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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+3.8%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.37B
AUM Growth
+$114M
(+9%)
Cap. Flow
+$78.9M
Cap. Flow
% of AUM
5.74%
Top 10 Holdings %
Top 10 Hldgs %
13.34%
Holding
1,160
New
132
Increased
487
Reduced
370
Closed
132
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$14.1M |
| 2 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$10.7M |
| 3 |
Gabelli Equity Trust
GAB
|
+$7.43M |
| 4 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$6.04M |
| 5 |
First Trust Dorsey Wright Focus 5 ETF
FV
|
+$5.74M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$12.4M |
| 2 |
ProShares Ultra MidCap400
MVV
|
+$5.78M |
| 3 |
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
|
+$5.03M |
| 4 |
iShares Core US Aggregate Bond ETF
AGG
|
+$4.64M |
| 5 |
Bristol-Myers Squibb
BMY
|
+$3.98M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 7.51% |
| 2 | Technology | 6.94% |
| 3 | Financials | 6.69% |
| 4 | Industrials | 5.25% |
| 5 | Energy | 4.75% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
51
JPMorgan Chase
JPM
$939B
| $5.28M | 0.38% |
84,171
+5,826
| +7% | +$351K |
|
52
Gilead Sciences
GILD
$161B
| $5.23M | 0.38% |
55,648
-19
| -0% | -$1.97K |
|
53
iShares US Healthcare ETF
IYH
$3.11B
| $5.15M | 0.37% |
178,560
-23,500
| -12% | -$662K |
|
54
Kinder Morgan
KMI
$73.1B
| $5.07M | 0.37% |
119,764
+80,136
| +202% | +$3.16M |
|
|
JNS
55
DELISTED
Janus Capital Group Inc
JNS
| $4.98M | 0.36% |
311,027
+292,901
| +1,616% | +$4.4M |
|
56
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
| $4.98M | 0.36% |
39,484
+16,407
| +71% | +$1.99M |
|
57
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
| $4.98M | 0.36% |
59,060
+28,320
| +92% | +$2.4M |
|
58
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.64B
| $4.93M | 0.36% |
105,116
-29,291
| -22% | -$1.43M |
|
59
Invesco S&P 500 Low Volatility ETF
SPLV
$7.2B
| $4.91M | 0.36% |
129,120
+92,773
| +255% | +$3.4M |
|
60
Vanguard FTSE Emerging Markets ETF
VWO
$119B
| $4.9M | 0.36% |
122,437
+29,687
| +32% | +$1.22M |
|
61
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.4B
| $4.85M | 0.35% |
134,340
+59,066
| +78% | +$2.03M |
|
62
Procter & Gamble
PG
$343B
| $4.76M | 0.35% |
52,451
+2,104
| +4% | +$185K |
|
63
Vanguard Mid-Cap Growth ETF
VOT
$19B
| $4.69M | 0.34% |
46,247
+30,649
| +196% | +$3.03M |
|
64
Walmart Inc
WMT
$871B
| $4.59M | 0.33% |
160,362
+15,327
| +11% | +$414K |
|
65
Bank of America
BAC
$435B
| $4.51M | 0.33% |
251,188
-77,422
| -24% | -$1.32M |
|
66
Realty Income
O
$61.2B
| $4.49M | 0.33% |
96,837
-399
| -0.4% | -$17.7K |
|
67
Vanguard FTSE Developed Markets ETF
VEA
$226B
| $4.49M | 0.33% |
118,433
+82,776
| +232% | +$3.21M |
|
68
Merck
MRK
$324B
| $4.47M | 0.33% |
82,528
+2,845
| +4% | +$159K |
|
69
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.85B
| $4.46M | 0.32% |
69,904
-48,556
| -41% | -$3.01M |
|
70
Caterpillar
CAT
$409B
| $4.36M | 0.32% |
47,712
-847
| -2% | -$82.4K |
|
71
iShares Russell 1000 Value ETF
IWD
$82B
| $4.31M | 0.31% |
41,327
+11,518
| +39% | +$1.17M |
|
72
Vanguard S&P 500 ETF
VOO
$968B
| $4.19M | 0.3% |
22,221
+16,869
| +315% | +$3.11M |
|
73
Pfizer
PFE
$140B
| $4.17M | 0.3% |
141,082
+10,209
| +8% | +$293K |
|
74
State Street Utilities Select Sector SPDR ETF
XLU
$24.1B
| $4.13M | 0.3% |
174,320
+86,634
| +99% | +$1.96M |
|
75
IBM
IBM
$202B
| $4.07M | 0.3% |
26,630
-4,553
| -15% | -$724K |
|
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First Allied Advisory Services's Q4 2014 Portfolio in Review
As of Q4 2014, First Allied Advisory Services held 1,160 positions worth $1.37B, up 9% from $1.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
First Allied Advisory Services deployed $78.9M of net new capital in Q4 2014, opening 132 new positions and adding to 487 existing holdings. Its largest new stake was VanEck High Yield Muni ETF: 42,708 shares worth $2.64M.
By sector, the portfolio is most concentrated in Healthcare at 7.5% of assets, down from 7.6% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $12.4M trimmed.
- First Allied Advisory Services's largest Q4 2014 buy was VanEck High Yield Muni ETF: 42,708 shares worth $2.64M.
- First Allied Advisory Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $14.1M increase.
- First Allied Advisory Services's biggest Q4 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $12.4M.
- First Allied Advisory Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $5.03M.
- First Allied Advisory Services's ten largest holdings make up 13% of its $1.37B portfolio in Q4 2014.
- First Allied Advisory Services opened 132 new positions and closed 132 in Q4 2014.
- First Allied Advisory Services's portfolio value rose 9% quarter-over-quarter to $1.37B.
Based on First Allied Advisory Services's 13F filing for Q4 2014, filed 9 Feb 2015.