trust Boston, Massachusetts $957M AUM
CAW
Cornerstone Advisors (Washington) Bellevue, Washington $936M AUM 8.77% 1-Year Est. Return

First Allied Advisory Services's Q3 2013 Portfolio in Review

As of Q3 2013, First Allied Advisory Services held 1,095 positions worth $1.72B, up 37% from $1.25B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

First Allied Advisory Services deployed $415M of net new capital in Q3 2013, opening 147 new positions and adding to 484 existing holdings. Its largest new stake was Vanguard Short-Term Inflation-Protected Securities Index Fund: 206,130 shares worth $10.1M.

By sector, the portfolio is most concentrated in Financials at 6.5% of assets, up from 6.1% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $16.4M trimmed.

  • First Allied Advisory Services's largest Q3 2013 buy was Vanguard Short-Term Inflation-Protected Securities Index Fund: 206,130 shares worth $10.1M.
  • First Allied Advisory Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $23.9M increase.
  • First Allied Advisory Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $16.4M.
  • First Allied Advisory Services fully exited ProShares Ultra S&P500 in Q3 2013, selling an estimated $9.12M.
  • First Allied Advisory Services's ten largest holdings make up 15% of its $1.72B portfolio in Q3 2013.
  • First Allied Advisory Services opened 147 new positions and closed 92 in Q3 2013.
  • First Allied Advisory Services's portfolio value rose 37% quarter-over-quarter to $1.72B.

Based on First Allied Advisory Services's 13F filing for Q3 2013, filed 7 Nov 2013.