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FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
-0.94%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
AUM
$1.26B
AUM Growth
-$102M
Cap. Flow
-$77.6M
Cap. Flow %
-6.15%
Top 10 Hldgs %
14.01%
Holding
1,182
New
206
Increased
381
Reduced
402
Closed
154
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
STT icon
576
State Street
STT
$50.9B
$420K 0.03%
5,668
+2,303
+68% +$164K
PGF icon
577
Invesco Financial Preferred ETF
PGF
$676M
$418K 0.03%
23,230
-237
-1% -$4.28K
AAXJ icon
578
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.65B
$417K 0.03%
+6,887
New +$445K
IYT icon
579
iShares US Transportation ETF
IYT
$2.33B
$416K 0.03%
11,084
+1,620
+17% +$60.7K
SOCL icon
580
Global X Social Media ETF
SOCL
$87.8M
$415K 0.03%
21,645
-150
-0.7% -$2.98K
SDRL
581
DELISTED
Seadrill Limited Common Stock
SDRL
$414K 0.03%
58
-17
-23% -$161K
COL
582
DELISTED
Rockwell Collins
COL
$413K 0.03%
5,235
+2,480
+90% +$191K
TWX
583
DELISTED
Time Warner Inc
TWX
$413K 0.03%
5,490
+1,377
+33% +$107K
QTEC icon
584
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.4B
$410K 0.03%
10,008
+1,912
+24% +$77.9K
HYLD
585
DELISTED
High Yield ETF
HYLD
$410K 0.03%
7,886
-515
-6% -$26.9K
PMO
586
Franklin Municipal Opportunities Trust
PMO
$282M
$409K 0.03%
34,882
+1,617
+5% +$18.8K
GPRO icon
587
GoPro
GPRO
$116M
$408K 0.03%
+4,385
New +$224K
ALL icon
588
Allstate
ALL
$66.9B
$407K 0.03%
+6,724
New +$404K
NLSN
589
DELISTED
Nielsen Holdings plc
NLSN
$407K 0.03%
9,195
-1,013
-10% -$47.6K
B
590
Barrick Mining
B
$62.2B
$406K 0.03%
+27,821
New +$496K
KMT icon
591
Kennametal
KMT
$2.68B
$403K 0.03%
9,740
-2,342
-19% -$103K
ABB
592
DELISTED
ABB Ltd
ABB
$402K 0.03%
+17,989
New +$412K
CNI icon
593
Canadian National Railway
CNI
$78.3B
$401K 0.03%
5,643
+284
+5% +$19.7K
STZ icon
594
Constellation Brands
STZ
$22.2B
$401K 0.03%
+4,609
New +$401K
WOLF icon
595
Wolfspeed
WOLF
$1.2B
$400K 0.03%
9,729
+1,213
+14% +$56K
CTRX
596
DELISTED
CATAMARAN CORP COM STK (CDA)
CTRX
$399K 0.03%
+9,422
New +$428K
MNR
597
DELISTED
Monmouth Real Estate Investment Corp
MNR
$397K 0.03%
39,458
+258
+0.7% +$2.7K
DFE icon
598
WisdomTree Europe SmallCap Dividend Fund
DFE
$163M
$396K 0.03%
7,585
+1,146
+18% +$64.9K
COV
599
DELISTED
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
$396K 0.03%
4,554
-1,519
-25% -$135K
DIG icon
600
ProShares Ultra Energy
DIG
$71.1M
$395K 0.03%
+4,310
New +$446K

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First Allied Advisory Services's Q3 2014 Portfolio in Review

As of Q3 2014, First Allied Advisory Services held 1,182 positions worth $1.26B, down 7.5% from $1.36B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

First Allied Advisory Services withdrew a net $77.6M in Q3 2014, closing 154 positions and reducing 402 holdings. Its most notable exit was ProShares Ultra 7-10 Year Treasury, an estimated $5.57M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 7.6% of assets, up from 6.8% a quarter earlier, followed by Technology and Financials.

Against the trend, First Allied Advisory Services opened a new position in Apple worth $31M.

  • First Allied Advisory Services's largest Q3 2014 buy was Apple: 1,229,336 shares worth $31M.
  • First Allied Advisory Services added most to iShares Core S&P Mid-Cap ETF in Q3 2014, an estimated $7.8M increase.
  • First Allied Advisory Services's biggest Q3 2014 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $12.5M.
  • First Allied Advisory Services fully exited ProShares Ultra 7-10 Year Treasury in Q3 2014, selling an estimated $5.57M.
  • First Allied Advisory Services's ten largest holdings make up 14% of its $1.26B portfolio in Q3 2014.
  • First Allied Advisory Services opened 206 new positions and closed 154 in Q3 2014.
  • First Allied Advisory Services's portfolio value fell 7.5% quarter-over-quarter to $1.26B.

Based on First Allied Advisory Services's 13F filing for Q3 2014, filed 12 Nov 2014.