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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
-11.25%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.53B
AUM Growth
-$387M
(-13%)
Cap. Flow
-$28.1M
Cap. Flow
% of AUM
-1.11%
Top 10 Holdings %
Top 10 Hldgs %
18.98%
Holding
1,249
New
71
Increased
417
Reduced
545
Closed
180
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Schwab Short-Term US Treasury ETF
SCHO
|
+$18.7M |
| 2 |
Global X US Preferred ETF
PFFD
|
+$18.5M |
| 3 |
iShares Core MSCI International Developed Markets ETF
IDEV
|
+$15.4M |
| 4 |
Global X MLP ETF
MLPA
|
+$14.3M |
| 5 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$12.1M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco Variable Rate Preferred ETF
VRP
|
+$16.5M |
| 2 |
Schwab US Aggregate Bond ETF
SCHZ
|
+$15.2M |
| 3 |
State Street SPDR Bloomberg Convertible Securities ETF
CWB
|
+$11.4M |
| 4 |
HFRO
Highland Opportunities and Income Fund
HFRO
|
+$10.4M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$10M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 62.92% |
| 2 | Technology | 6.51% |
| 3 | Financials | 5.35% |
| 4 | Healthcare | 4.98% |
| 5 | Industrials | 3.99% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
751
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
$1.58B
| $322K | 0.01% |
5,444
-4
| -0.1% | -$260 |
|
|
IRL
752
DELISTED
NEW IRELAND FUND INC
IRL
| $320K | 0.01% |
38,248
+11,500
| +43% | +$102K |
|
753
WEC Energy
WEC
$33.7B
| $318K | 0.01% |
4,615
-67
| -1% | -$4.71K |
|
754
EPR Properties
EPR
$4.37B
| $317K | 0.01% |
4,941
+506
| +11% | +$34.8K |
|
755
First Trust Financials AlphaDEX Fund
FXO
$1.09B
| $317K | 0.01% |
11,563
-26,164
| -69% | -$773K |
|
756
Knight Transportation
KNX
$10.7B
| $317K | 0.01% |
12,560
-10,399
| -45% | -$322K |
|
757
Revvity
RVTY
$16.3B
| $317K | 0.01% |
4,038
+63
| +2% | +$5.32K |
|
|
RFP
758
DELISTED
Resolute Forest Products Inc.
RFP
| $317K | 0.01% |
39,565
+869
| +2% | +$9.58K |
|
|
LLL
759
DELISTED
L3 Technologies, Inc.
LLL
| $317K | 0.01% |
1,833
-14
| -0.8% | -$2.7K |
|
760
iShare MSCI Eurozone ETF
EZU
$9.58B
| $315K | 0.01% |
8,950
-770
| -8% | -$28.7K |
|
761
Edwards Lifesciences
EW
$51.5B
| $314K | 0.01% |
6,150
-192
| -3% | -$9.71K |
|
762
SEI Investments
SEIC
$12.6B
| $314K | 0.01% |
6,825
-3,636
| -35% | -$192K |
|
|
ABB
763
DELISTED
ABB Ltd
ABB
| $314K | 0.01% |
16,160
-1,693
| -9% | -$34.3K |
|
764
Sprott Physical Gold
PHYS
$15.4B
| $313K | 0.01% |
+30,307
| New | +$299K |
|
765
Vanguard Communication Services ETF
VOX
$5.86B
| $313K | 0.01% |
4,230
-362
| -8% | -$28.9K |
|
766
Capital One
COF
$125B
| $312K | 0.01% |
4,115
-150
| -4% | -$13K |
|
767
Capri Holdings
CPRI
$1.67B
| $311K | 0.01% |
8,194
-6,128
| -43% | -$308K |
|
768
VanEck Short High Yield Muni ETF
SHYD
$456M
| $311K | 0.01% |
12,894
+1,487
| +13% | +$35.8K |
|
769
Healthcare Realty
HR
$6.34B
| $310K | 0.01% |
12,254
+1,392
| +13% | +$36.9K |
|
770
H&R Block
HRB
$5.56B
| $310K | 0.01% |
12,251
+3,453
| +39% | +$92.2K |
|
771
Vanguard Morningstar Mega Cap ETF
MGC
$10.2B
| $307K | 0.01% |
3,547
+381
| +12% | +$35.6K |
|
|
IAE
772
Voya Asia Pacific High Dividend Equity Income Fund
IAE
$92.9M
| $306K | 0.01% |
35,471
+14,598
| +70% | +$128K |
|
773
PIMCO 15+ Year US TIPS Index Exchange-Traded Fund
LTPZ
$873M
| $306K | 0.01% |
4,916
+31
| +0.6% | +$1.93K |
|
774
Silicon Motion
SIMO
$8.18B
| $306K | 0.01% |
8,807
-240
| -3% | -$9.38K |
|
|
VGR
775
DELISTED
Vector Group Ltd.
VGR
| $306K | 0.01% |
46,686
+2,919
| +7% | +$24.6K |
|
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First Allied Advisory Services's Q4 2018 Portfolio in Review
As of Q4 2018, First Allied Advisory Services held 1,249 positions worth $2.53B, down 13% from $2.92B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
First Allied Advisory Services's Q4 2018 filing shows 71 new, 417 increased, 545 reduced and 180 closed positions. Its largest new stake was Global X US Preferred ETF: 797,078 shares worth $18M. The largest sale was Invesco Variable Rate Preferred ETF, an estimated $16.5M.
By sector, the portfolio is most concentrated in Miscellaneous at 63% of assets, up from 61% a quarter earlier, followed by Technology and Financials.
- First Allied Advisory Services's largest Q4 2018 buy was Global X US Preferred ETF: 797,078 shares worth $18M.
- First Allied Advisory Services added most to Schwab Short-Term US Treasury ETF in Q4 2018, an estimated $18.7M increase.
- First Allied Advisory Services's biggest Q4 2018 reduction was Schwab US Aggregate Bond ETF, cutting an estimated $15.2M.
- First Allied Advisory Services fully exited Invesco Variable Rate Preferred ETF in Q4 2018, selling an estimated $16.5M.
- First Allied Advisory Services's ten largest holdings make up 19% of its $2.53B portfolio in Q4 2018.
- First Allied Advisory Services opened 71 new positions and closed 180 in Q4 2018.
- First Allied Advisory Services's portfolio value fell 13% quarter-over-quarter to $2.53B.
Based on First Allied Advisory Services's 13F filing for Q4 2018, filed 15 Feb 2019.