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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
-11.25%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.53B
AUM Growth
-$387M
(-13%)
Cap. Flow
-$28.1M
Cap. Flow
% of AUM
-1.11%
Top 10 Holdings %
Top 10 Hldgs %
18.98%
Holding
1,249
New
71
Increased
417
Reduced
545
Closed
180
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Schwab Short-Term US Treasury ETF
SCHO
|
+$18.7M |
| 2 |
Global X US Preferred ETF
PFFD
|
+$18.5M |
| 3 |
iShares Core MSCI International Developed Markets ETF
IDEV
|
+$15.4M |
| 4 |
Global X MLP ETF
MLPA
|
+$14.3M |
| 5 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$12.1M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco Variable Rate Preferred ETF
VRP
|
+$16.5M |
| 2 |
Schwab US Aggregate Bond ETF
SCHZ
|
+$15.2M |
| 3 |
State Street SPDR Bloomberg Convertible Securities ETF
CWB
|
+$11.4M |
| 4 |
HFRO
Highland Opportunities and Income Fund
HFRO
|
+$10.4M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$10M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 62.92% |
| 2 | Technology | 6.51% |
| 3 | Financials | 5.35% |
| 4 | Healthcare | 4.98% |
| 5 | Industrials | 3.99% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
801
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$702M
| $283K | 0.01% |
8,305
-2,748
| -25% | -$103K |
|
802
Agilent Technologies
A
$43.3B
| $282K | 0.01% |
4,153
+295
| +8% | +$19.8K |
|
803
Aon
AON
$63.8B
| $282K | 0.01% |
1,946
-34
| -2% | -$5.28K |
|
|
HBI
804
DELISTED
Hanesbrands
HBI
| $282K | 0.01% |
22,498
-9,705
| -30% | -$151K |
|
805
Ionis Pharmaceuticals
IONS
$7.45B
| $282K | 0.01% |
5,239
-173
| -3% | -$8.82K |
|
806
Woodward
WWD
$18.8B
| $282K | 0.01% |
3,841
+245
| +7% | +$18.9K |
|
807
First American
FAF
$7.26B
| $281K | 0.01% |
6,315
+1,505
| +31% | +$69.8K |
|
808
Mercado Libre
MELI
$93.3B
| $281K | 0.01% |
958
+58
| +6% | +$18.8K |
|
809
Booz Allen Hamilton
BAH
$9.43B
| $280K | 0.01% |
6,195
-1,021
| -14% | -$50.1K |
|
810
VanEck High Yield Muni ETF
HYD
$4.08B
| $280K | 0.01% |
+4,620
| New | +$281K |
|
811
WD-40
WDFC
$2.55B
| $279K | 0.01% |
1,524
| – | – |
|
812
WisdomTree US LargeCap Dividend Fund
DLN
$6.2B
| $278K | 0.01% |
6,582
-88
| -1% | -$3.98K |
|
813
Ross Stores
ROST
$71.8B
| $278K | 0.01% |
3,394
-9,251
| -73% | -$838K |
|
814
Vulcan Materials
VMC
$31.7B
| $277K | 0.01% |
2,832
-8
| -0.3% | -$811 |
|
|
STOR
815
DELISTED
STORE Capital Corporation
STOR
| $277K | 0.01% |
9,670
-118
| -1% | -$3.44K |
|
816
Republic Services
RSG
$67.3B
| $276K | 0.01% |
3,815
-3,393
| -47% | -$248K |
|
817
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$423M
| $274K | 0.01% |
16,306
-2,053
| -11% | -$36.6K |
|
818
Sony
SONY
$139B
| $274K | 0.01% |
28,425
+3,540
| +14% | +$37.5K |
|
819
Amplify Blockchain Technology ETF
BLOK
$1.06B
| $273K | 0.01% |
18,881
-1,315
| -7% | -$22.5K |
|
820
NRG Energy
NRG
$22.6B
| $273K | 0.01% |
+6,949
| New | +$266K |
|
821
O-I Glass
OI
$945M
| $273K | 0.01% |
15,904
+648
| +4% | +$11.3K |
|
822
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.51B
| $272K | 0.01% |
3,989
-4,265
| -52% | -$307K |
|
823
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$4.03B
| $271K | 0.01% |
2,550
-1,312
| -34% | -$183K |
|
|
NUAN
824
DELISTED
Nuance Communications, Inc.
NUAN
| $271K | 0.01% |
22,916
-20,689
| -47% | -$290K |
|
825
Nice
NICE
$6.18B
| $270K | 0.01% |
2,505
-562
| -18% | -$61.5K |
|
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First Allied Advisory Services's Q4 2018 Portfolio in Review
As of Q4 2018, First Allied Advisory Services held 1,249 positions worth $2.53B, down 13% from $2.92B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
First Allied Advisory Services's Q4 2018 filing shows 71 new, 417 increased, 545 reduced and 180 closed positions. Its largest new stake was Global X US Preferred ETF: 797,078 shares worth $18M. The largest sale was Invesco Variable Rate Preferred ETF, an estimated $16.5M.
By sector, the portfolio is most concentrated in Miscellaneous at 63% of assets, up from 61% a quarter earlier, followed by Technology and Financials.
- First Allied Advisory Services's largest Q4 2018 buy was Global X US Preferred ETF: 797,078 shares worth $18M.
- First Allied Advisory Services added most to Schwab Short-Term US Treasury ETF in Q4 2018, an estimated $18.7M increase.
- First Allied Advisory Services's biggest Q4 2018 reduction was Schwab US Aggregate Bond ETF, cutting an estimated $15.2M.
- First Allied Advisory Services fully exited Invesco Variable Rate Preferred ETF in Q4 2018, selling an estimated $16.5M.
- First Allied Advisory Services's ten largest holdings make up 19% of its $2.53B portfolio in Q4 2018.
- First Allied Advisory Services opened 71 new positions and closed 180 in Q4 2018.
- First Allied Advisory Services's portfolio value fell 13% quarter-over-quarter to $2.53B.
Based on First Allied Advisory Services's 13F filing for Q4 2018, filed 15 Feb 2019.