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FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
+4.58%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.72B
AUM Growth
+$463M
Cap. Flow
+$415M
Cap. Flow %
24.15%
Top 10 Hldgs %
14.92%
Holding
1,095
New
147
Increased
484
Reduced
311
Closed
92

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$23.9M
2
MBB icon
iShares MBS ETF
MBB
+$14.3M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$13.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$12M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11.7M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$16.4M
2
SSO icon
ProShares Ultra S&P500
SSO
+$9.12M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$8.23M
4
RWX icon
State Street SPDR Dow Jones International Real Estate ETF
RWX
+$5.47M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$4.35M

Sector Composition

Rank Sector Weight
1 Financials 6.48%
2 Technology 6.48%
3 Healthcare 6.16%
4 Energy 5.57%
5 Industrials 4.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MHI
726
DELISTED
Pioneer Municipal High Income Fund
MHI
$300K 0.02%
21,109
-1,737
-8% -$24.3K
TJX icon
727
TJX Companies
TJX
$174B
$298K 0.02%
10,594
+2,030
+24% +$54K
LM
728
DELISTED
Legg Mason, Inc.
LM
$298K 0.02%
8,923
+150
+2% +$5.02K
FVD icon
729
First Trust Value Line Dividend Fund
FVD
$8.33B
$295K 0.02%
14,699
-1,434
-9% -$28.9K
FGP
730
DELISTED
Ferrellgas Partners, L.P.
FGP
$295K 0.02%
13,216
-295
-2% -$6.61K
HE icon
731
Hawaiian Electric Industries
HE
$2.25B
$294K 0.02%
11,498
-181
-2% -$4.66K
VCR icon
732
Vanguard Consumer Discretionary ETF
VCR
$6.12B
$294K 0.02%
2,977
– –
BCH icon
733
Banco de Chile
BCH
$21.1B
$293K 0.02%
10,721
-5,290
-33% -$137K
IGD
734
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$513M
$293K 0.02%
32,494
-48,247
-60% -$453K
RVBD
735
DELISTED
RIVERBED TECHNOLOGY, INC COM
RVBD
$293K 0.02%
20,106
+10,000
+99% +$160K
BKNG icon
736
Booking.com
BKNG
$150B
$292K 0.02%
7,275
-7,800
-52% -$292K
SRLN icon
737
State Street Blackstone Senior Loan ETF
SRLN
$5.3B
$292K 0.02%
+5,880
New +$294K
FIO
738
DELISTED
FUSION-IO INC COM
FIO
$290K 0.02%
21,715
-1,370
-6% -$18.1K
CWB icon
739
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.57B
$289K 0.02%
6,347
-19,501
-75% -$867K
LNG icon
740
Cheniere Energy
LNG
$54.9B
$289K 0.02%
8,450
-770
-8% -$22.9K
UMPQ
741
DELISTED
Umpqua Holdings Corp
UMPQ
$289K 0.02%
18,026
-980
-5% -$16.2K
RWT
742
Redwood Trust
RWT
$572M
$286K 0.02%
14,458
+2,028
+16% +$36.1K
X
743
DELISTED
US Steel
X
$286K 0.02%
14,121
-3,750
-21% -$70.6K
AA icon
744
Alcoa
AA
$11.8B
$284K 0.02%
14,873
+2,924
+24% +$56.6K
MCR
745
DELISTED
MFS Charter Income Trust
MCR
$284K 0.02%
32,004
-3,690
-10% -$32.7K
COF icon
746
Capital One
COF
$128B
$283K 0.02%
4,094
-3
-0.1% -$202
CTSH icon
747
Cognizant
CTSH
$24.5B
$283K 0.02%
+6,926
New +$257K
HTS
748
DELISTED
HATTERAS FINANCIAL CORP
HTS
$282K 0.02%
15,260
+5,392
+55% +$108K
TXN icon
749
Texas Instruments
TXN
$252B
$281K 0.02%
6,943
-58
-0.8% -$2.25K
FTF
750
Franklin Limited Duration Income Trust
FTF
$232M
$280K 0.02%
21,315
+2,000
+10% +$25.6K
28 29
30
31 32

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WAM
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FS
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NIMC
NWQ Investment Management Company Los Angeles, California $2.22B AUM 6.84% 1-Year Est. Return
TI
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VIM
Veritas Investment Management London, United Kingdom $1.65B AUM 25.54% 1-Year Est. Return
PS
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CT
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CAW
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First Allied Advisory Services's Q3 2013 Portfolio in Review

As of Q3 2013, First Allied Advisory Services held 1,095 positions worth $1.72B, up 37% from $1.25B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

First Allied Advisory Services deployed $415M of net new capital in Q3 2013, opening 147 new positions and adding to 484 existing holdings. Its largest new stake was Vanguard Short-Term Inflation-Protected Securities Index Fund: 206,130 shares worth $10.1M.

By sector, the portfolio is most concentrated in Financials at 6.5% of assets, up from 6.1% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $16.4M trimmed.

  • First Allied Advisory Services's largest Q3 2013 buy was Vanguard Short-Term Inflation-Protected Securities Index Fund: 206,130 shares worth $10.1M.
  • First Allied Advisory Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $23.9M increase.
  • First Allied Advisory Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $16.4M.
  • First Allied Advisory Services fully exited ProShares Ultra S&P500 in Q3 2013, selling an estimated $9.12M.
  • First Allied Advisory Services's ten largest holdings make up 15% of its $1.72B portfolio in Q3 2013.
  • First Allied Advisory Services opened 147 new positions and closed 92 in Q3 2013.
  • First Allied Advisory Services's portfolio value rose 37% quarter-over-quarter to $1.72B.

Based on First Allied Advisory Services's 13F filing for Q3 2013, filed 7 Nov 2013.