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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+4.85%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.51B
AUM Growth
+$192M
(+8.3%)
Cap. Flow
+$90M
Cap. Flow
% of AUM
3.58%
Top 10 Holdings %
Top 10 Hldgs %
17.17%
Holding
1,587
New
460
Increased
546
Reduced
467
Closed
56
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Gabelli Equity Trust
GAB
|
+$10.9M |
| 2 |
HFRO
Highland Opportunities and Income Fund
HFRO
|
+$9.62M |
| 3 |
Vanguard Total Stock Market ETF
VTI
|
+$8.5M |
| 4 |
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
|
+$7.67M |
| 5 |
iShares Core MSCI EAFE ETF
IEFA
|
+$6.36M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
WisdomTree Japan Hedged Equity Fund
DXJ
|
+$5.53M |
| 2 |
iShares S&P 500 Growth ETF
IVW
|
+$5.49M |
| 3 |
GSK
GSK
|
+$4.68M |
| 4 |
iShares MBS ETF
MBB
|
+$3.56M |
| 5 |
iShares Core US Aggregate Bond ETF
AGG
|
+$3.36M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.3% |
| 2 | Financials | 5.29% |
| 3 | Industrials | 4.66% |
| 4 | Healthcare | 4.53% |
| 5 | Consumer Discretionary | 4.09% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
601
Unilever
UL
$131B
| $569K | 0.02% |
9,151
-13,113
| -59% | -$831K |
|
|
RDS.B
602
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
| $569K | 0.02% |
8,318
-933
| -10% | -$60.5K |
|
603
Yum! Brands
YUM
$41B
| $568K | 0.02% |
6,976
+1,237
| +22% | +$97.9K |
|
604
iShares Global Materials ETF
MXI
$338M
| $564K | 0.02% |
8,025
-2,477
| -24% | -$167K |
|
605
Autodesk
ADSK
$44.3B
| $563K | 0.02% |
5,392
-39
| -0.7% | -$4.55K |
|
606
Tractor Supply
TSCO
$16.3B
| $563K | 0.02% |
37,570
-3,285
| -8% | -$42.2K |
|
607
PIMCO Dynamic Income Fund
PDI
$7.4B
| $561K | 0.02% |
18,722
+7,207
| +63% | +$218K |
|
|
MON
608
DELISTED
Monsanto Co
MON
| $559K | 0.02% |
4,771
+417
| +10% | +$49.6K |
|
609
Invesco Zacks Multi-Asset Income ETF
CVY
$123M
| $558K | 0.02% |
24,882
+5,494
| +28% | +$120K |
|
|
APC
610
DELISTED
Anadarko Petroleum
APC
| $553K | 0.02% |
10,325
-188
| -2% | -$9.24K |
|
611
M&T Bank
MTB
$36.2B
| $550K | 0.02% |
3,218
+52
| +2% | +$8.63K |
|
612
Amplify Cybersecurity ETF
HACK
$2.63B
| $549K | 0.02% |
17,452
-2,691
| -13% | -$83K |
|
613
iShares US Utilities ETF
IDU
$1.41B
| $545K | 0.02% |
8,174
-2,422
| -23% | -$167K |
|
614
RPM International
RPM
$13.7B
| $542K | 0.02% |
10,325
+145
| +1% | +$7.58K |
|
|
SOHO
615
DELISTED
Sotherly Hotels
SOHO
| $542K | 0.02% |
84,395
-20,528
| -20% | -$131K |
|
|
DCP
616
DELISTED
DCP Midstream, LP
DCP
| $542K | 0.02% |
14,904
+911
| +7% | +$31.7K |
|
617
Global X NASDAQ-100 Covered Call ETF
QYLD
$7.97B
| $541K | 0.02% |
+21,971
| New | +$536K |
|
618
TE Connectivity
TEL
$58.8B
| $538K | 0.02% |
5,657
+77
| +1% | +$7.08K |
|
619
Mercado Libre
MELI
$91.3B
| $536K | 0.02% |
1,689
-801
| -32% | -$217K |
|
620
Cadence Design Systems
CDNS
$90B
| $535K | 0.02% |
12,879
-1,278
| -9% | -$54.9K |
|
621
Expeditors International
EXPD
$22.9B
| $535K | 0.02% |
8,378
-2,522
| -23% | -$155K |
|
622
Bank of America Series L
BAC.PRL
$3.95B
| $534K | 0.02% |
405
-142
| -26% | -$187K |
|
623
Microchip Technology
MCHP
$42.8B
| $534K | 0.02% |
12,154
+4,494
| +59% | +$203K |
|
|
IBDD
624
DELISTED
iShares iBonds Mar 2023 Term Corporate ETF
IBDD
| – | – |
0
| – | – |
|
625
Nuveen ESG Large-Cap Value ETF
NULV
$2.16B
| $532K | 0.02% |
18,614
+2,790
| +18% | +$78.2K |
|
Similar funds
WAM
FS
NIMC
TI
VIM
PS
CT
CAW
First Allied Advisory Services's Q4 2017 Portfolio in Review
As of Q4 2017, First Allied Advisory Services held 1,587 positions worth $2.51B, up 8.3% from $2.32B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
First Allied Advisory Services deployed $90M of net new capital in Q4 2017, opening 460 new positions and adding to 546 existing holdings. Its largest new stake was Highland Opportunities and Income Fund: 626,583 shares worth $9.71M.
By sector, the portfolio is most concentrated in Technology at 7.3% of assets, down from 7.4% a quarter earlier, followed by Financials and Industrials.
On the sell side, the largest reduction was WisdomTree Japan Hedged Equity Fund, an estimated $5.53M trimmed.
- First Allied Advisory Services's largest Q4 2017 buy was Highland Opportunities and Income Fund: 626,583 shares worth $9.71M.
- First Allied Advisory Services added most to Gabelli Equity Trust in Q4 2017, an estimated $10.9M increase.
- First Allied Advisory Services's biggest Q4 2017 reduction was WisdomTree Japan Hedged Equity Fund, cutting an estimated $5.53M.
- First Allied Advisory Services fully exited ProShares Short S&P500 in Q4 2017, selling an estimated $2.71M.
- First Allied Advisory Services's ten largest holdings make up 17% of its $2.51B portfolio in Q4 2017.
- First Allied Advisory Services opened 460 new positions and closed 56 in Q4 2017.
- First Allied Advisory Services's portfolio value rose 8.3% quarter-over-quarter to $2.51B.
Based on First Allied Advisory Services's 13F filing for Q4 2017, filed 8 Feb 2018.