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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
-11.25%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.53B
AUM Growth
-$387M
(-13%)
Cap. Flow
-$28.1M
Cap. Flow
% of AUM
-1.11%
Top 10 Holdings %
Top 10 Hldgs %
18.98%
Holding
1,249
New
71
Increased
417
Reduced
545
Closed
180
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Schwab Short-Term US Treasury ETF
SCHO
|
+$18.7M |
| 2 |
Global X US Preferred ETF
PFFD
|
+$18.5M |
| 3 |
iShares Core MSCI International Developed Markets ETF
IDEV
|
+$15.4M |
| 4 |
Global X MLP ETF
MLPA
|
+$14.3M |
| 5 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$12.1M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco Variable Rate Preferred ETF
VRP
|
+$16.5M |
| 2 |
Schwab US Aggregate Bond ETF
SCHZ
|
+$15.2M |
| 3 |
State Street SPDR Bloomberg Convertible Securities ETF
CWB
|
+$11.4M |
| 4 |
HFRO
Highland Opportunities and Income Fund
HFRO
|
+$10.4M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$10M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 62.92% |
| 2 | Technology | 6.51% |
| 3 | Financials | 5.35% |
| 4 | Healthcare | 4.98% |
| 5 | Industrials | 3.99% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
726
Invesco Financial Preferred ETF
PGF
$642M
| $341K | 0.01% |
19,579
-7,980
| -29% | -$141K |
|
727
United Rentals
URI
$62.6B
| $341K | 0.01% |
3,297
-205
| -6% | -$24.7K |
|
728
iShares Core Moderate Allocation ETF
AOM
$1.77B
| $339K | 0.01% |
9,488
-24
| -0.3% | -$875 |
|
|
SVC
729
Service Properties Trust
SVC
$857M
| $339K | 0.01% |
2,859
-494
| -15% | -$64.5K |
|
|
AXON
730
Axon Enterprise
AXON
$38.1B
| $338K | 0.01% |
7,701
+850
| +12% | +$44.1K |
|
731
Edison International
EIX
$21.1B
| $338K | 0.01% |
5,952
+94
| +2% | +$5.84K |
|
732
McKesson
MCK
$103B
| $337K | 0.01% |
2,996
-4,731
| -61% | -$590K |
|
733
Ralph Lauren
RL
$20.2B
| $335K | 0.01% |
3,211
-113
| -3% | -$13.3K |
|
734
iShares Global Healthcare ETF
IXJ
$4.19B
| $334K | 0.01% |
5,909
-693
| -10% | -$41.5K |
|
735
Linde
LIN
$213B
| $334K | 0.01% |
+2,148
| New | +$339K |
|
736
Invesco Bloomberg Pricing Power ETF
POWA
$166M
| $334K | 0.01% |
7,595
+159
| +2% | +$7.51K |
|
|
WCN
737
Waste Connections
WCN
$39.4B
| $333K | 0.01% |
4,514
+346
| +8% | +$26.3K |
|
738
Invesco S&P 500 BuyWrite ETF
PBP
$380M
| $332K | 0.01% |
16,931
+7,109
| +72% | +$152K |
|
739
Fluor
FLR
$7.09B
| $331K | 0.01% |
10,256
-1,850
| -15% | -$79.8K |
|
740
BlackRock Taxable Municipal Bond Trust
BBN
$920M
| $329K | 0.01% |
15,586
+33
| +0.2% | +$672 |
|
741
Harley-Davidson
HOG
$2.79B
| $329K | 0.01% |
9,826
+2,467
| +34% | +$96.7K |
|
|
MRO
742
DELISTED
Marathon Oil Corporation
MRO
| $329K | 0.01% |
23,562
-2,601
| -10% | -$46.4K |
|
743
W.R. Berkley
WRB
$26B
| $328K | 0.01% |
15,032
-928
| -6% | -$20.9K |
|
744
Bausch Health
BHC
$2.13B
| $327K | 0.01% |
17,843
+4,042
| +29% | +$96.1K |
|
745
Rockwell Automation
ROK
$46.1B
| $327K | 0.01% |
2,141
+873
| +69% | +$146K |
|
|
CMA
746
DELISTED
Comerica
CMA
| $326K | 0.01% |
4,752
+1,972
| +71% | +$157K |
|
747
Vanguard S&P 500 Value ETF
VOOV
$6.66B
| $324K | 0.01% |
+3,344
| New | +$353K |
|
|
ORIT
748
DELISTED
Oritani Financial Corp. New
ORIT
| $324K | 0.01% |
21,960
+28
| +0.1% | +$423 |
|
749
Align Technology
ALGN
$10.7B
| $323K | 0.01% |
1,529
+95
| +7% | +$24K |
|
750
iShares Currency Hedged MSCI Eurozone ETF
HEZU
$582M
| $323K | 0.01% |
12,392
| – | – |
|
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First Allied Advisory Services's Q4 2018 Portfolio in Review
As of Q4 2018, First Allied Advisory Services held 1,249 positions worth $2.53B, down 13% from $2.92B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
First Allied Advisory Services's Q4 2018 filing shows 71 new, 417 increased, 545 reduced and 180 closed positions. Its largest new stake was Global X US Preferred ETF: 797,078 shares worth $18M. The largest sale was Invesco Variable Rate Preferred ETF, an estimated $16.5M.
By sector, the portfolio is most concentrated in Miscellaneous at 63% of assets, up from 61% a quarter earlier, followed by Technology and Financials.
- First Allied Advisory Services's largest Q4 2018 buy was Global X US Preferred ETF: 797,078 shares worth $18M.
- First Allied Advisory Services added most to Schwab Short-Term US Treasury ETF in Q4 2018, an estimated $18.7M increase.
- First Allied Advisory Services's biggest Q4 2018 reduction was Schwab US Aggregate Bond ETF, cutting an estimated $15.2M.
- First Allied Advisory Services fully exited Invesco Variable Rate Preferred ETF in Q4 2018, selling an estimated $16.5M.
- First Allied Advisory Services's ten largest holdings make up 19% of its $2.53B portfolio in Q4 2018.
- First Allied Advisory Services opened 71 new positions and closed 180 in Q4 2018.
- First Allied Advisory Services's portfolio value fell 13% quarter-over-quarter to $2.53B.
Based on First Allied Advisory Services's 13F filing for Q4 2018, filed 15 Feb 2019.