We are live on
!
Find out more
FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+3.99%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.93B
AUM Growth
+$113M
(+6.2%)
Cap. Flow
+$58.9M
Cap. Flow
% of AUM
3.05%
Top 10 Holdings %
Top 10 Hldgs %
14.61%
Holding
1,181
New
137
Increased
509
Reduced
418
Closed
88
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P International Dividend ETF
DWX
|
+$16.7M |
| 2 |
iShares Core US Aggregate Bond ETF
AGG
|
+$8.26M |
| 3 |
iShares MSCI ACWI ETF
ACWI
|
+$7.69M |
| 4 |
Alphabet (Google) Class A
GOOGL
|
+$7.57M |
| 5 |
First Trust Multi Cap Growth AlphaDEX Fund
FAD
|
+$7.51M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$29.4M |
| 2 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$9.59M |
| 3 |
iShares International Select Dividend ETF
IDV
|
+$8.4M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$7.16M |
| 5 |
State Street SPDR Bloomberg Convertible Securities ETF
CWB
|
+$6.28M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 7.38% |
| 2 | Technology | 7.21% |
| 3 | Financials | 6.38% |
| 4 | Industrials | 5.14% |
| 5 | Consumer Staples | 5.09% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
TYG
626
Tortoise Energy Infrastructure Corp
TYG
$1.09B
| $443K | 0.02% |
3,970
-54,969
| -93% | -$6.13M |
|
627
Brown-Forman Class B
BF.B
$13.2B
| $442K | 0.02% |
14,109
+237
| +2% | +$7.91K |
|
628
BlackRock Credit Allocation Income Trust
BTZ
$930M
| $441K | 0.02% |
35,680
-1,160
| -3% | -$14.3K |
|
629
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.33B
| $441K | 0.02% |
16,680
-292
| -2% | -$7.58K |
|
630
Clean Harbors
CLH
$16.5B
| $441K | 0.02% |
10,699
+1,341
| +14% | +$58.3K |
|
631
Hercules Capital
HTGC
$3.07B
| $440K | 0.02% |
36,093
+323
| +0.9% | +$3.63K |
|
632
Stanley Black & Decker
SWK
$14.3B
| $440K | 0.02% |
4,139
-169
| -4% | -$17.8K |
|
633
D.R. Horton
DHI
$40B
| $438K | 0.02% |
13,855
+796
| +6% | +$24.8K |
|
634
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.62B
| $438K | 0.02% |
7,848
+373
| +5% | +$21.2K |
|
635
RH
RH
$3.13B
| $436K | 0.02% |
+5,469
| New | +$508K |
|
636
Hasbro
HAS
$13.3B
| $435K | 0.02% |
6,437
-219
| -3% | -$16K |
|
637
PIMCO Dynamic Income Fund
PDI
$7.39B
| $434K | 0.02% |
15,882
+400
| +3% | +$11.6K |
|
638
TE Connectivity
TEL
$59.6B
| $434K | 0.02% |
6,704
-139
| -2% | -$8.96K |
|
639
Hain Celestial
HAIN
$45M
| $432K | 0.02% |
+10,717
| New | +$486K |
|
|
ACG
640
DELISTED
AllianceBernstein Income Fund Inc
ACG
| $432K | 0.02% |
56,212
+19,920
| +55% | +$157K |
|
641
Opko Health
OPK
$985M
| $431K | 0.02% |
43,708
+1,797
| +4% | +$18K |
|
|
WSR
642
DELISTED
Whitestone REIT
WSR
| $431K | 0.02% |
35,596
+19,283
| +118% | +$232K |
|
|
PARA
643
DELISTED
Paramount Global Class B
PARA
| $428K | 0.02% |
9,085
-1,398
| -13% | -$65.6K |
|
|
MRO
644
DELISTED
Marathon Oil Corporation
MRO
| $427K | 0.02% |
33,644
-4,475
| -12% | -$75.3K |
|
645
Estee Lauder
EL
$30.4B
| $425K | 0.02% |
4,917
-54
| -1% | -$4.6K |
|
646
Hershey
HSY
$35.5B
| $424K | 0.02% |
4,765
+2,484
| +109% | +$223K |
|
647
Essential Utilities
WTRG
$11.3B
| $424K | 0.02% |
14,226
-446
| -3% | -$12.8K |
|
648
Texas Instruments
TXN
$252B
| $423K | 0.02% |
7,755
+2,211
| +40% | +$123K |
|
649
Elevance Health
ELV
$81.5B
| $422K | 0.02% |
3,024
-10,813
| -78% | -$1.49M |
|
|
IM
650
DELISTED
Ingram Micro
IM
| $422K | 0.02% |
13,839
+93
| +0.7% | +$2.81K |
|
Similar funds
WAM
FS
NIMC
TI
VIM
PS
CT
CAW
First Allied Advisory Services's Q4 2015 Portfolio in Review
As of Q4 2015, First Allied Advisory Services held 1,181 positions worth $1.93B, up 6.2% from $1.82B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
First Allied Advisory Services deployed $58.9M of net new capital in Q4 2015, opening 137 new positions and adding to 509 existing holdings. Its largest new stake was iShares MSCI ACWI ETF: 134,493 shares worth $7.51M.
By sector, the portfolio is most concentrated in Healthcare at 7.4% of assets, down from 7.5% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $29.4M trimmed.
- First Allied Advisory Services's largest Q4 2015 buy was iShares MSCI ACWI ETF: 134,493 shares worth $7.51M.
- First Allied Advisory Services added most to State Street SPDR S&P International Dividend ETF in Q4 2015, an estimated $16.7M increase.
- First Allied Advisory Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $29.4M.
- First Allied Advisory Services fully exited WisdomTree Emerging Markets High Dividend Fund in Q4 2015, selling an estimated $5.91M.
- First Allied Advisory Services's ten largest holdings make up 15% of its $1.93B portfolio in Q4 2015.
- First Allied Advisory Services opened 137 new positions and closed 88 in Q4 2015.
- First Allied Advisory Services's portfolio value rose 6.2% quarter-over-quarter to $1.93B.
Based on First Allied Advisory Services's 13F filing for Q4 2015, filed 16 Feb 2016.