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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
-11.25%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.53B
AUM Growth
-$387M
(-13%)
Cap. Flow
-$28.1M
Cap. Flow
% of AUM
-1.11%
Top 10 Holdings %
Top 10 Hldgs %
18.98%
Holding
1,249
New
71
Increased
417
Reduced
545
Closed
180
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Schwab Short-Term US Treasury ETF
SCHO
|
+$18.7M |
| 2 |
Global X US Preferred ETF
PFFD
|
+$18.5M |
| 3 |
iShares Core MSCI International Developed Markets ETF
IDEV
|
+$15.4M |
| 4 |
Global X MLP ETF
MLPA
|
+$14.3M |
| 5 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$12.1M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco Variable Rate Preferred ETF
VRP
|
+$16.5M |
| 2 |
Schwab US Aggregate Bond ETF
SCHZ
|
+$15.2M |
| 3 |
State Street SPDR Bloomberg Convertible Securities ETF
CWB
|
+$11.4M |
| 4 |
HFRO
Highland Opportunities and Income Fund
HFRO
|
+$10.4M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$10M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 62.92% |
| 2 | Technology | 6.51% |
| 3 | Financials | 5.35% |
| 4 | Healthcare | 4.98% |
| 5 | Industrials | 3.99% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
BSJK
701
DELISTED
Invesco BulletShares 2020 High Yield Corporate Bond ETF
BSJK
| $375K | 0.01% |
16,012
-338
| -2% | -$8.09K |
|
702
FirstEnergy
FE
$26.3B
| $374K | 0.01% |
9,852
-18,325
| -65% | -$694K |
|
703
Jazz Pharmaceuticals
JAZZ
$15.8B
| $374K | 0.01% |
3,042
-9,643
| -76% | -$1.43M |
|
704
Cambria Global Momentum ETF
GMOM
$73.9M
| $371K | 0.01% |
15,274
| – | – |
|
705
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.08B
| $368K | 0.01% |
7,489
+138
| +2% | +$6.74K |
|
706
MasTec
MTZ
$18.1B
| $368K | 0.01% |
9,131
+1,262
| +16% | +$54.3K |
|
707
Amplify Alternative Harvest ETF
MJ
$110M
| $366K | 0.01% |
1,242
+195
| +19% | +$74.4K |
|
708
Pentair
PNR
$9.01B
| $366K | 0.01% |
9,725
-45
| -0.5% | -$1.82K |
|
709
Simon Property Group
SPG
$65.7B
| $366K | 0.01% |
2,156
-19
| -0.9% | -$3.4K |
|
710
PIMCO Corporate & Income Opportunity Fund
PTY
$2.46B
| $365K | 0.01% |
23,775
-4,945
| -17% | -$79.9K |
|
|
AMJ
711
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
| $365K | 0.01% |
16,305
-539
| -3% | -$13.6K |
|
712
America's Car Mart
CRMT
$15.1M
| $362K | 0.01% |
5,000
-4,300
| -46% | -$316K |
|
713
Arthur J. Gallagher & Co
AJG
$62.5B
| $360K | 0.01% |
4,887
+191
| +4% | +$14.3K |
|
714
Moody's
MCO
$80.6B
| $360K | 0.01% |
2,559
-841
| -25% | -$127K |
|
715
Nutanix
NTNX
$18.6B
| $360K | 0.01% |
+8,660
| New | +$358K |
|
716
First Trust Emerging Markets AlphaDEX Fund
FEM
$809M
| $357K | 0.01% |
15,607
-34,685
| -69% | -$813K |
|
717
Kayne Anderson Energy Infrastructure Fund
KYN
$2.45B
| $357K | 0.01% |
25,698
-841
| -3% | -$13.5K |
|
718
Darden Restaurants
DRI
$23.6B
| $356K | 0.01% |
3,588
-1,273
| -26% | -$136K |
|
719
Dollar Tree
DLTR
$21.1B
| $355K | 0.01% |
3,985
+33
| +0.8% | +$2.79K |
|
720
Alliant Energy
LNT
$17.1B
| $351K | 0.01% |
8,322
+2,129
| +34% | +$93.6K |
|
721
Macy's
M
$5.7B
| $351K | 0.01% |
11,762
-8,722
| -43% | -$287K |
|
722
Campbell Soup
CPB
$6.38B
| $349K | 0.01% |
10,612
-2,456
| -19% | -$92.9K |
|
723
Air Products & Chemicals
APD
$63.9B
| $346K | 0.01% |
2,142
-24
| -1% | -$3.8K |
|
724
Nuveen Credit Strategies Income Fund
JQC
$687M
| $343K | 0.01% |
46,527
+4,544
| +11% | +$34.8K |
|
725
Newmont
NEM
$128B
| $342K | 0.01% |
9,830
| – | – |
|
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First Allied Advisory Services's Q4 2018 Portfolio in Review
As of Q4 2018, First Allied Advisory Services held 1,249 positions worth $2.53B, down 13% from $2.92B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
First Allied Advisory Services's Q4 2018 filing shows 71 new, 417 increased, 545 reduced and 180 closed positions. Its largest new stake was Global X US Preferred ETF: 797,078 shares worth $18M. The largest sale was Invesco Variable Rate Preferred ETF, an estimated $16.5M.
By sector, the portfolio is most concentrated in Miscellaneous at 63% of assets, up from 61% a quarter earlier, followed by Technology and Financials.
- First Allied Advisory Services's largest Q4 2018 buy was Global X US Preferred ETF: 797,078 shares worth $18M.
- First Allied Advisory Services added most to Schwab Short-Term US Treasury ETF in Q4 2018, an estimated $18.7M increase.
- First Allied Advisory Services's biggest Q4 2018 reduction was Schwab US Aggregate Bond ETF, cutting an estimated $15.2M.
- First Allied Advisory Services fully exited Invesco Variable Rate Preferred ETF in Q4 2018, selling an estimated $16.5M.
- First Allied Advisory Services's ten largest holdings make up 19% of its $2.53B portfolio in Q4 2018.
- First Allied Advisory Services opened 71 new positions and closed 180 in Q4 2018.
- First Allied Advisory Services's portfolio value fell 13% quarter-over-quarter to $2.53B.
Based on First Allied Advisory Services's 13F filing for Q4 2018, filed 15 Feb 2019.