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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+3.99%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.93B
AUM Growth
+$113M
(+6.2%)
Cap. Flow
+$58.9M
Cap. Flow
% of AUM
3.05%
Top 10 Holdings %
Top 10 Hldgs %
14.61%
Holding
1,181
New
137
Increased
509
Reduced
418
Closed
88
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P International Dividend ETF
DWX
|
+$16.7M |
| 2 |
iShares Core US Aggregate Bond ETF
AGG
|
+$8.26M |
| 3 |
iShares MSCI ACWI ETF
ACWI
|
+$7.69M |
| 4 |
Alphabet (Google) Class A
GOOGL
|
+$7.57M |
| 5 |
First Trust Multi Cap Growth AlphaDEX Fund
FAD
|
+$7.51M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$29.4M |
| 2 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$9.59M |
| 3 |
iShares International Select Dividend ETF
IDV
|
+$8.4M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$7.16M |
| 5 |
State Street SPDR Bloomberg Convertible Securities ETF
CWB
|
+$6.28M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 7.38% |
| 2 | Technology | 7.21% |
| 3 | Financials | 6.38% |
| 4 | Industrials | 5.14% |
| 5 | Consumer Staples | 5.09% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
LM
501
DELISTED
Legg Mason, Inc.
LM
| $619K | 0.03% |
15,577
-319
| -2% | -$13.7K |
|
502
Exelon
EXC
$47.2B
| $618K | 0.03% |
31,349
-298
| -0.9% | -$6.04K |
|
503
Freeport-McMoran
FCX
$90B
| $617K | 0.03% |
90,415
+17,671
| +24% | +$168K |
|
504
Cheniere Energy
LNG
$55.2B
| $617K | 0.03% |
16,851
+10,417
| +162% | +$475K |
|
|
EMBJ
505
Embraer S.A. ADS
EMBJ
$12.2B
| $615K | 0.03% |
20,620
+770
| +4% | +$22.6K |
|
|
YHOO
506
DELISTED
Yahoo Inc
YHOO
| $614K | 0.03% |
18,518
-856
| -4% | -$28.6K |
|
507
National Grid
NGG
$80.4B
| $612K | 0.03% |
9,182
+575
| +7% | +$39K |
|
|
AFSI
508
DELISTED
AmTrust Financial Services, Inc.
AFSI
| $612K | 0.03% |
19,840
-1,388
| -7% | -$44.4K |
|
509
First American
FAF
$7.66B
| $608K | 0.03% |
16,855
+200
| +1% | +$7.64K |
|
510
iShares Currency Hedged MSCI Japan ETF
HEWJ
$717M
| $606K | 0.03% |
21,072
-14,173
| -40% | -$421K |
|
511
iShares Russell Mid-Cap ETF
IWR
$56B
| $604K | 0.03% |
15,048
-3,584
| -19% | -$146K |
|
512
iShares MSCI Hong Kong ETF
EWH
$1.24B
| $603K | 0.03% |
30,361
-813
| -3% | -$16.5K |
|
513
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.89B
| $603K | 0.03% |
23,466
-192,049
| -89% | -$5.12M |
|
514
Analog Devices
ADI
$179B
| $602K | 0.03% |
10,846
-721
| -6% | -$42.4K |
|
515
Nucor
NUE
$58.6B
| $599K | 0.03% |
14,833
-854
| -5% | -$35.1K |
|
|
TEI
516
Templeton Emerging Markets Income Fund
TEI
$314M
| $595K | 0.03% |
59,676
+17,526
| +42% | +$175K |
|
517
NOV
NOV
$6.93B
| $594K | 0.03% |
17,516
+4,028
| +30% | +$150K |
|
518
PPG Industries
PPG
$24.6B
| $594K | 0.03% |
5,986
+381
| +7% | +$38.5K |
|
|
LSI
519
DELISTED
Life Storage, Inc.
LSI
| $585K | 0.03% |
8,231
+1,530
| +23% | +$102K |
|
520
Invesco
IVZ
$13.1B
| $584K | 0.03% |
17,570
+3,417
| +24% | +$112K |
|
521
Oneok
OKE
$57.2B
| $583K | 0.03% |
23,908
+2,114
| +10% | +$63.4K |
|
522
Broadridge
BR
$17.8B
| $582K | 0.03% |
10,925
-452
| -4% | -$25.4K |
|
523
State Street SPDR S&P China ETF
GXC
$462M
| $579K | 0.03% |
7,784
-919
| -11% | -$69.7K |
|
524
AGNC Investment
AGNC
$12.4B
| $578K | 0.03% |
33,283
+1,925
| +6% | +$35K |
|
525
State Street SPDR S&P Transportation ETF
XTN
$387M
| $577K | 0.03% |
13,521
+651
| +5% | +$29.7K |
|
Similar funds
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FS
NIMC
TI
VIM
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CT
CAW
First Allied Advisory Services's Q4 2015 Portfolio in Review
As of Q4 2015, First Allied Advisory Services held 1,181 positions worth $1.93B, up 6.2% from $1.82B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
First Allied Advisory Services deployed $58.9M of net new capital in Q4 2015, opening 137 new positions and adding to 509 existing holdings. Its largest new stake was iShares MSCI ACWI ETF: 134,493 shares worth $7.51M.
By sector, the portfolio is most concentrated in Healthcare at 7.4% of assets, down from 7.5% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $29.4M trimmed.
- First Allied Advisory Services's largest Q4 2015 buy was iShares MSCI ACWI ETF: 134,493 shares worth $7.51M.
- First Allied Advisory Services added most to State Street SPDR S&P International Dividend ETF in Q4 2015, an estimated $16.7M increase.
- First Allied Advisory Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $29.4M.
- First Allied Advisory Services fully exited WisdomTree Emerging Markets High Dividend Fund in Q4 2015, selling an estimated $5.91M.
- First Allied Advisory Services's ten largest holdings make up 15% of its $1.93B portfolio in Q4 2015.
- First Allied Advisory Services opened 137 new positions and closed 88 in Q4 2015.
- First Allied Advisory Services's portfolio value rose 6.2% quarter-over-quarter to $1.93B.
Based on First Allied Advisory Services's 13F filing for Q4 2015, filed 16 Feb 2016.