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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+5.13%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.92B
AUM Growth
+$266M
(+10%)
Cap. Flow
+$147M
Cap. Flow
% of AUM
5.03%
Top 10 Holdings %
Top 10 Hldgs %
19%
Holding
1,267
New
118
Increased
640
Reduced
376
Closed
88
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$10.8M |
| 2 |
Invesco QQQ Trust
QQQ
|
+$9.34M |
| 3 |
Apple
AAPL
|
+$9.2M |
| 4 |
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
|
+$8.33M |
| 5 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$7.74M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
|
+$7.61M |
| 2 |
iShares Core S&P 500 ETF
IVV
|
+$7.12M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$5.41M |
| 4 |
iShares MSCI ACWI ETF
ACWI
|
+$5.37M |
| 5 |
EPR Properties
EPR
|
+$5.23M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.78% |
| 2 | Financials | 5.28% |
| 3 | Healthcare | 4.87% |
| 4 | Industrials | 4.3% |
| 5 | Communication Services | 3.83% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
AMJ
751
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
| $459K | 0.02% |
16,844
-632
| -4% | -$17.6K |
|
752
First Trust NASDAQ Cybersecurity ETF
CIBR
$14.4B
| $458K | 0.02% |
16,038
+2,372
| +17% | +$65.5K |
|
753
ALPS Medical Breakthroughs ETF
SBIO
$202M
| $458K | 0.02% |
11,661
+5,048
| +76% | +$191K |
|
754
Sprott Physical Gold and Silver Trust
CEF
$7.4B
| $456K | 0.02% |
38,746
+1,160
| +3% | +$13.9K |
|
755
Steel Dynamics
STLD
$36.2B
| $454K | 0.02% |
9,859
-447
| -4% | -$20.6K |
|
756
United Airlines
UAL
$39.5B
| $447K | 0.02% |
5,000
+2,110
| +73% | +$174K |
|
757
Global X SuperDividend ETF
SDIV
$1.22B
| $446K | 0.02% |
7,359
+218
| +3% | +$13.6K |
|
758
Essential Utilities
WTRG
$11.3B
| $444K | 0.02% |
12,015
+887
| +8% | +$32.8K |
|
759
First Trust Exchange-Traded Fund VI First Trust BuyWrite Income ETF
FTHI
$2.39B
| $442K | 0.02% |
19,059
+2,446
| +15% | +$56.7K |
|
760
Brighthouse Financial
BHF
$3.55B
| $441K | 0.02% |
9,953
-316
| -3% | -$13.3K |
|
761
NewtekOne
NEWT
$428M
| $437K | 0.02% |
+20,796
| New | +$455K |
|
762
American Airlines Group
AAL
$10.1B
| $436K | 0.01% |
10,631
+3,554
| +50% | +$139K |
|
763
First Trust Capital Strength ETF
FTCS
$7.92B
| $436K | 0.01% |
7,842
-18,268
| -70% | -$980K |
|
764
ProShares Ultra QQQ
QLD
$12.7B
| $436K | 0.01% |
34,544
-2,536
| -7% | -$30.3K |
|
765
Cigna
CI
$74.4B
| $435K | 0.01% |
2,112
+317
| +18% | +$58.8K |
|
766
Invesco
IVZ
$13.1B
| $431K | 0.01% |
18,897
+6,846
| +57% | +$171K |
|
|
TSRO
767
DELISTED
TESARO, Inc.
TSRO
| $430K | 0.01% |
+11,003
| New | +$388K |
|
768
Warner Bros
WBD
$65.9B
| $426K | 0.01% |
13,220
+1,950
| +17% | +$54.9K |
|
769
iShares International Select Dividend ETF
IDV
$8.45B
| $424K | 0.01% |
13,024
-9
| -0.1% | -$294 |
|
770
PACCAR
PCAR
$70B
| $423K | 0.01% |
9,236
+1,803
| +24% | +$79.6K |
|
771
Pentair
PNR
$10.5B
| $421K | 0.01% |
9,770
+2,752
| +39% | +$119K |
|
|
ABB
772
DELISTED
ABB Ltd
ABB
| $421K | 0.01% |
17,853
+5,022
| +39% | +$115K |
|
773
First Trust Alternative Absolute Return Strategy ETF
FAAR
$192M
| $419K | 0.01% |
14,498
+1,166
| +9% | +$33.4K |
|
774
JD.com
JD
$44.6B
| $418K | 0.01% |
16,162
+10,461
| +183% | +$343K |
|
775
Pinnacle Financial Partners Inc
PNFP
$15.9B
| $418K | 0.01% |
6,963
+405
| +6% | +$25.6K |
|
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First Allied Advisory Services's Q3 2018 Portfolio in Review
As of Q3 2018, First Allied Advisory Services held 1,267 positions worth $2.92B, up 10% from $2.65B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
First Allied Advisory Services deployed $147M of net new capital in Q3 2018, opening 118 new positions and adding to 640 existing holdings. Its largest new stake was State Street SPDR Bloomberg Investment Grade Floating Rate ETF: 270,826 shares worth $8.33M.
By sector, the portfolio is most concentrated in Technology at 7.8% of assets, up from 7% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was State Street SPDR Bloomberg International Treasury Bond ETF, an estimated $7.61M trimmed.
- First Allied Advisory Services's largest Q3 2018 buy was State Street SPDR Bloomberg Investment Grade Floating Rate ETF: 270,826 shares worth $8.33M.
- First Allied Advisory Services added most to iShares Russell 2000 ETF in Q3 2018, an estimated $10.8M increase.
- First Allied Advisory Services's biggest Q3 2018 reduction was State Street SPDR Bloomberg International Treasury Bond ETF, cutting an estimated $7.61M.
- First Allied Advisory Services fully exited VanEck High Yield Muni ETF in Q3 2018, selling an estimated $5.1M.
- First Allied Advisory Services's ten largest holdings make up 19% of its $2.92B portfolio in Q3 2018.
- First Allied Advisory Services opened 118 new positions and closed 88 in Q3 2018.
- First Allied Advisory Services's portfolio value rose 10% quarter-over-quarter to $2.92B.
Based on First Allied Advisory Services's 13F filing for Q3 2018, filed 14 Nov 2018.