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FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
+3.88%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.32B
AUM Growth
+$79.9M
Cap. Flow
+$4.8M
Cap. Flow %
0.21%
Top 10 Hldgs %
17.18%
Holding
1,236
New
101
Increased
436
Reduced
532
Closed
118

Top Buys

Rank Stock Value
1
VIXY icon
ProShares VIX Short-Term Futures ETF
VIXY
+$16.4M
2
DWX icon
State Street SPDR S&P International Dividend ETF
DWX
+$10.8M
3
VTI icon
Vanguard Total Stock Market ETF
VTI
+$9.52M
4
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$9.01M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$8.3M

Top Sells

Rank Stock Value
1
SCHW
Charles Schwab
SCHW
+$7.9M
2
GAB icon
Gabelli Equity Trust
GAB
+$6.6M
3
IWM icon
iShares Russell 2000 ETF
IWM
+$6.23M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$6.22M
5
MRK icon
Merck
MRK
+$5.7M

Sector Composition

Rank Sector Weight
1 Technology 7.39%
2 Healthcare 5.3%
3 Financials 5.25%
4 Industrials 4.8%
5 Consumer Discretionary 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PPA icon
726
Invesco Aerospace & Defense ETF
PPA
$8.27B
$372K 0.02%
+7,258
New +$353K
CXW icon
727
CoreCivic
CXW
$3.1B
$370K 0.02%
13,923
+4,763
+52% +$127K
HPE icon
728
Hewlett Packard
HPE
$63.2B
$370K 0.02%
24,836
-5,690
-19% -$77.6K
AMJ
729
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$370K 0.02%
13,125
+1,029
+9% +$29.6K
APD icon
730
Air Products & Chemicals
APD
$66.3B
$368K 0.02%
2,407
+17
+0.7% +$2.49K
DVA icon
731
DaVita
DVA
$15.1B
$366K 0.02%
6,102
-1,440
-19% -$86.7K
IUSV icon
732
iShares Core S&P US Value ETF
IUSV
$27.2B
$366K 0.02%
7,064
+600
+9% +$30.8K
IVZ icon
733
Invesco
IVZ
$13.3B
$366K 0.02%
10,513
-4,977
-32% -$170K
RGT
734
Royce Global Value Trust
RGT
$95.8M
$366K 0.02%
35,444
-3,430
-9% -$33.8K
VOX icon
735
Vanguard Communication Services ETF
VOX
$5.53B
$366K 0.02%
3,979
+15
+0.4% +$1.38K
NVG icon
736
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.65B
$364K 0.02%
23,603
– –
XOP icon
737
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.42B
$364K 0.02%
2,635
-34
-1% -$4.26K
CRBN icon
738
iShares Low Carbon Optimized MSCI ACWI ETF
CRBN
$1.12B
$361K 0.02%
+3,213
New +$354K
DXC icon
739
DXC Technology
DXC
$1.63B
$359K 0.02%
4,794
+275
+6% +$19.5K
PDI icon
740
PIMCO Dynamic Income Fund
PDI
$7.4B
$356K 0.02%
11,515
+1,322
+13% +$40K
PVH icon
741
PVH
PVH
$3.71B
$356K 0.02%
2,775
+573
+26% +$69.8K
IHE icon
742
iShares US Pharmaceuticals ETF
IHE
$1.47B
$355K 0.02%
6,732
– –
KNX icon
743
Knight Transportation
KNX
$11.8B
$355K 0.02%
+8,522
New +$323K
RFG icon
744
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$343M
$355K 0.02%
12,220
+55
+0.5% +$1.55K
HIG icon
745
Hartford Financial Services
HIG
$38.5B
$354K 0.02%
6,532
-5,969
-48% -$325K
NEM icon
746
Newmont
NEM
$98.2B
$354K 0.02%
+9,492
New +$345K
WCN
747
Waste Connections
WCN
$42.8B
$352K 0.02%
5,067
-466
-8% -$30.8K
CLH icon
748
Clean Harbors
CLH
$16.1B
$350K 0.02%
6,148
-554
-8% -$30.2K
HBAN icon
749
Huntington Bancshares
HBAN
$35.1B
$350K 0.02%
25,201
-25,571
-50% -$336K
XLRE icon
750
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.69B
$350K 0.02%
11,107
+382
+4% +$12.4K
28 29
30
31 32

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WAM
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FS
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NIMC
NWQ Investment Management Company Los Angeles, California $2.22B AUM 6.84% 1-Year Est. Return
TI
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VIM
Veritas Investment Management London, United Kingdom $1.65B AUM 25.54% 1-Year Est. Return
PS
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CT
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CAW
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First Allied Advisory Services's Q3 2017 Portfolio in Review

As of Q3 2017, First Allied Advisory Services held 1,236 positions worth $2.32B, up 3.6% from $2.24B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

First Allied Advisory Services's Q3 2017 filing shows 101 new, 436 increased, 532 reduced and 118 closed positions. Its largest new stake was Goldman Sachs Access Treasury 0-1 Year ETF: 90,093 shares worth $9.02M. The largest sale was Charles Schwab, an estimated $7.9M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, up from 7.2% a quarter earlier, followed by Healthcare and Financials.

  • First Allied Advisory Services's largest Q3 2017 buy was Goldman Sachs Access Treasury 0-1 Year ETF: 90,093 shares worth $9.02M.
  • First Allied Advisory Services added most to ProShares VIX Short-Term Futures ETF in Q3 2017, an estimated $16.4M increase.
  • First Allied Advisory Services's biggest Q3 2017 reduction was Charles Schwab, cutting an estimated $7.9M.
  • First Allied Advisory Services fully exited State Street SPDR S&P Homebuilders ETF in Q3 2017, selling an estimated $2.79M.
  • First Allied Advisory Services's ten largest holdings make up 17% of its $2.32B portfolio in Q3 2017.
  • First Allied Advisory Services opened 101 new positions and closed 118 in Q3 2017.
  • First Allied Advisory Services's portfolio value rose 3.6% quarter-over-quarter to $2.32B.

Based on First Allied Advisory Services's 13F filing for Q3 2017, filed 14 Nov 2017.