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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
-6.65%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.82B
AUM Growth
-$414M
(-19%)
Cap. Flow
-$261M
Cap. Flow
% of AUM
-14.35%
Top 10 Holdings %
Top 10 Hldgs %
15.73%
Holding
1,217
New
76
Increased
360
Reduced
578
Closed
174
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$35.8M |
| 2 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$8.91M |
| 3 |
Vanguard Real Estate ETF
VNQ
|
+$8.29M |
| 4 |
Vanguard Total Bond Market
BND
|
+$5.32M |
| 5 |
PIMCO Active Bond Exchange-Traded Fund
BOND
|
+$5.07M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$21M |
| 2 |
WisdomTree Japan Hedged Equity Fund
DXJ
|
+$15.2M |
| 3 |
iShares MSCI EAFE ETF
EFA
|
+$15.1M |
| 4 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$12.7M |
| 5 |
iShares Russell 2000 ETF
IWM
|
+$11.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 50.95% |
| 2 | Technology | 7.64% |
| 3 | Healthcare | 7.61% |
| 4 | Financials | 6.64% |
| 5 | Industrials | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
776
Franklin Templeton
BEN
$16.6B
| $276K | 0.02% |
7,721
+94
| +1% | +$4.07K |
|
777
AB InBev
BUD
$157B
| $276K | 0.02% |
2,590
-406
| -14% | -$47.1K |
|
778
Kennametal
KMT
$2.27B
| $276K | 0.02% |
11,291
-1,082
| -9% | -$32.3K |
|
779
Magna International
MGA
$17.1B
| $276K | 0.02% |
5,746
+1,398
| +32% | +$72.3K |
|
780
Texas Instruments
TXN
$238B
| $276K | 0.02% |
5,544
-1,919
| -26% | -$93.7K |
|
781
WisdomTree US SmallCap Dividend Fund
DES
$2.13B
| $275K | 0.02% |
13,242
-2,034
| -13% | -$45.4K |
|
782
Knowles
KN
$3B
| $275K | 0.02% |
15,045
+3,479
| +30% | +$59.5K |
|
783
ProShares Ultra QQQ
QLD
$13.7B
| $275K | 0.02% |
+67,728
| New | +$310K |
|
784
Air Products & Chemicals
APD
$63.9B
| $274K | 0.02% |
2,295
-271
| -11% | -$34.5K |
|
|
UMPQ
785
DELISTED
Umpqua Holdings Corp
UMPQ
| $274K | 0.02% |
16,727
-949
| -5% | -$16.3K |
|
|
INB
786
DELISTED
Cohen & Steers Global Income Builder, Inc.
INB
| $274K | 0.02% |
28,535
-8,000
| -22% | -$84.6K |
|
787
Atmos Energy
ATO
$27.4B
| $273K | 0.02% |
+4,668
| New | +$256K |
|
788
Cameco
CCJ
$39.6B
| $273K | 0.02% |
22,403
+1,816
| +9% | +$24.5K |
|
789
iShares Residential and Multisector Real Estate ETF
REZ
$814M
| $273K | 0.02% |
4,602
-351
| -7% | -$20.6K |
|
790
Lazard
LAZ
$3.57B
| $272K | 0.02% |
6,145
-264
| -4% | -$13.6K |
|
791
Cencora
COR
$60.8B
| $270K | 0.01% |
2,855
-282
| -9% | -$29.6K |
|
792
Enbridge
ENB
$106B
| $270K | 0.01% |
7,353
-2,755
| -27% | -$115K |
|
793
Pentair
PNR
$9.01B
| $270K | 0.01% |
7,856
-3,087
| -28% | -$121K |
|
794
AES
AES
$10.6B
| $269K | 0.01% |
27,554
-725
| -3% | -$8.75K |
|
795
Equinor
EQNR
$105B
| $269K | 0.01% |
18,356
-958
| -5% | -$15.1K |
|
796
First Trust Dorsey Wright International Focus 5 ETF
IFV
$226M
| $269K | 0.01% |
15,642
+3,677
| +31% | +$67.8K |
|
797
Cohen & Steers Duration Preferred & Income Fund
LDP
$570M
| $268K | 0.01% |
12,119
-300
| -2% | -$6.96K |
|
798
First Trust NASDAQ ABA Community Bank Index Fund
QABA
$97.1M
| $268K | 0.01% |
6,924
-16
| -0.2% | -$620 |
|
799
Vanguard S&P Small-Cap 600 Value ETF
VIOV
$1.82B
| $268K | 0.01% |
6,028
+236
| +4% | +$11.4K |
|
|
PXD
800
DELISTED
Pioneer Natural Resource Co.
PXD
| $266K | 0.01% |
2,173
-218
| -9% | -$27.2K |
|
Similar funds
WAM
FS
NIMC
TI
VIM
PS
CT
CAW
First Allied Advisory Services's Q3 2015 Portfolio in Review
As of Q3 2015, First Allied Advisory Services held 1,217 positions worth $1.82B, down 19% from $2.23B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
First Allied Advisory Services withdrew a net $261M in Q3 2015, closing 174 positions and reducing 578 holdings. Its most notable exit was M.D.C. Holdings, Inc., an estimated $7.85M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 51% of assets, down from 53% a quarter earlier, followed by Technology and Healthcare.
Against the trend, First Allied Advisory Services opened a new position in Centene worth $2.02M.
- First Allied Advisory Services's largest Q3 2015 buy was Centene: 76,534 shares worth $2.02M.
- First Allied Advisory Services added most to iShares 1-3 Year Treasury Bond ETF in Q3 2015, an estimated $35.8M increase.
- First Allied Advisory Services's biggest Q3 2015 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $21M.
- First Allied Advisory Services fully exited M.D.C. Holdings, Inc. in Q3 2015, selling an estimated $7.85M.
- First Allied Advisory Services's ten largest holdings make up 16% of its $1.82B portfolio in Q3 2015.
- First Allied Advisory Services opened 76 new positions and closed 174 in Q3 2015.
- First Allied Advisory Services's portfolio value fell 19% quarter-over-quarter to $1.82B.
Based on First Allied Advisory Services's 13F filing for Q3 2015, filed 12 Nov 2015.