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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+4.58%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.72B
AUM Growth
+$463M
(+37%)
Cap. Flow
+$415M
Cap. Flow
% of AUM
24.15%
Top 10 Holdings %
Top 10 Hldgs %
14.92%
Holding
1,095
New
147
Increased
484
Reduced
311
Closed
92
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 3-7 Year Treasury Bond ETF
IEI
|
+$23.9M |
| 2 |
iShares MBS ETF
MBB
|
+$14.3M |
| 3 |
Vanguard FTSE Developed Markets ETF
VEA
|
+$13.1M |
| 4 |
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
|
+$12M |
| 5 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$11.7M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$16.4M |
| 2 |
ProShares Ultra S&P500
SSO
|
+$9.12M |
| 3 |
iShares Core US Aggregate Bond ETF
AGG
|
+$8.23M |
| 4 |
State Street SPDR Dow Jones International Real Estate ETF
RWX
|
+$5.47M |
| 5 |
State Street Utilities Select Sector SPDR ETF
XLU
|
+$4.35M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 6.48% |
| 2 | Technology | 6.48% |
| 3 | Healthcare | 6.16% |
| 4 | Energy | 5.57% |
| 5 | Industrials | 4.65% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
626
NVIDIA
NVDA
$4.86T
| $397K | 0.02% |
1,022,040
-37,800
| -4% | -$14.1K |
|
627
Perrigo
PRGO
$1.4B
| $397K | 0.02% |
3,240
-21
| -0.6% | -$2.62K |
|
628
Kennametal
KMT
$2.59B
| $396K | 0.02% |
8,651
+400
| +5% | +$17.4K |
|
629
Invesco FTSE RAFI US 1000 ETF
PRF
$9.79B
| $396K | 0.02% |
26,300
+2,350
| +10% | +$35.5K |
|
|
PKO
630
DELISTED
Pimco Income Opportunity Fund
PKO
| $396K | 0.02% |
14,476
-386
| -3% | -$10.5K |
|
631
Accenture
ACN
$102B
| $395K | 0.02% |
5,365
-1,581
| -23% | -$117K |
|
|
INB
632
DELISTED
Cohen & Steers Global Income Builder, Inc.
INB
| $393K | 0.02% |
37,400
+4,286
| +13% | +$45.8K |
|
|
GM.PRB
633
DELISTED
GENERAL MTRS CO JR PFD CONV SER B (DE)
GM.PRB
| $393K | 0.02% |
7,770
-4,900
| -39% | -$244K |
|
634
HF Sinclair
DINO
$16.5B
| $390K | 0.02% |
9,301
+1,806
| +24% | +$78.5K |
|
635
iShares MSCI South Korea ETF
EWY
$21.9B
| $390K | 0.02% |
6,402
-3,756
| -37% | -$215K |
|
|
WFM
636
DELISTED
Whole Foods Market Inc
WFM
| $390K | 0.02% |
6,738
-1,616
| -19% | -$89.2K |
|
637
Nuveen Select Maturities Municipal Fund
NIM
$114M
| $387K | 0.02% |
39,841
+9,193
| +30% | +$88.9K |
|
638
Verisk Analytics
VRSK
$25.4B
| $387K | 0.02% |
5,950
-14,643
| -71% | -$924K |
|
|
IAE
639
Voya Asia Pacific High Dividend Equity Income Fund
IAE
$91.8M
| $386K | 0.02% |
28,855
+764
| +3% | +$9.99K |
|
640
Yelp
YELP
$1.45B
| $385K | 0.02% |
5,787
-3,213
| -36% | -$165K |
|
|
RAI
641
DELISTED
Reynolds American Inc
RAI
| $381K | 0.02% |
15,596
+4,798
| +44% | +$119K |
|
642
Comcast
CMCSA
$85B
| $380K | 0.02% |
17,216
+3,058
| +22% | +$66.6K |
|
|
VFL
643
DELISTED
abrdn National Municipal Income Fund
VFL
| $380K | 0.02% |
31,942
-10,792
| -25% | -$127K |
|
644
Vanguard Russell 1000 Growth ETF
VONG
$42.8B
| $379K | 0.02% |
18,860
+2,256
| +14% | +$44.3K |
|
645
ProShares Ultra FTSE China 50 of PROSHARES TRUST
XPP
$9.78M
| $379K | 0.02% |
7,041
+1,678
| +31% | +$83.7K |
|
|
EZCH
646
DELISTED
EZCHIP SEMICONDUCTOR LIMITED ORD SHS (IL)
EZCH
| $378K | 0.02% |
15,370
+5,760
| +60% | +$162K |
|
647
Entergy
ETR
$50.2B
| $377K | 0.02% |
12,058
-470
| -4% | -$15.6K |
|
|
BTU
648
DELISTED
PEABODY ENERGY CORP COM STK NEW (DE)
BTU
| $376K | 0.02% |
1,464
+71
| +5% | +$18.2K |
|
649
Xerox
XRX
$386M
| $372K | 0.02% |
13,676
+3,940
| +40% | +$104K |
|
650
Murphy Oil
MUR
$5.7B
| $370K | 0.02% |
+6,141
| New | +$362K |
|
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First Allied Advisory Services's Q3 2013 Portfolio in Review
As of Q3 2013, First Allied Advisory Services held 1,095 positions worth $1.72B, up 37% from $1.25B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
First Allied Advisory Services deployed $415M of net new capital in Q3 2013, opening 147 new positions and adding to 484 existing holdings. Its largest new stake was Vanguard Short-Term Inflation-Protected Securities Index Fund: 206,130 shares worth $10.1M.
By sector, the portfolio is most concentrated in Financials at 6.5% of assets, up from 6.1% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $16.4M trimmed.
- First Allied Advisory Services's largest Q3 2013 buy was Vanguard Short-Term Inflation-Protected Securities Index Fund: 206,130 shares worth $10.1M.
- First Allied Advisory Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $23.9M increase.
- First Allied Advisory Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $16.4M.
- First Allied Advisory Services fully exited ProShares Ultra S&P500 in Q3 2013, selling an estimated $9.12M.
- First Allied Advisory Services's ten largest holdings make up 15% of its $1.72B portfolio in Q3 2013.
- First Allied Advisory Services opened 147 new positions and closed 92 in Q3 2013.
- First Allied Advisory Services's portfolio value rose 37% quarter-over-quarter to $1.72B.
Based on First Allied Advisory Services's 13F filing for Q3 2013, filed 7 Nov 2013.