First Allied Advisory Services’s GENERAL MTRS CO JR PFD CONV SER B (DE) GM.PRB Stock Holding History

First Allied Advisory Services’s Portfolio GM.PRB Stock Details GM.PRB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2013 Q4	–	Sell	-7,770	Closed	-$393K	–	1099
2013 Q3	$393K	Sell	7,770 -4,900	-39%	-$244K	0.02%	633
2013 Q2	$609K	Buy	+12,670	New	+$594K	0.05%	393

Other funds holding GM.PRB

CCM

Cutler Capital Management Worcester, Massachusetts $370M AUM 15.34% 1-Year Est. Return

WOC

West Oak Capital Westlake Village, California $2.52M AUM 17.57% 1-Year Est. Return

First Allied Advisory Services's GM.PRB Position: Q4 2013 in Review

First Allied Advisory Services sold out of GENERAL MTRS CO JR PFD CONV SER B (DE) (GM.PRB) in Q4 2013, closing a stake of 7,770 shares — an estimated $393K sold.

First Allied Advisory Services first reported a position in GM.PRB in Q2 2013 and held it in 2 quarters. The position peaked at $609K in Q2 2013. 2 funds tracked by Wall St. Rank hold GM.PRB as of Q4 2013.

First Allied Advisory Services reported no remaining GENERAL MTRS CO JR PFD CONV SER B (DE) position as of Q4 2013 after selling out during the quarter.
First Allied Advisory Services sold 7,770 GENERAL MTRS CO JR PFD CONV SER B (DE) shares in Q4 2013, an estimated $393K.
First Allied Advisory Services first reported a position in GENERAL MTRS CO JR PFD CONV SER B (DE) in Q2 2013 and held it in 2 quarters.
First Allied Advisory Services's GENERAL MTRS CO JR PFD CONV SER B (DE) position peaked at $609K in Q2 2013.
2 funds tracked by Wall St. Rank held GENERAL MTRS CO JR PFD CONV SER B (DE) as of Q4 2013.

Based on First Allied Advisory Services's 13F filing for Q4 2013, filed 12 Feb 2014.