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FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
+3.88%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.32B
AUM Growth
+$79.9M
Cap. Flow
+$4.8M
Cap. Flow %
0.21%
Top 10 Hldgs %
17.18%
Holding
1,236
New
101
Increased
436
Reduced
532
Closed
118

Top Buys

Rank Stock Value
1
VIXY icon
ProShares VIX Short-Term Futures ETF
VIXY
+$16.4M
2
DWX icon
State Street SPDR S&P International Dividend ETF
DWX
+$10.8M
3
VTI icon
Vanguard Total Stock Market ETF
VTI
+$9.52M
4
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$9.01M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$8.3M

Top Sells

Rank Stock Value
1
SCHW
Charles Schwab
SCHW
+$7.9M
2
GAB icon
Gabelli Equity Trust
GAB
+$6.6M
3
IWM icon
iShares Russell 2000 ETF
IWM
+$6.23M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$6.22M
5
MRK icon
Merck
MRK
+$5.7M

Sector Composition

Rank Sector Weight
1 Technology 7.39%
2 Healthcare 5.3%
3 Financials 5.25%
4 Industrials 4.8%
5 Consumer Discretionary 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSCI
651
DELISTED
Invesco BulletShares 2018 Corporate Bond ETF
BSCI
$458K 0.02%
21,582
-2,351
-10% -$49.8K
CSX icon
652
CSX Corp
CSX
$98.6B
$455K 0.02%
25,149
-16,152
-39% -$277K
SONY icon
653
Sony
SONY
$123B
$452K 0.02%
60,605
+12,945
+27% +$101K
RZG icon
654
Invesco S&P SmallCap 600 Pure Growth ETF
RZG
$139M
$451K 0.02%
12,336
-450
-4% -$15.6K
XME icon
655
State Street SPDR S&P Metals & Mining ETF
XME
$4.05B
$451K 0.02%
13,944
-31,469
-69% -$986K
IBDQ
656
DELISTED
iShares iBonds Dec 2025 Term Corporate ETF
IBDQ
– –
0
– –
SPYX icon
657
State Street SPDR S&P 500 Fossil Fuel Reserves Free ETF
SPYX
$2.71B
$448K 0.02%
+22,029
New +$440K
IGM icon
658
iShares Expanded Tech Sector ETF
IGM
$9.94B
$446K 0.02%
17,286
-2,220
-11% -$56.1K
AVY icon
659
Avery Dennison
AVY
$12.3B
$443K 0.02%
4,540
-1,804
-28% -$170K
IRT icon
660
Independence Realty Trust
IRT
$3.92B
$441K 0.02%
+43,095
New +$436K
LNT icon
661
Alliant Energy
LNT
$19.4B
$441K 0.02%
10,667
+702
+7% +$29.2K
WPC icon
662
W.P. Carey
WPC
$17.1B
$440K 0.02%
6,702
-1,349
-17% -$89.7K
SPYD icon
663
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.66B
$437K 0.02%
12,205
+1,325
+12% +$47K
FTXO icon
664
First Trust Nasdaq Bank ETF
FTXO
$305M
$434K 0.02%
+15,576
New +$410K
NULG icon
665
Nuveen ESG Large-Cap Growth ETF
NULG
$2.67B
$432K 0.02%
+14,627
New +$425K
NULV icon
666
Nuveen ESG Large-Cap Value ETF
NULV
$2.16B
$432K 0.02%
+15,824
New +$423K
CTT
667
DELISTED
CATCHMARK TIMBER TRUST, INC.
CTT
$432K 0.02%
34,029
-5,438
-14% -$63.4K
IPAY icon
668
Amplify Mobile Payments ETF
IPAY
$154M
$430K 0.02%
13,012
-991
-7% -$31.2K
SIMO icon
669
Silicon Motion
SIMO
$9.19B
$428K 0.02%
8,944
-1,430
-14% -$63.4K
CCEP icon
670
Coca-Cola Europacific Partners
CCEP
$46.5B
$427K 0.02%
10,251
+55
+0.5% +$2.33K
MLPA icon
671
Global X MLP ETF
MLPA
$2.28B
$427K 0.02%
6,914
-1,859
-21% -$117K
GMOM icon
672
Cambria Global Momentum ETF
GMOM
$69.7M
$426K 0.02%
16,010
– –
ETJ
673
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$563M
$425K 0.02%
45,061
-8,781
-16% -$82.7K
MCO icon
674
Moody's
MCO
$81.7B
$425K 0.02%
3,039
+59
+2% +$7.75K
CVY icon
675
Invesco Zacks Multi-Asset Income ETF
CVY
$123M
$421K 0.02%
19,388
+5,223
+37% +$111K
25 26
27
28 29

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WAM
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FS
Feinberg Stephen $2.61B AUM 15.12% 1-Year Est. Return
NIMC
NWQ Investment Management Company Los Angeles, California $2.22B AUM 6.84% 1-Year Est. Return
TI
TT International London, United Kingdom $1.94B AUM
VIM
Veritas Investment Management London, United Kingdom $1.65B AUM 25.54% 1-Year Est. Return
PS
Peter Svennilson $1.23B AUM 301.34% 1-Year Est. Return
CT
CGM Trust Boston, Massachusetts $957M AUM
CAW
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First Allied Advisory Services's Q3 2017 Portfolio in Review

As of Q3 2017, First Allied Advisory Services held 1,236 positions worth $2.32B, up 3.6% from $2.24B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

First Allied Advisory Services's Q3 2017 filing shows 101 new, 436 increased, 532 reduced and 118 closed positions. Its largest new stake was Goldman Sachs Access Treasury 0-1 Year ETF: 90,093 shares worth $9.02M. The largest sale was Charles Schwab, an estimated $7.9M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, up from 7.2% a quarter earlier, followed by Healthcare and Financials.

  • First Allied Advisory Services's largest Q3 2017 buy was Goldman Sachs Access Treasury 0-1 Year ETF: 90,093 shares worth $9.02M.
  • First Allied Advisory Services added most to ProShares VIX Short-Term Futures ETF in Q3 2017, an estimated $16.4M increase.
  • First Allied Advisory Services's biggest Q3 2017 reduction was Charles Schwab, cutting an estimated $7.9M.
  • First Allied Advisory Services fully exited State Street SPDR S&P Homebuilders ETF in Q3 2017, selling an estimated $2.79M.
  • First Allied Advisory Services's ten largest holdings make up 17% of its $2.32B portfolio in Q3 2017.
  • First Allied Advisory Services opened 101 new positions and closed 118 in Q3 2017.
  • First Allied Advisory Services's portfolio value rose 3.6% quarter-over-quarter to $2.32B.

Based on First Allied Advisory Services's 13F filing for Q3 2017, filed 14 Nov 2017.