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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+3.99%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.93B
AUM Growth
+$113M
(+6.2%)
Cap. Flow
+$58.9M
Cap. Flow
% of AUM
3.05%
Top 10 Holdings %
Top 10 Hldgs %
14.61%
Holding
1,181
New
137
Increased
509
Reduced
418
Closed
88
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P International Dividend ETF
DWX
|
+$16.7M |
| 2 |
iShares Core US Aggregate Bond ETF
AGG
|
+$8.26M |
| 3 |
iShares MSCI ACWI ETF
ACWI
|
+$7.69M |
| 4 |
Alphabet (Google) Class A
GOOGL
|
+$7.57M |
| 5 |
First Trust Multi Cap Growth AlphaDEX Fund
FAD
|
+$7.51M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$29.4M |
| 2 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$9.59M |
| 3 |
iShares International Select Dividend ETF
IDV
|
+$8.4M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$7.16M |
| 5 |
State Street SPDR Bloomberg Convertible Securities ETF
CWB
|
+$6.28M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 7.38% |
| 2 | Technology | 7.21% |
| 3 | Financials | 6.38% |
| 4 | Industrials | 5.14% |
| 5 | Consumer Staples | 5.09% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
701
DaVita
DVA
$15.4B
| $368K | 0.02% |
5,288
+171
| +3% | +$12.5K |
|
702
Hewlett Packard
HPE
$63.4B
| $365K | 0.02% |
+41,529
| New | +$348K |
|
|
IPG
703
DELISTED
Interpublic Group of Companies
IPG
| $365K | 0.02% |
15,639
+2,710
| +21% | +$60.9K |
|
|
MNR
704
DELISTED
Monmouth Real Estate Investment Corp
MNR
| $361K | 0.02% |
34,721
+76
| +0.2% | +$785 |
|
705
VanEck Biotech ETF
BBH
$400M
| $360K | 0.02% |
2,834
| – | – |
|
706
iShares US Pharmaceuticals ETF
IHE
$1.46B
| $359K | 0.02% |
6,627
-192
| -3% | -$10.1K |
|
707
Pitney Bowes
PBI
$2.37B
| $358K | 0.02% |
17,721
+1,593
| +10% | +$33K |
|
708
Wolfspeed
WOLF
$1.23B
| $358K | 0.02% |
13,606
+1,533
| +13% | +$39.6K |
|
|
NLSN
709
DELISTED
Nielsen Holdings plc
NLSN
| $358K | 0.02% |
7,718
+76
| +1% | +$3.57K |
|
|
SHPG
710
DELISTED
Shire pic
SHPG
| $358K | 0.02% |
1,806
-82
| -4% | -$17K |
|
711
Hawaiian Electric Industries
HE
$2.23B
| $357K | 0.02% |
12,330
+3,570
| +41% | +$103K |
|
712
JetBlue
JBLU
$2.28B
| $357K | 0.02% |
15,623
+1,130
| +8% | +$28.1K |
|
713
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
| $357K | 0.02% |
39,074
+22,041
| +129% | +$202K |
|
714
WisdomTree US AI Enhanced Value Fund
AIVL
$428M
| $356K | 0.02% |
5,064
-1,668
| -25% | -$119K |
|
715
WisdomTree Japan SmallCap Dividend Fund
DFJ
$385M
| $356K | 0.02% |
6,273
+540
| +9% | +$30.3K |
|
716
iShares Global Healthcare ETF
IXJ
$4.07B
| $356K | 0.02% |
6,978
-11,502
| -62% | -$592K |
|
717
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.18B
| $356K | 0.02% |
14,233
-10,927
| -43% | -$283K |
|
|
SGI
718
Somnigroup International
SGI
$13.7B
| $354K | 0.02% |
20,204
+392
| +2% | +$7.45K |
|
719
Capital One
COF
$128B
| $351K | 0.02% |
4,860
-829
| -15% | -$63.5K |
|
|
PHD
720
DELISTED
Pioneer Floating Rate Fund
PHD
| $351K | 0.02% |
32,597
+17,459
| +115% | +$190K |
|
721
Silicon Motion
SIMO
$8.6B
| $350K | 0.02% |
11,082
+493
| +5% | +$15.4K |
|
|
WFT
722
DELISTED
Weatherford International plc
WFT
| $348K | 0.02% |
41,354
-2,830
| -6% | -$27.9K |
|
723
Arthur J. Gallagher & Co
AJG
$64.1B
| $345K | 0.02% |
8,311
-1,261
| -13% | -$54.2K |
|
|
SNDK
724
DELISTED
SANDISK CORP
SNDK
| $345K | 0.02% |
4,570
-1,149
| -20% | -$84.1K |
|
|
WFM
725
DELISTED
Whole Foods Market Inc
WFM
| $344K | 0.02% |
10,311
+3,806
| +59% | +$121K |
|
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First Allied Advisory Services's Q4 2015 Portfolio in Review
As of Q4 2015, First Allied Advisory Services held 1,181 positions worth $1.93B, up 6.2% from $1.82B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
First Allied Advisory Services deployed $58.9M of net new capital in Q4 2015, opening 137 new positions and adding to 509 existing holdings. Its largest new stake was iShares MSCI ACWI ETF: 134,493 shares worth $7.51M.
By sector, the portfolio is most concentrated in Healthcare at 7.4% of assets, down from 7.5% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $29.4M trimmed.
- First Allied Advisory Services's largest Q4 2015 buy was iShares MSCI ACWI ETF: 134,493 shares worth $7.51M.
- First Allied Advisory Services added most to State Street SPDR S&P International Dividend ETF in Q4 2015, an estimated $16.7M increase.
- First Allied Advisory Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $29.4M.
- First Allied Advisory Services fully exited WisdomTree Emerging Markets High Dividend Fund in Q4 2015, selling an estimated $5.91M.
- First Allied Advisory Services's ten largest holdings make up 15% of its $1.93B portfolio in Q4 2015.
- First Allied Advisory Services opened 137 new positions and closed 88 in Q4 2015.
- First Allied Advisory Services's portfolio value rose 6.2% quarter-over-quarter to $1.93B.
Based on First Allied Advisory Services's 13F filing for Q4 2015, filed 16 Feb 2016.