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FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
-0.94%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
AUM
$1.26B
AUM Growth
-$102M
Cap. Flow
-$77.6M
Cap. Flow %
-6.15%
Top 10 Hldgs %
14.01%
Holding
1,182
New
206
Increased
381
Reduced
402
Closed
154
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
NBH
776
Neuberger Municipal Fund Inc
NBH
$304M
$271K 0.02%
18,131
-4,984
-22% -$74.9K
SODA
777
DELISTED
SodaStream International Ltd
SODA
$271K 0.02%
9,200
NTRS icon
778
Northern Trust
NTRS
$22.2B
$269K 0.02%
+3,996
New +$269K
VTRS icon
779
Viatris
VTRS
$20.1B
$269K 0.02%
5,902
+1,612
+38% +$78.4K
BNS icon
780
Scotiabank
BNS
$106B
$268K 0.02%
+4,631
New +$289K
EPR icon
781
EPR Properties
EPR
$4.86B
$268K 0.02%
5,227
-51,420
-91% -$2.84M
NKX icon
782
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$651M
$268K 0.02%
19,245
+835
+5% +$11.5K
TWO
783
Two Harbors Investment
TWO
$1.27B
$268K 0.02%
3,480
-5,996
-63% -$498K
WFT
784
DELISTED
Weatherford International plc
WFT
$268K 0.02%
+12,925
New +$291K
CNK icon
785
Cinemark Holdings
CNK
$3.82B
$267K 0.02%
+7,796
New +$271K
EMLC icon
786
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.74B
$267K 0.02%
5,868
+136
+2% +$6.5K
VOX icon
787
Vanguard Communication Services ETF
VOX
$5.53B
$267K 0.02%
3,067
-802
-21% -$70.6K
OCR
788
DELISTED
OMNICARE INC
OCR
$267K 0.02%
4,294
+48
+1% +$3.05K
CPRI icon
789
Capri Holdings
CPRI
$1.77B
$266K 0.02%
+3,791
New +$305K
JQC icon
790
Nuveen Credit Strategies Income Fund
JQC
$702M
$266K 0.02%
29,948
-1,284
-4% -$11.6K
NOC icon
791
Northrop Grumman
NOC
$77B
$266K 0.02%
2,033
-198
-9% -$25K
CXA
792
DELISTED
SPDR NUVEEN BARCLAYS CALIF MUN BD ETF
CXA
$266K 0.02%
11,170
+550
+5% +$13K
TWM icon
793
ProShares UltraShort Russell2000
TWM
$43.2M
$265K 0.02%
+269
New +$245K
BRS
794
DELISTED
Bristow Group, Inc.
BRS
$264K 0.02%
+3,992
New +$289K
FWONK icon
795
Liberty Media Series C
FWONK
$24.3B
$263K 0.02%
+10,456
New +$268K
JNS
796
DELISTED
Janus Capital Group Inc
JNS
$262K 0.02%
+18,126
New +$220K
ISRG icon
797
Intuitive Surgical
ISRG
$121B
$261K 0.02%
5,139
+234
+5% +$11.6K
PIO icon
798
Invesco Global Water ETF
PIO
$269M
$260K 0.02%
11,315
+910
+9% +$21.7K
CRH icon
799
CRH
CRH
$66.7B
$259K 0.02%
+11,373
New +$275K
NEM icon
800
Newmont
NEM
$98.2B
$259K 0.02%
11,312
-25,822
-70% -$659K

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First Allied Advisory Services's Q3 2014 Portfolio in Review

As of Q3 2014, First Allied Advisory Services held 1,182 positions worth $1.26B, down 7.5% from $1.36B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

First Allied Advisory Services withdrew a net $77.6M in Q3 2014, closing 154 positions and reducing 402 holdings. Its most notable exit was ProShares Ultra 7-10 Year Treasury, an estimated $5.57M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 7.6% of assets, up from 6.8% a quarter earlier, followed by Technology and Financials.

Against the trend, First Allied Advisory Services opened a new position in Apple worth $31M.

  • First Allied Advisory Services's largest Q3 2014 buy was Apple: 1,229,336 shares worth $31M.
  • First Allied Advisory Services added most to iShares Core S&P Mid-Cap ETF in Q3 2014, an estimated $7.8M increase.
  • First Allied Advisory Services's biggest Q3 2014 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $12.5M.
  • First Allied Advisory Services fully exited ProShares Ultra 7-10 Year Treasury in Q3 2014, selling an estimated $5.57M.
  • First Allied Advisory Services's ten largest holdings make up 14% of its $1.26B portfolio in Q3 2014.
  • First Allied Advisory Services opened 206 new positions and closed 154 in Q3 2014.
  • First Allied Advisory Services's portfolio value fell 7.5% quarter-over-quarter to $1.26B.

Based on First Allied Advisory Services's 13F filing for Q3 2014, filed 12 Nov 2014.