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FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
+4.58%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.72B
AUM Growth
+$463M
Cap. Flow
+$415M
Cap. Flow %
24.15%
Top 10 Hldgs %
14.92%
Holding
1,095
New
147
Increased
484
Reduced
311
Closed
92

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$23.9M
2
MBB icon
iShares MBS ETF
MBB
+$14.3M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$13.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$12M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11.7M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$16.4M
2
SSO icon
ProShares Ultra S&P500
SSO
+$9.12M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$8.23M
4
RWX icon
State Street SPDR Dow Jones International Real Estate ETF
RWX
+$5.47M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$4.35M

Sector Composition

Rank Sector Weight
1 Financials 6.48%
2 Technology 6.48%
3 Healthcare 6.16%
4 Energy 5.57%
5 Industrials 4.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VNQI icon
551
Vanguard Global ex-US Real Estate ETF
VNQI
$3.52B
$477K 0.03%
8,393
+764
+10% +$41.8K
FTR
552
DELISTED
Frontier Communications Corp.
FTR
$476K 0.03%
7,707
-300
-4% -$19.5K
COV
553
DELISTED
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
$474K 0.03%
7,801
-623
-7% -$38K
JLA
554
DELISTED
NUVEEN EQUITY PREMIUM ADVANTAGE FUND
JLA
$473K 0.03%
39,270
+2,000
+5% +$24.9K
KR icon
555
Kroger
KR
$35.4B
$472K 0.03%
23,436
+1,484
+7% +$28.5K
PEGA icon
556
Pegasystems
PEGA
$5.02B
$470K 0.03%
46,824
-10,288
-18% -$94.1K
RRC icon
557
Range Resources
RRC
$9.38B
$470K 0.03%
6,164
-334
-5% -$26.1K
BPL
558
DELISTED
Buckeye Partners, L.P.
BPL
$469K 0.03%
7,163
+641
+10% +$44.3K
APC
559
DELISTED
Anadarko Petroleum
APC
$468K 0.03%
5,005
+448
+10% +$40.8K
VAR
560
DELISTED
Varian Medical Systems, Inc.
VAR
$467K 0.03%
7,090
-1,344
-16% -$85.1K
EWL icon
561
iShares MSCI Switzerland ETF
EWL
$2.19B
$465K 0.03%
+15,020
New +$453K
DLR icon
562
Digital Realty Trust
DLR
$69.7B
$464K 0.03%
8,542
+2,108
+33% +$120K
MMT
563
Aberdeen Multi-Market Income Fund
MMT
$236M
$462K 0.03%
70,262
+59
+0.1% +$382
FUND
564
Sprott Focus Trust
FUND
$297M
$461K 0.03%
64,485
-1,335
-2% -$9.52K
PMM
565
Franklin Managed Municipal Income Trust
PMM
$267M
$461K 0.03%
68,598
-11,180
-14% -$75.7K
VDC icon
566
Vanguard Consumer Staples ETF
VDC
$7.97B
$461K 0.03%
4,461
+11
+0.2% +$1.16K
CNL
567
DELISTED
CLECO CRP (HOLDING CO)
CNL
$461K 0.03%
10,243
+803
+9% +$37.5K
CGO
568
Calamos Global Total Return Fund
CGO
$125M
$459K 0.03%
34,329
– –
CHW
569
Calamos Global Dynamic Income Fund
CHW
$530M
$459K 0.03%
53,600
– –
GDO
570
Western Asset Global Corporate Defined Opportunity Fund
GDO
$77.1M
$458K 0.03%
25,645
+9,531
+59% +$169K
SHW icon
571
Sherwin-Williams
SHW
$82.7B
$458K 0.03%
7,602
+102
+1% +$5.99K
URI icon
572
United Rentals
URI
$67.2B
$458K 0.03%
7,858
+185
+2% +$10.3K
AGU
573
DELISTED
Agrium
AGU
$457K 0.03%
5,490
+391
+8% +$34.2K
IXN icon
574
iShares Global Tech ETF
IXN
$8.32B
$453K 0.03%
36,294
+4,278
+13% +$52.2K
BBEP
575
DELISTED
BREITBURN ENERGY PARTNERS LP COM UNITS RPTNG LTD PRTNRSHIP
BBEP
$453K 0.03%
24,601
+3,847
+19% +$68.4K
21 22
23
24 25

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FS
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NIMC
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TI
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VIM
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PS
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CT
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CAW
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First Allied Advisory Services's Q3 2013 Portfolio in Review

As of Q3 2013, First Allied Advisory Services held 1,095 positions worth $1.72B, up 37% from $1.25B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

First Allied Advisory Services deployed $415M of net new capital in Q3 2013, opening 147 new positions and adding to 484 existing holdings. Its largest new stake was Vanguard Short-Term Inflation-Protected Securities Index Fund: 206,130 shares worth $10.1M.

By sector, the portfolio is most concentrated in Financials at 6.5% of assets, up from 6.1% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $16.4M trimmed.

  • First Allied Advisory Services's largest Q3 2013 buy was Vanguard Short-Term Inflation-Protected Securities Index Fund: 206,130 shares worth $10.1M.
  • First Allied Advisory Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $23.9M increase.
  • First Allied Advisory Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $16.4M.
  • First Allied Advisory Services fully exited ProShares Ultra S&P500 in Q3 2013, selling an estimated $9.12M.
  • First Allied Advisory Services's ten largest holdings make up 15% of its $1.72B portfolio in Q3 2013.
  • First Allied Advisory Services opened 147 new positions and closed 92 in Q3 2013.
  • First Allied Advisory Services's portfolio value rose 37% quarter-over-quarter to $1.72B.

Based on First Allied Advisory Services's 13F filing for Q3 2013, filed 7 Nov 2013.