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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
-0.94%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.26B
AUM Growth
-$102M
(-7.5%)
Cap. Flow
-$77.6M
Cap. Flow
% of AUM
-6.15%
Top 10 Holdings %
Top 10 Hldgs %
14.01%
Holding
1,182
New
206
Increased
381
Reduced
402
Closed
154
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$30.2M |
| 2 |
Berkshire Hathaway Class B
BRK.B
|
+$8.68M |
| 3 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$7.8M |
| 4 |
First Trust Large Cap Core AlphaDEX Fund
FEX
|
+$6.72M |
| 5 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$5.38M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$12.5M |
| 2 |
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
|
+$5.7M |
| 3 |
iShares Preferred and Income Securities ETF
PFF
|
+$5.65M |
| 4 |
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
|
+$5.63M |
| 5 |
ProShares Ultra 7-10 Year Treasury
UST
|
+$5.57M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 7.61% |
| 2 | Technology | 7.02% |
| 3 | Financials | 6.27% |
| 4 | Energy | 5.77% |
| 5 | Industrials | 4.88% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
551
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
| $446K | 0.04% |
5,286
-39,129
| -88% | -$3.31M |
|
552
Salesforce
CRM
$134B
| $446K | 0.04% |
7,782
-240
| -3% | -$13.5K |
|
553
Ventas
VTR
$48.9B
| $444K | 0.04% |
6,309
-39,750
| -86% | -$2.9M |
|
554
Transocean
RIG
$5.92B
| $442K | 0.04% |
13,881
-7,739
| -36% | -$303K |
|
|
SGI
555
Somnigroup International
SGI
$15.1B
| $440K | 0.03% |
31,420
-1,220
| -4% | -$17.9K |
|
556
Digital Realty Trust
DLR
$73.7B
| $438K | 0.03% |
7,101
-56,707
| -89% | -$3.6M |
|
557
Gabelli Equity Trust
GAB
$1.74B
| $438K | 0.03% |
71,310
+3,701
| +5% | +$25.6K |
|
558
British American Tobacco
BTI
$132B
| $437K | 0.03% |
7,808
+1,500
| +24% | +$88.7K |
|
|
PMM
559
Franklin Managed Municipal Income Trust
PMM
$275M
| $437K | 0.03% |
62,240
+1,522
| +3% | +$10.7K |
|
560
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
| $437K | 0.03% |
8,884
-31,417
| -78% | -$1.57M |
|
|
TTM
561
DELISTED
Tata Motors Limited
TTM
| $437K | 0.03% |
+9,911
| New | +$433K |
|
562
ProShares Large Cap Core Plus
CSM
$509M
| $431K | 0.03% |
+18,000
| New | +$435K |
|
563
State Street SPDR S&P China ETF
GXC
$445M
| $431K | 0.03% |
5,536
+461
| +9% | +$37K |
|
|
STI
564
DELISTED
SunTrust Banks, Inc.
STI
| $431K | 0.03% |
+11,274
| New | +$435K |
|
565
Dick's Sporting Goods
DKS
$18.4B
| $430K | 0.03% |
9,746
+538
| +6% | +$24K |
|
566
iShare MSCI Eurozone ETF
EZU
$9.41B
| $430K | 0.03% |
11,150
+91
| +0.8% | +$3.65K |
|
567
Stanley Black & Decker
SWK
$14.2B
| $430K | 0.03% |
4,859
+1,061
| +28% | +$94.9K |
|
|
POM
568
DELISTED
PEPCO HOLDINGS, INC.
POM
| $430K | 0.03% |
16,080
-12,877
| -44% | -$351K |
|
569
Arrow Electronics
ARW
$10.9B
| $427K | 0.03% |
+7,656
| New | +$462K |
|
570
iShares Latin America 40 ETF
ILF
$3.77B
| $427K | 0.03% |
11,560
+291
| +3% | +$11.7K |
|
571
Ecolab
ECL
$75.6B
| $425K | 0.03% |
3,702
+14
| +0.4% | +$1.58K |
|
|
BBEP
572
DELISTED
BREITBURN ENERGY PARTNERS LP COM UNITS RPTNG LTD PRTNRSHIP
BBEP
| $425K | 0.03% |
21,045
-6,096
| -22% | -$134K |
|
|
ESV
573
DELISTED
Ensco Rowan plc
ESV
| $422K | 0.03% |
2,582
-1,769
| -41% | -$351K |
|
574
Illinois Tool Works
ITW
$81.4B
| $421K | 0.03% |
4,915
-156
| -3% | -$13.5K |
|
575
Suncor Energy
SU
$77.7B
| $421K | 0.03% |
11,594
+363
| +3% | +$14.6K |
|
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First Allied Advisory Services's Q3 2014 Portfolio in Review
As of Q3 2014, First Allied Advisory Services held 1,182 positions worth $1.26B, down 7.5% from $1.36B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
First Allied Advisory Services withdrew a net $77.6M in Q3 2014, closing 154 positions and reducing 402 holdings. Its most notable exit was ProShares Ultra 7-10 Year Treasury, an estimated $5.57M position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 7.6% of assets, up from 6.8% a quarter earlier, followed by Technology and Financials.
Against the trend, First Allied Advisory Services opened a new position in Apple worth $31M.
- First Allied Advisory Services's largest Q3 2014 buy was Apple: 1,229,336 shares worth $31M.
- First Allied Advisory Services added most to iShares Core S&P Mid-Cap ETF in Q3 2014, an estimated $7.8M increase.
- First Allied Advisory Services's biggest Q3 2014 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $12.5M.
- First Allied Advisory Services fully exited ProShares Ultra 7-10 Year Treasury in Q3 2014, selling an estimated $5.57M.
- First Allied Advisory Services's ten largest holdings make up 14% of its $1.26B portfolio in Q3 2014.
- First Allied Advisory Services opened 206 new positions and closed 154 in Q3 2014.
- First Allied Advisory Services's portfolio value fell 7.5% quarter-over-quarter to $1.26B.
Based on First Allied Advisory Services's 13F filing for Q3 2014, filed 12 Nov 2014.