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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+4.58%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.72B
AUM Growth
+$463M
(+37%)
Cap. Flow
+$415M
Cap. Flow
% of AUM
24.15%
Top 10 Holdings %
Top 10 Hldgs %
14.92%
Holding
1,095
New
147
Increased
484
Reduced
311
Closed
92
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 3-7 Year Treasury Bond ETF
IEI
|
+$23.9M |
| 2 |
iShares MBS ETF
MBB
|
+$14.3M |
| 3 |
Vanguard FTSE Developed Markets ETF
VEA
|
+$13.1M |
| 4 |
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
|
+$12M |
| 5 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$11.7M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$16.4M |
| 2 |
ProShares Ultra S&P500
SSO
|
+$9.12M |
| 3 |
iShares Core US Aggregate Bond ETF
AGG
|
+$8.23M |
| 4 |
State Street SPDR Dow Jones International Real Estate ETF
RWX
|
+$5.47M |
| 5 |
State Street Utilities Select Sector SPDR ETF
XLU
|
+$4.35M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 6.48% |
| 2 | Technology | 6.48% |
| 3 | Healthcare | 6.16% |
| 4 | Energy | 5.57% |
| 5 | Industrials | 4.65% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
LO
601
DELISTED
LORILLARD INC COM STK
LO
| $427K | 0.02% |
9,602
-2,306
| -19% | -$102K |
|
602
Brunswick
BC
$5.13B
| $426K | 0.02% |
+10,641
| New | +$395K |
|
603
FMC
FMC
$1.34B
| $424K | 0.02% |
6,842
+489
| +8% | +$28.1K |
|
|
ULQ
604
DELISTED
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
| $420K | 0.02% |
8,388
+371
| +5% | +$18.6K |
|
605
Wolfspeed
WOLF
$1.23B
| $419K | 0.02% |
6,979
+2,694
| +63% | +$171K |
|
606
ProShares Short S&P500
SH
$907M
| $417K | 0.02% |
1,866
-7,456
| -80% | -$1.69M |
|
607
Vanguard Total World Stock ETF
VT
$77.1B
| $417K | 0.02% |
7,548
+3,028
| +67% | +$165K |
|
|
KEG
608
DELISTED
KEY ENERGY SERVICES INC
KEG
| $416K | 0.02% |
56,984
-1
| -0% | -$7 |
|
|
XLNX
609
DELISTED
Xilinx Inc
XLNX
| $414K | 0.02% |
8,815
+443
| +5% | +$19.9K |
|
|
LLL
610
DELISTED
L3 Technologies, Inc.
LLL
| $413K | 0.02% |
4,356
-34
| -0.8% | -$3.13K |
|
|
MCRO
611
DELISTED
IQ Hedge Macro Tracker
MCRO
| $413K | 0.02% |
+16,006
| New | +$415K |
|
612
Salesforce
CRM
$151B
| $412K | 0.02% |
+7,976
| New | +$362K |
|
613
NetEase
NTES
$85.3B
| $412K | 0.02% |
28,445
+2,005
| +8% | +$27.4K |
|
614
American Express
AXP
$227B
| $411K | 0.02% |
5,319
-342
| -6% | -$25.7K |
|
|
ETV
615
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.71B
| $411K | 0.02% |
31,380
-3,950
| -11% | -$52.4K |
|
|
TEF
616
DELISTED
Telefonica
TEF
| $411K | 0.02% |
36,052
+2,971
| +9% | +$30.7K |
|
617
iShares US Transportation ETF
IYT
$2.26B
| $408K | 0.02% |
14,000
-640
| -4% | -$18.5K |
|
618
Enbridge
ENB
$119B
| $407K | 0.02% |
9,741
+229
| +2% | +$9.75K |
|
619
Arthur J. Gallagher & Co
AJG
$64.1B
| $405K | 0.02% |
9,181
+405
| +5% | +$17.8K |
|
620
Lennox International
LII
$14.4B
| $404K | 0.02% |
5,360
-1,385
| -21% | -$97.8K |
|
|
NCZ
621
Virtus Convertible & Income Fund II
NCZ
$294M
| $403K | 0.02% |
11,644
| – | – |
|
622
Healthcare Realty
HR
$7.28B
| $402K | 0.02% |
19,164
-6,531
| -25% | -$141K |
|
623
Illinois Tool Works
ITW
$82.6B
| $402K | 0.02% |
5,260
+441
| +9% | +$32.2K |
|
|
BXMX
624
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
| $400K | 0.02% |
33,330
| – | – |
|
625
Eastman Chemical
EMN
$8B
| $398K | 0.02% |
5,092
+14
| +0.3% | +$1.08K |
|
Similar funds
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FS
NIMC
TI
VIM
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CT
CAW
First Allied Advisory Services's Q3 2013 Portfolio in Review
As of Q3 2013, First Allied Advisory Services held 1,095 positions worth $1.72B, up 37% from $1.25B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
First Allied Advisory Services deployed $415M of net new capital in Q3 2013, opening 147 new positions and adding to 484 existing holdings. Its largest new stake was Vanguard Short-Term Inflation-Protected Securities Index Fund: 206,130 shares worth $10.1M.
By sector, the portfolio is most concentrated in Financials at 6.5% of assets, up from 6.1% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $16.4M trimmed.
- First Allied Advisory Services's largest Q3 2013 buy was Vanguard Short-Term Inflation-Protected Securities Index Fund: 206,130 shares worth $10.1M.
- First Allied Advisory Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $23.9M increase.
- First Allied Advisory Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $16.4M.
- First Allied Advisory Services fully exited ProShares Ultra S&P500 in Q3 2013, selling an estimated $9.12M.
- First Allied Advisory Services's ten largest holdings make up 15% of its $1.72B portfolio in Q3 2013.
- First Allied Advisory Services opened 147 new positions and closed 92 in Q3 2013.
- First Allied Advisory Services's portfolio value rose 37% quarter-over-quarter to $1.72B.
Based on First Allied Advisory Services's 13F filing for Q3 2013, filed 7 Nov 2013.