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FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
+4.85%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.51B
AUM Growth
+$192M
Cap. Flow
+$90M
Cap. Flow %
3.58%
Top 10 Hldgs %
17.17%
Holding
1,587
New
460
Increased
546
Reduced
467
Closed
56

Top Buys

Rank Stock Value
1
GAB icon
Gabelli Equity Trust
GAB
+$10.9M
2
HFRO
Highland Opportunities and Income Fund
HFRO
+$9.62M
3
VTI icon
Vanguard Total Stock Market ETF
VTI
+$8.5M
4
DJP icon
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
+$7.67M
5
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$6.36M

Top Sells

Rank Stock Value
1
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$5.53M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.49M
3
GSK icon
GSK
GSK
+$4.68M
4
MBB icon
iShares MBS ETF
MBB
+$3.56M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.36M

Sector Composition

Rank Sector Weight
1 Technology 7.3%
2 Financials 5.29%
3 Industrials 4.66%
4 Healthcare 4.53%
5 Consumer Discretionary 4.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CERN
776
DELISTED
Cerner Corp
CERN
$375K 0.01%
5,644
+77
+1% +$5.32K
EL icon
777
Estee Lauder
EL
$29B
$373K 0.01%
2,928
-29
-1% -$3.48K
NVG icon
778
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.65B
$373K 0.01%
24,153
+550
+2% +$8.47K
SPYM
779
State Street SPDR Portfolio S&P 500 ETF
SPYM
$158B
$371K 0.01%
11,822
+382
+3% +$11.7K
VOX icon
780
Vanguard Communication Services ETF
VOX
$5.53B
$371K 0.01%
4,074
+95
+2% +$8.54K
HEZU icon
781
iShares Currency Hedged MSCI Eurozone ETF
HEZU
$565M
$370K 0.01%
12,434
-897
-7% -$27.2K
SMG icon
782
ScottsMiracle-Gro
SMG
$4.03B
$369K 0.01%
3,415
+1,071
+46% +$107K
VTWG icon
783
Vanguard Russell 2000 Growth ETF
VTWG
$1.47B
$369K 0.01%
+2,721
New +$360K
HSBC icon
784
HSBC
HSBC
$355B
$364K 0.01%
+7,711
New +$349K
HIG icon
785
Hartford Financial Services
HIG
$38.5B
$363K 0.01%
6,468
-64
-1% -$3.57K
PMO
786
Franklin Municipal Opportunities Trust
PMO
$282M
$363K 0.01%
29,384
-683
-2% -$8.57K
XTN icon
787
State Street SPDR S&P Transportation ETF
XTN
$403M
$363K 0.01%
5,535
-3,845
-41% -$236K
DLTR icon
788
Dollar Tree
DLTR
$23.1B
$362K 0.01%
+3,369
New +$329K
KNX icon
789
Knight Transportation
KNX
$11.8B
$361K 0.01%
8,172
-350
-4% -$14.4K
XLRE icon
790
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.69B
$361K 0.01%
10,953
-154
-1% -$5.08K
BSJK
791
DELISTED
Invesco BulletShares 2020 High Yield Corporate Bond ETF
BSJK
$361K 0.01%
+14,748
New +$365K
FNCL icon
792
Fidelity MSCI Financials Index ETF
FNCL
$2.35B
$358K 0.01%
8,743
-8,504
-49% -$335K
COF icon
793
Capital One
COF
$124B
$357K 0.01%
3,582
+760
+27% +$69.4K
NEM icon
794
Newmont
NEM
$98.2B
$357K 0.01%
9,579
+87
+0.9% +$3.2K
SYF icon
795
Synchrony
SYF
$23.7B
$357K 0.01%
9,174
+1,578
+21% +$54K
VRP icon
796
Invesco Variable Rate Preferred ETF
VRP
$2.99B
$356K 0.01%
13,930
-732
-5% -$18.9K
ABMD
797
DELISTED
Abiomed Inc
ABMD
$356K 0.01%
1,913
+511
+36% +$95.4K
IUSB icon
798
iShares Core Universal USD Bond ETF
IUSB
$42.6B
$355K 0.01%
+6,997
New +$356K
CRBN icon
799
iShares Low Carbon Optimized MSCI ACWI ETF
CRBN
$1.12B
$353K 0.01%
3,023
-190
-6% -$21.9K
EXG icon
800
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.91B
$353K 0.01%
37,559
-82,415
-69% -$770K
30 31
32
33 34

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FS
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NIMC
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TI
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VIM
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PS
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CT
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CAW
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First Allied Advisory Services's Q4 2017 Portfolio in Review

As of Q4 2017, First Allied Advisory Services held 1,587 positions worth $2.51B, up 8.3% from $2.32B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

First Allied Advisory Services deployed $90M of net new capital in Q4 2017, opening 460 new positions and adding to 546 existing holdings. Its largest new stake was Highland Opportunities and Income Fund: 626,583 shares worth $9.71M.

By sector, the portfolio is most concentrated in Technology at 7.3% of assets, down from 7.4% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was WisdomTree Japan Hedged Equity Fund, an estimated $5.53M trimmed.

  • First Allied Advisory Services's largest Q4 2017 buy was Highland Opportunities and Income Fund: 626,583 shares worth $9.71M.
  • First Allied Advisory Services added most to Gabelli Equity Trust in Q4 2017, an estimated $10.9M increase.
  • First Allied Advisory Services's biggest Q4 2017 reduction was WisdomTree Japan Hedged Equity Fund, cutting an estimated $5.53M.
  • First Allied Advisory Services fully exited ProShares Short S&P500 in Q4 2017, selling an estimated $2.71M.
  • First Allied Advisory Services's ten largest holdings make up 17% of its $2.51B portfolio in Q4 2017.
  • First Allied Advisory Services opened 460 new positions and closed 56 in Q4 2017.
  • First Allied Advisory Services's portfolio value rose 8.3% quarter-over-quarter to $2.51B.

Based on First Allied Advisory Services's 13F filing for Q4 2017, filed 8 Feb 2018.