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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
-11.25%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.53B
AUM Growth
-$387M
(-13%)
Cap. Flow
-$27.2M
Cap. Flow
% of AUM
-1.08%
Top 10 Holdings %
Top 10 Hldgs %
18.98%
Holding
1,249
New
71
Increased
417
Reduced
545
Closed
180
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Schwab Short-Term US Treasury ETF
SCHO
|
+$18.7M |
| 2 |
Global X US Preferred ETF
PFFD
|
+$18.5M |
| 3 |
iShares Core MSCI International Developed Markets ETF
IDEV
|
+$15.4M |
| 4 |
Global X MLP ETF
MLPA
|
+$14.3M |
| 5 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$12.1M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco Variable Rate Preferred ETF
VRP
|
+$16.5M |
| 2 |
Schwab US Aggregate Bond ETF
SCHZ
|
+$15.2M |
| 3 |
State Street SPDR Bloomberg Convertible Securities ETF
CWB
|
+$11.4M |
| 4 |
HFRO
Highland Opportunities and Income Fund
HFRO
|
+$10.4M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$10M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 6.5% |
| 2 | Financials | 5.32% |
| 3 | Healthcare | 4.96% |
| 4 | Industrials | 3.99% |
| 5 | Communication Services | 3.8% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
51
Vanguard Short-Term Bond ETF
BSV
$44.7B
| $10.7M | 0.42% |
136,480
+39,562
| +41% | +$3.09M |
|
52
iShares S&P 500 Value ETF
IVE
$49.1B
| $10.6M | 0.42% |
104,997
+37,799
| +56% | +$4.14M |
|
53
Meta Platforms (Facebook)
META
$1.49T
| $10.3M | 0.41% |
78,214
-11,842
| -13% | -$1.72M |
|
54
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.64B
| $10.2M | 0.4% |
102,175
+34,285
| +51% | +$3.43M |
|
55
Intel
INTC
$413B
| $9.71M | 0.38% |
207,220
-5,205
| -2% | -$244K |
|
56
First Trust Value Line Dividend Fund
FVD
$8.44B
| $9.41M | 0.37% |
322,855
+53,672
| +20% | +$1.65M |
|
57
US Bancorp
USB
$97.9B
| $8.91M | 0.35% |
193,468
+596
| +0.3% | +$30.7K |
|
|
58
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.41B
| $8.86M | 0.35% |
189,280
-226,103
| -54% | -$11.4M |
|
59
Vanguard High Dividend Yield ETF
VYM
$80.8B
| $8.84M | 0.35% |
113,214
+2,055
| +2% | +$171K |
|
60
Chevron
CVX
$382B
| $8.76M | 0.35% |
80,356
-1,354
| -2% | -$157K |
|
61
Gilead Sciences
GILD
$165B
| $8.54M | 0.34% |
135,144
-32,460
| -19% | -$2.27M |
|
62
iShares MSCI USA Min Vol Factor ETF
USMV
$23.6B
| $8.43M | 0.33% |
160,623
+36,324
| +29% | +$2M |
|
63
Walt Disney
DIS
$171B
| $8.34M | 0.33% |
76,260
+2,195
| +3% | +$250K |
|
64
Procter & Gamble
PG
$340B
| $8.32M | 0.33% |
90,445
+4,415
| +5% | +$395K |
|
65
Walmart Inc
WMT
$909B
| $8.23M | 0.33% |
265,158
+3,861
| +1% | +$124K |
|
66
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.26B
| $8.12M | 0.32% |
141,714
-24,015
| -14% | -$1.49M |
|
67
Royce Value Trust
RVT
$2.19B
| $8.12M | 0.32% |
687,164
+103,499
| +18% | +$1.43M |
|
68
Alphabet (Google) Class C
GOOG
$4.11T
| $7.98M | 0.32% |
154,660
+9,300
| +6% | +$498K |
|
69
iShares Short Maturity Bond ETF
NEAR
$4.82B
| $7.96M | 0.31% |
159,694
+87,379
| +121% | +$4.37M |
|
70
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.41B
| $7.95M | 0.31% |
172,071
+6,632
| +4% | +$336K |
|
71
PepsiCo
PEP
$196B
| $7.86M | 0.31% |
71,032
+3,778
| +6% | +$426K |
|
72
iShares Russell 1000 Growth ETF
IWF
$117B
| $7.63M | 0.3% |
233,408
+644
| +0.3% | +$22.7K |
|
73
iShares Russell 2000 ETF
IWM
$79.1B
| $7.59M | 0.3% |
56,814
-58,047
| -51% | -$8.66M |
|
74
Schwab International Equity ETF
SCHF
$64.9B
| $7.48M | 0.3% |
527,570
+171,712
| +48% | +$2.63M |
|
75
Amgen
AMGN
$209B
| $7.33M | 0.29% |
37,445
-1,703
| -4% | -$332K |
|
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First Allied Advisory Services's Q4 2018 Portfolio in Review
As of Q4 2018, First Allied Advisory Services held 1,249 positions worth $2.53B, down 13% from $2.92B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
First Allied Advisory Services's Q4 2018 filing shows 71 new, 417 increased, 545 reduced and 180 closed positions. Its largest new stake was Global X US Preferred ETF: 797,078 shares worth $18M. The largest sale was Invesco Variable Rate Preferred ETF, an estimated $16.5M.
By sector, the portfolio is most concentrated in Technology at 6.5% of assets, down from 7.8% a quarter earlier, followed by Financials and Healthcare.
- First Allied Advisory Services's largest Q4 2018 buy was Global X US Preferred ETF: 797,078 shares worth $18M.
- First Allied Advisory Services added most to Schwab Short-Term US Treasury ETF in Q4 2018, an estimated $18.7M increase.
- First Allied Advisory Services's biggest Q4 2018 reduction was Schwab US Aggregate Bond ETF, cutting an estimated $15.2M.
- First Allied Advisory Services fully exited Invesco Variable Rate Preferred ETF in Q4 2018, selling an estimated $16.5M.
- First Allied Advisory Services's ten largest holdings make up 19% of its $2.53B portfolio in Q4 2018.
- First Allied Advisory Services opened 71 new positions and closed 180 in Q4 2018.
- First Allied Advisory Services's portfolio value fell 13% quarter-over-quarter to $2.53B.
Based on First Allied Advisory Services's 13F filing for Q4 2018, filed 15 Feb 2019.