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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+3.8%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.37B
AUM Growth
+$114M
(+9%)
Cap. Flow
+$78.9M
Cap. Flow
% of AUM
5.74%
Top 10 Holdings %
Top 10 Hldgs %
13.34%
Holding
1,160
New
132
Increased
487
Reduced
370
Closed
132
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$14.1M |
| 2 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$10.7M |
| 3 |
Gabelli Equity Trust
GAB
|
+$7.43M |
| 4 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$6.04M |
| 5 |
First Trust Dorsey Wright Focus 5 ETF
FV
|
+$5.74M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$12.4M |
| 2 |
ProShares Ultra MidCap400
MVV
|
+$5.78M |
| 3 |
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
|
+$5.03M |
| 4 |
iShares Core US Aggregate Bond ETF
AGG
|
+$4.64M |
| 5 |
Bristol-Myers Squibb
BMY
|
+$3.98M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 7.51% |
| 2 | Technology | 6.94% |
| 3 | Financials | 6.69% |
| 4 | Industrials | 5.25% |
| 5 | Energy | 4.75% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
776
Lazard
LAZ
$4.37B
| $288K | 0.02% |
5,668
+893
| +19% | +$44.3K |
|
|
VFL
777
DELISTED
abrdn National Municipal Income Fund
VFL
| $287K | 0.02% |
21,942
| – | – |
|
|
WDR
778
DELISTED
Waddell & Reed Financial, Inc.
WDR
| $287K | 0.02% |
+5,627
| New | +$268K |
|
779
Trinity Industries
TRN
$2.97B
| $286K | 0.02% |
14,298
-1,244
| -8% | -$30K |
|
780
Ares Capital
ARCC
$13.5B
| $285K | 0.02% |
18,281
-21,477
| -54% | -$343K |
|
781
Fluor
FLR
$7.29B
| $285K | 0.02% |
+4,701
| New | +$297K |
|
782
Pinnacle West Capital
PNW
$12.9B
| $285K | 0.02% |
+4,196
| New | +$261K |
|
|
PX
783
DELISTED
Praxair Inc
PX
| $285K | 0.02% |
2,200
+322
| +17% | +$40.8K |
|
784
First Trust Water ETF
FIW
$1.84B
| $284K | 0.02% |
8,428
-1,044
| -11% | -$34.4K |
|
|
GOOD
785
Gladstone Commercial Corp
GOOD
$627M
| $284K | 0.02% |
16,525
| – | – |
|
786
Sarepta Therapeutics
SRPT
$1.66B
| $284K | 0.02% |
19,600
+6,000
| +44% | +$102K |
|
|
JPS
787
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
| $283K | 0.02% |
31,900
-11,156
| -26% | -$100K |
|
788
Newell Brands
NWL
$2.16B
| $280K | 0.02% |
7,322
+542
| +8% | +$19.1K |
|
789
Wolfspeed
WOLF
$1.2B
| $279K | 0.02% |
8,608
-1,121
| -12% | -$36.8K |
|
|
RDS.B
790
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
| $279K | 0.02% |
4,036
+401
| +11% | +$28.9K |
|
|
CBI
791
DELISTED
Chicago Bridge & Iron Nv
CBI
| $278K | 0.02% |
6,750
+1,475
| +28% | +$72.7K |
|
792
Booking.com
BKNG
$138B
| $277K | 0.02% |
6,200
-2,250
| -27% | -$102K |
|
|
LINE
793
DELISTED
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
| $277K | 0.02% |
26,911
+3,993
| +17% | +$82.1K |
|
794
Northern Trust
NTRS
$22.2B
| $276K | 0.02% |
4,153
+157
| +4% | +$10.4K |
|
795
Honda
HMC
$36.5B
| $275K | 0.02% |
9,379
+2,188
| +30% | +$68K |
|
796
iShares Micro-Cap ETF
IWC
$1.43B
| $275K | 0.02% |
3,583
+28
| +0.8% | +$2.03K |
|
797
Invesco Large Cap Value ETF
PWV
$1.66B
| $275K | 0.02% |
+8,821
| New | +$270K |
|
798
Cinemark Holdings
CNK
$3.82B
| $273K | 0.02% |
7,665
-131
| -2% | -$4.54K |
|
799
CRH
CRH
$66.7B
| $272K | 0.02% |
11,364
-9
| -0.1% | -$204 |
|
800
PG&E
PCG
$47.8B
| $272K | 0.02% |
+5,121
| New | +$254K |
|
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First Allied Advisory Services's Q4 2014 Portfolio in Review
As of Q4 2014, First Allied Advisory Services held 1,160 positions worth $1.37B, up 9% from $1.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
First Allied Advisory Services deployed $78.9M of net new capital in Q4 2014, opening 132 new positions and adding to 487 existing holdings. Its largest new stake was VanEck High Yield Muni ETF: 42,708 shares worth $2.64M.
By sector, the portfolio is most concentrated in Healthcare at 7.5% of assets, down from 7.6% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $12.4M trimmed.
- First Allied Advisory Services's largest Q4 2014 buy was VanEck High Yield Muni ETF: 42,708 shares worth $2.64M.
- First Allied Advisory Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $14.1M increase.
- First Allied Advisory Services's biggest Q4 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $12.4M.
- First Allied Advisory Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $5.03M.
- First Allied Advisory Services's ten largest holdings make up 13% of its $1.37B portfolio in Q4 2014.
- First Allied Advisory Services opened 132 new positions and closed 132 in Q4 2014.
- First Allied Advisory Services's portfolio value rose 9% quarter-over-quarter to $1.37B.
Based on First Allied Advisory Services's 13F filing for Q4 2014, filed 9 Feb 2015.