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FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
-0.94%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
AUM
$1.26B
AUM Growth
-$102M
Cap. Flow
-$77.6M
Cap. Flow %
-6.15%
Top 10 Hldgs %
14.01%
Holding
1,182
New
206
Increased
381
Reduced
402
Closed
154
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
MU icon
601
Micron Technology
MU
$1.04T
$395K 0.03%
11,526
+2,760
+31% +$89.4K
ETV
602
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.71B
$394K 0.03%
26,680
-5,500
-17% -$82.7K
PRU icon
603
Prudential Financial
PRU
$41.7B
$394K 0.03%
4,500
+6
+0.1% +$536
ETG
604
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.74B
$393K 0.03%
23,125
-52,218
-69% -$908K
KTF
605
DWS Municipal Income Trust
KTF
$346M
$391K 0.03%
29,542
+1,187
+4% +$15.8K
MBT
606
DELISTED
Mobile TeleSystems Public Joint Stock Company American Depositary Shares (Each representing 2 Shares
MBT
$391K 0.03%
+26,015
New +$477K
MPC icon
607
Marathon Petroleum
MPC
$90.3B
$389K 0.03%
9,202
-188
-2% -$7.98K
BKNG icon
608
Booking.com
BKNG
$138B
$388K 0.03%
8,450
+4,100
+94% +$202K
FFC
609
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$768M
$387K 0.03%
20,088
+520
+3% +$10K
APTS
610
DELISTED
Preferred Apartment Communities, Inc.
APTS
$387K 0.03%
46,339
+32,075
+225% +$282K
LNKD
611
DELISTED
LinkedIn Corporation
LNKD
$387K 0.03%
1,881
-895
-32% -$179K
AXP icon
612
American Express
AXP
$223B
$386K 0.03%
+4,353
New +$392K
DCP
613
DELISTED
DCP Midstream, LP
DCP
$386K 0.03%
7,092
-943
-12% -$51.8K
RGC
614
DELISTED
Regal Entertainment Group
RGC
$386K 0.03%
19,450
+3,342
+21% +$68.5K
PARA
615
DELISTED
Paramount Global Class B
PARA
$384K 0.03%
7,198
+1,477
+26% +$87K
FTGC icon
616
First Trust Global Tactical Commodity Strategy Fund
FTGC
$2.99B
$382K 0.03%
+13,045
New +$414K
CARB
617
DELISTED
Carbonite Inc
CARB
$382K 0.03%
37,756
-497
-1% -$5.41K
CNL
618
DELISTED
CLECO CRP (HOLDING CO)
CNL
$382K 0.03%
7,886
+257
+3% +$14.2K
UI icon
619
Ubiquiti
UI
$31.8B
$381K 0.03%
10,093
+262
+3% +$11.1K
RAI
620
DELISTED
Reynolds American Inc
RAI
$381K 0.03%
12,832
+1,368
+12% +$39.8K
NHI icon
621
National Health Investors
NHI
$3.9B
$380K 0.03%
6,552
+3,223
+97% +$200K
XLNX
622
DELISTED
Xilinx Inc
XLNX
$380K 0.03%
8,946
+1,176
+15% +$51.4K
RVBD
623
DELISTED
RIVERBED TECHNOLOGY, INC COM
RVBD
$380K 0.03%
20,443
+198
+1% +$3.72K
TRV icon
624
Travelers Companies
TRV
$80.8B
$379K 0.03%
+4,039
New +$377K
KSS icon
625
Kohl's
KSS
$2.03B
$378K 0.03%
+6,184
New +$350K

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First Allied Advisory Services's Q3 2014 Portfolio in Review

As of Q3 2014, First Allied Advisory Services held 1,182 positions worth $1.26B, down 7.5% from $1.36B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

First Allied Advisory Services withdrew a net $77.6M in Q3 2014, closing 154 positions and reducing 402 holdings. Its most notable exit was ProShares Ultra 7-10 Year Treasury, an estimated $5.57M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 7.6% of assets, up from 6.8% a quarter earlier, followed by Technology and Financials.

Against the trend, First Allied Advisory Services opened a new position in Apple worth $31M.

  • First Allied Advisory Services's largest Q3 2014 buy was Apple: 1,229,336 shares worth $31M.
  • First Allied Advisory Services added most to iShares Core S&P Mid-Cap ETF in Q3 2014, an estimated $7.8M increase.
  • First Allied Advisory Services's biggest Q3 2014 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $12.5M.
  • First Allied Advisory Services fully exited ProShares Ultra 7-10 Year Treasury in Q3 2014, selling an estimated $5.57M.
  • First Allied Advisory Services's ten largest holdings make up 14% of its $1.26B portfolio in Q3 2014.
  • First Allied Advisory Services opened 206 new positions and closed 154 in Q3 2014.
  • First Allied Advisory Services's portfolio value fell 7.5% quarter-over-quarter to $1.26B.

Based on First Allied Advisory Services's 13F filing for Q3 2014, filed 12 Nov 2014.