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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
-11.25%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.53B
AUM Growth
-$387M
(-13%)
Cap. Flow
-$28.1M
Cap. Flow
% of AUM
-1.11%
Top 10 Holdings %
Top 10 Hldgs %
18.98%
Holding
1,249
New
71
Increased
417
Reduced
545
Closed
180
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Schwab Short-Term US Treasury ETF
SCHO
|
+$18.7M |
| 2 |
Global X US Preferred ETF
PFFD
|
+$18.5M |
| 3 |
iShares Core MSCI International Developed Markets ETF
IDEV
|
+$15.4M |
| 4 |
Global X MLP ETF
MLPA
|
+$14.3M |
| 5 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$12.1M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco Variable Rate Preferred ETF
VRP
|
+$16.5M |
| 2 |
Schwab US Aggregate Bond ETF
SCHZ
|
+$15.2M |
| 3 |
State Street SPDR Bloomberg Convertible Securities ETF
CWB
|
+$11.4M |
| 4 |
HFRO
Highland Opportunities and Income Fund
HFRO
|
+$10.4M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$10M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 62.92% |
| 2 | Technology | 6.51% |
| 3 | Financials | 5.35% |
| 4 | Healthcare | 4.98% |
| 5 | Industrials | 3.99% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
501
ProShares MSCI EAFE Dividend Growers ETF
EFAD
$62.3M
| $712K | 0.03% |
21,458
+2,274
| +12% | +$80.1K |
|
502
iShares US Utilities ETF
IDU
$1.25B
| $712K | 0.03% |
10,616
-730
| -6% | -$50.3K |
|
503
CBRE Group
CBRE
$40.1B
| $710K | 0.03% |
17,688
-1,187
| -6% | -$49.1K |
|
|
VIAB
504
DELISTED
Viacom Inc. Class B
VIAB
| $709K | 0.03% |
27,430
-1,418
| -5% | -$43.7K |
|
505
iShares MSCI USA Quality Factor ETF
QUAL
$46.3B
| $705K | 0.03% |
9,141
-3,024
| -25% | -$251K |
|
506
Intuitive Surgical
ISRG
$135B
| $703K | 0.03% |
4,470
+600
| +16% | +$102K |
|
507
Vanguard Materials ETF
VAW
$2.91B
| $703K | 0.03% |
6,314
-737
| -10% | -$87.4K |
|
508
Danaher
DHR
$146B
| $701K | 0.03% |
7,686
+521
| +7% | +$47.3K |
|
509
Molson Coors Class B
TAP
$7.29B
| $700K | 0.03% |
+12,542
| New | +$772K |
|
510
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.11B
| $699K | 0.03% |
44,042
+2,000
| +5% | +$34.3K |
|
511
Williams Companies
WMB
$86.7B
| $698K | 0.03% |
31,772
-3,599
| -10% | -$90K |
|
512
Labcorp
LH
$26.3B
| $691K | 0.03% |
6,270
+317
| +5% | +$42.5K |
|
513
Global X S&P 500 Covered Call ETF
XYLD
$3.32B
| $689K | 0.03% |
+15,695
| New | +$761K |
|
514
iShares US Medical Devices ETF
IHI
$3.27B
| $681K | 0.03% |
20,508
-24
| -0.1% | -$831 |
|
515
Western Digital
WDC
$150B
| $681K | 0.03% |
24,240
+3,932
| +19% | +$139K |
|
|
RDS.B
516
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
| $678K | 0.03% |
11,229
+1,271
| +13% | +$81.2K |
|
517
iShares Short-Term National Muni Bond ETF
SUB
$11.6B
| $675K | 0.03% |
6,403
+1,335
| +26% | +$140K |
|
518
Las Vegas Sands
LVS
$26.6B
| $673K | 0.03% |
12,990
-3,254
| -20% | -$176K |
|
519
National Grid
NGG
$76.4B
| $670K | 0.03% |
15,702
+1,244
| +9% | +$58.1K |
|
520
American Water Works
AWK
$27.4B
| $665K | 0.03% |
7,309
+440
| +6% | +$40.2K |
|
521
Brown-Forman Class B
BF.B
$11.8B
| $665K | 0.03% |
13,962
+2,649
| +23% | +$126K |
|
522
First Trust Long/Short Equity ETF
FTLS
$2.52B
| $664K | 0.03% |
17,560
+767
| +5% | +$29.4K |
|
523
iShares US Regional Banks ETF
IAT
$623M
| $664K | 0.03% |
16,683
-346
| -2% | -$15.7K |
|
524
iShares Core Dividend Growth ETF
DGRO
$42.4B
| $663K | 0.03% |
19,933
+3,689
| +23% | +$130K |
|
525
First Trust Consumer Staples AlphaDEX Fund
FXG
$219M
| $660K | 0.03% |
15,730
-2,637
| -14% | -$121K |
|
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First Allied Advisory Services's Q4 2018 Portfolio in Review
As of Q4 2018, First Allied Advisory Services held 1,249 positions worth $2.53B, down 13% from $2.92B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
First Allied Advisory Services's Q4 2018 filing shows 71 new, 417 increased, 545 reduced and 180 closed positions. Its largest new stake was Global X US Preferred ETF: 797,078 shares worth $18M. The largest sale was Invesco Variable Rate Preferred ETF, an estimated $16.5M.
By sector, the portfolio is most concentrated in Miscellaneous at 63% of assets, up from 61% a quarter earlier, followed by Technology and Financials.
- First Allied Advisory Services's largest Q4 2018 buy was Global X US Preferred ETF: 797,078 shares worth $18M.
- First Allied Advisory Services added most to Schwab Short-Term US Treasury ETF in Q4 2018, an estimated $18.7M increase.
- First Allied Advisory Services's biggest Q4 2018 reduction was Schwab US Aggregate Bond ETF, cutting an estimated $15.2M.
- First Allied Advisory Services fully exited Invesco Variable Rate Preferred ETF in Q4 2018, selling an estimated $16.5M.
- First Allied Advisory Services's ten largest holdings make up 19% of its $2.53B portfolio in Q4 2018.
- First Allied Advisory Services opened 71 new positions and closed 180 in Q4 2018.
- First Allied Advisory Services's portfolio value fell 13% quarter-over-quarter to $2.53B.
Based on First Allied Advisory Services's 13F filing for Q4 2018, filed 15 Feb 2019.