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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+3.99%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.93B
AUM Growth
+$113M
(+6.2%)
Cap. Flow
+$58.9M
Cap. Flow
% of AUM
3.05%
Top 10 Holdings %
Top 10 Hldgs %
14.61%
Holding
1,181
New
137
Increased
509
Reduced
418
Closed
88
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P International Dividend ETF
DWX
|
+$16.7M |
| 2 |
iShares Core US Aggregate Bond ETF
AGG
|
+$8.26M |
| 3 |
iShares MSCI ACWI ETF
ACWI
|
+$7.69M |
| 4 |
Alphabet (Google) Class A
GOOGL
|
+$7.57M |
| 5 |
First Trust Multi Cap Growth AlphaDEX Fund
FAD
|
+$7.51M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$29.4M |
| 2 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$9.59M |
| 3 |
iShares International Select Dividend ETF
IDV
|
+$8.4M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$7.16M |
| 5 |
State Street SPDR Bloomberg Convertible Securities ETF
CWB
|
+$6.28M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 7.38% |
| 2 | Technology | 7.21% |
| 3 | Financials | 6.38% |
| 4 | Industrials | 5.14% |
| 5 | Consumer Staples | 5.09% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
551
Simon Property Group
SPG
$74.4B
| $537K | 0.03% |
2,749
+83
| +3% | +$16.1K |
|
|
LLL
552
DELISTED
L3 Technologies, Inc.
LLL
| $537K | 0.03% |
4,515
+301
| +7% | +$35.7K |
|
553
Affiliated Managers Group
AMG
$9.69B
| $535K | 0.03% |
3,366
+749
| +29% | +$129K |
|
554
Chipotle Mexican Grill
CMG
$47.2B
| $535K | 0.03% |
57,200
+26,450
| +86% | +$323K |
|
555
Norfolk Southern
NSC
$75.4B
| $535K | 0.03% |
6,359
-8,125
| -56% | -$695K |
|
556
iShares US Utilities ETF
IDU
$1.35B
| $534K | 0.03% |
9,966
+1,252
| +14% | +$67.9K |
|
557
Verisk Analytics
VRSK
$25.4B
| $534K | 0.03% |
6,928
-1,596
| -19% | -$121K |
|
|
ENH
558
DELISTED
Endurance Specialty Holdings Ltd
ENH
| $534K | 0.03% |
8,390
-264
| -3% | -$17K |
|
559
Intercontinental Exchange
ICE
$85.6B
| $531K | 0.03% |
10,315
+160
| +2% | +$8.05K |
|
560
iShares Morningstar US Equity ETF
ILCB
$1.27B
| $531K | 0.03% |
17,804
+3,908
| +28% | +$117K |
|
|
MINI
561
DELISTED
Mobile Mini Inc
MINI
| $531K | 0.03% |
17,033
+3,414
| +25% | +$115K |
|
|
PPL
562
PPL Corp
PPL
$26.5B
| $530K | 0.03% |
15,774
+2,715
| +21% | +$91.5K |
|
563
Fastenal
FAST
$54.7B
| $529K | 0.03% |
51,856
+13,424
| +35% | +$132K |
|
564
RPM International
RPM
$13.7B
| $529K | 0.03% |
11,983
-5,078
| -30% | -$229K |
|
565
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$506M
| $528K | 0.03% |
10,243
+2,039
| +25% | +$105K |
|
566
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.38B
| $527K | 0.03% |
19,257
-1,018
| -5% | -$28.3K |
|
567
Thor Industries
THO
$3.9B
| $526K | 0.03% |
9,302
+1,170
| +14% | +$65K |
|
|
SOHO
568
DELISTED
Sotherly Hotels
SOHO
| $525K | 0.03% |
85,335
+62,217
| +269% | +$390K |
|
569
Vulcan Materials
VMC
$34.8B
| $516K | 0.03% |
5,387
+627
| +13% | +$60.8K |
|
|
PFN
570
PIMCO Income Strategy Fund II
PFN
$698M
| $514K | 0.03% |
58,614
-1,978
| -3% | -$17.8K |
|
|
NTT
571
DELISTED
Nippon Telegraph & Telephone
NTT
| $514K | 0.03% |
13,110
+1,189
| +10% | +$45K |
|
572
Western Digital
WDC
$188B
| $510K | 0.03% |
11,129
+4,515
| +68% | +$231K |
|
573
WisdomTree Europe SmallCap Dividend Fund
DFE
$166M
| $509K | 0.03% |
9,119
-622
| -6% | -$34.8K |
|
|
JUNO
574
DELISTED
Juno Therapeutics, Inc.
JUNO
| $507K | 0.03% |
11,624
+981
| +9% | +$48.7K |
|
575
Vanguard Consumer Discretionary ETF
VCR
$6.15B
| $506K | 0.03% |
4,125
-796
| -16% | -$99.2K |
|
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First Allied Advisory Services's Q4 2015 Portfolio in Review
As of Q4 2015, First Allied Advisory Services held 1,181 positions worth $1.93B, up 6.2% from $1.82B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
First Allied Advisory Services deployed $58.9M of net new capital in Q4 2015, opening 137 new positions and adding to 509 existing holdings. Its largest new stake was iShares MSCI ACWI ETF: 134,493 shares worth $7.51M.
By sector, the portfolio is most concentrated in Healthcare at 7.4% of assets, down from 7.5% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $29.4M trimmed.
- First Allied Advisory Services's largest Q4 2015 buy was iShares MSCI ACWI ETF: 134,493 shares worth $7.51M.
- First Allied Advisory Services added most to State Street SPDR S&P International Dividend ETF in Q4 2015, an estimated $16.7M increase.
- First Allied Advisory Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $29.4M.
- First Allied Advisory Services fully exited WisdomTree Emerging Markets High Dividend Fund in Q4 2015, selling an estimated $5.91M.
- First Allied Advisory Services's ten largest holdings make up 15% of its $1.93B portfolio in Q4 2015.
- First Allied Advisory Services opened 137 new positions and closed 88 in Q4 2015.
- First Allied Advisory Services's portfolio value rose 6.2% quarter-over-quarter to $1.93B.
Based on First Allied Advisory Services's 13F filing for Q4 2015, filed 16 Feb 2016.