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FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
+4.58%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.72B
AUM Growth
+$463M
Cap. Flow
+$415M
Cap. Flow %
24.15%
Top 10 Hldgs %
14.92%
Holding
1,095
New
147
Increased
484
Reduced
311
Closed
92

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$23.9M
2
MBB icon
iShares MBS ETF
MBB
+$14.3M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$13.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$12M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11.7M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$16.4M
2
SSO icon
ProShares Ultra S&P500
SSO
+$9.12M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$8.23M
4
RWX icon
State Street SPDR Dow Jones International Real Estate ETF
RWX
+$5.47M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$4.35M

Sector Composition

Rank Sector Weight
1 Financials 6.48%
2 Technology 6.48%
3 Healthcare 6.16%
4 Energy 5.57%
5 Industrials 4.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RAS
826
DELISTED
RAIT Financial Trust
RAS
$231K 0.01%
32,587
+14,638
+82% +$104K
GM icon
827
General Motors
GM
$80B
$230K 0.01%
6,423
+274
+4% +$9.83K
HBI
828
DELISTED
Hanesbrands
HBI
$230K 0.01%
14,772
-5,540
-27% -$82.4K
IGR
829
CBRE Global Real Estate Income Fund
IGR
$718M
$230K 0.01%
28,510
– –
DHS icon
830
WisdomTree US High Dividend Fund
DHS
$1.56B
$229K 0.01%
4,412
+511
+13% +$26.8K
TUP
831
DELISTED
Tupperware Brands Corporation
TUP
$227K 0.01%
+2,666
New +$222K
JSN
832
DELISTED
NUVEEN EQUITY PREMIUM OPPORTUNITY FUND
JSN
$227K 0.01%
18,797
– –
NBH
833
Neuberger Municipal Fund Inc
NBH
$306M
$226K 0.01%
15,980
+80
+0.5% +$1.1K
PX
834
DELISTED
Praxair Inc
PX
$225K 0.01%
1,905
-55
-3% -$6.53K
SLY
835
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$225K 0.01%
4,700
-950
-17% -$44.1K
BWX icon
836
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.33B
$224K 0.01%
+7,588
New +$217K
UUP icon
837
Invesco DB US Dollar Index Bullish Fund
UUP
$419M
$224K 0.01%
+10,399
New +$230K
VVC
838
DELISTED
Vectren Corporation
VVC
$224K 0.01%
6,760
+5
+0.1% +$172
HAV
839
DELISTED
HELIOS ADVANTAGE INCOME FD, INC
HAV
$224K 0.01%
25,900
+4,000
+18% +$32.9K
MNR
840
DELISTED
Monmouth Real Estate Investment Corp
MNR
$224K 0.01%
24,905
+5,217
+26% +$49.5K
HME
841
DELISTED
HOME PROPERTIES, INC
HME
$223K 0.01%
3,818
+596
+18% +$36.6K
HYF
842
DELISTED
MANAGED HIGH YLD PLUS FD INC
HYF
$223K 0.01%
109,964
-25,939
-19% -$51K
BLK icon
843
Blackrock
BLK
$170B
$222K 0.01%
819
-92
-10% -$25K
BRW
844
Saba Capital Income & Opportunities Fund
BRW
$342M
$222K 0.01%
18,252
+510
+3% +$6.23K
TPC
845
Tutor Perini Cor
TPC
$4.38B
$222K 0.01%
+10,350
New +$200K
OKS
846
DELISTED
Oneok Partners LP
OKS
$222K 0.01%
+4,172
New +$212K
WY.PRA
847
DELISTED
WEYERHAEUSER COMP PREF CONV SER A (WA)
WY.PRA
$222K 0.01%
+4,200
New +$221K
LULU icon
848
lululemon athletica
LULU
$13.6B
$220K 0.01%
3,100
-2,105
-40% -$147K
MUSA icon
849
Murphy USA
MUSA
$11.4B
$220K 0.01%
+5,506
New +$220K
VCLT icon
850
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.83B
$220K 0.01%
2,725
-1,177
-30% -$96.8K
32 33
34
35 36

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WAM
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FS
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NIMC
NWQ Investment Management Company Los Angeles, California $2.22B AUM 6.84% 1-Year Est. Return
TI
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VIM
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PS
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CT
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CAW
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First Allied Advisory Services's Q3 2013 Portfolio in Review

As of Q3 2013, First Allied Advisory Services held 1,095 positions worth $1.72B, up 37% from $1.25B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

First Allied Advisory Services deployed $415M of net new capital in Q3 2013, opening 147 new positions and adding to 484 existing holdings. Its largest new stake was Vanguard Short-Term Inflation-Protected Securities Index Fund: 206,130 shares worth $10.1M.

By sector, the portfolio is most concentrated in Financials at 6.5% of assets, up from 6.1% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $16.4M trimmed.

  • First Allied Advisory Services's largest Q3 2013 buy was Vanguard Short-Term Inflation-Protected Securities Index Fund: 206,130 shares worth $10.1M.
  • First Allied Advisory Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $23.9M increase.
  • First Allied Advisory Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $16.4M.
  • First Allied Advisory Services fully exited ProShares Ultra S&P500 in Q3 2013, selling an estimated $9.12M.
  • First Allied Advisory Services's ten largest holdings make up 15% of its $1.72B portfolio in Q3 2013.
  • First Allied Advisory Services opened 147 new positions and closed 92 in Q3 2013.
  • First Allied Advisory Services's portfolio value rose 37% quarter-over-quarter to $1.72B.

Based on First Allied Advisory Services's 13F filing for Q3 2013, filed 7 Nov 2013.