We are live on ! Find out more
FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
-0.94%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.26B
AUM Growth
-$102M
Cap. Flow
-$77.6M
Cap. Flow %
-6.15%
Top 10 Hldgs %
14.01%
Holding
1,182
New
206
Increased
381
Reduced
402
Closed
154

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$30.2M
2
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$8.68M
3
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$7.8M
4
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$6.72M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.38M

Top Sells

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.5M
2
PIZ icon
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
+$5.7M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$5.65M
4
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$5.63M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$5.57M

Sector Composition

Rank Sector Weight
1 Healthcare 7.61%
2 Technology 7.02%
3 Financials 6.27%
4 Energy 5.77%
5 Industrials 4.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RFV icon
501
Invesco S&P MidCap 400 Pure Value ETF
RFV
$335M
$515K 0.04%
10,082
+1,918
+23% +$102K
RWX icon
502
State Street SPDR Dow Jones International Real Estate ETF
RWX
$265M
$513K 0.04%
12,463
+687
+6% +$30.2K
ADI icon
503
Analog Devices
ADI
$181B
$511K 0.04%
+10,195
New +$523K
R icon
504
Ryder
R
$10.3B
$511K 0.04%
5,711
+79
+1% +$7.08K
TSLA icon
505
Tesla
TSLA
$1.24T
$511K 0.04%
31,815
+14,640
+85% +$242K
TSM icon
506
TSMC
TSM
$2.09T
$510K 0.04%
25,494
+8,438
+49% +$176K
CHK
507
DELISTED
Chesapeake Energy Corporation
CHK
$510K 0.04%
110
+43
+64% +$227K
LUMN icon
508
Lumen
LUMN
$6.53B
$508K 0.04%
12,605
-1,441
-10% -$56.6K
HBI
509
DELISTED
Hanesbrands
HBI
$507K 0.04%
18,876
+1,656
+10% +$42.1K
PFN
510
PIMCO Income Strategy Fund II
PFN
$695M
$506K 0.04%
47,998
+1,000
+2% +$10.8K
IVZ icon
511
Invesco
IVZ
$13.3B
$500K 0.04%
+12,468
New +$490K
PTEN icon
512
Patterson-UTI
PTEN
$3.87B
$500K 0.04%
15,297
-15
-0.1% -$509
AOD
513
abrdn Total Dynamic Dividend Fund
AOD
$1.1B
$496K 0.04%
+58,145
New +$512K
ORLY icon
514
O'Reilly Automotive
ORLY
$72.4B
$496K 0.04%
+49,500
New +$505K
AGN
515
DELISTED
Allergan plc
AGN
$494K 0.04%
2,059
+781
+61% +$175K
VIXY icon
516
ProShares VIX Short-Term Futures ETF
VIXY
$211M
$488K 0.04%
+15
New +$463K
CORR
517
DELISTED
CorEnergy Infrastructure Trust, Inc.
CORR
$486K 0.04%
13,022
+213
+2% +$8.45K
TYC
518
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
$486K 0.04%
10,462
+903
+9% +$42.1K
PDI icon
519
PIMCO Dynamic Income Fund
PDI
$7.4B
$485K 0.04%
15,405
+605
+4% +$19.7K
TJX icon
520
TJX Companies
TJX
$170B
$485K 0.04%
16,356
+2,586
+19% +$72.9K
IGIB icon
521
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.3B
$483K 0.04%
8,838
+4,308
+95% +$237K
ORI icon
522
Old Republic International
ORI
$10.3B
$477K 0.04%
+33,410
New +$510K
TFI icon
523
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.05B
$476K 0.04%
9,990
+392
+4% +$18.7K
RSPT icon
524
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.38B
$474K 0.04%
55,480
-970
-2% -$8.26K
JLL icon
525
Jones Lang LaSalle
JLL
$15.1B
$473K 0.04%
3,732
+200
+6% +$26K
19 20
21
22 23

Similar funds

WAM
Wealthspire Advisors (Maryland) Potomac, Maryland $2.84B AUM 10.91% 1-Year Est. Return
FS
Feinberg Stephen $2.61B AUM 15.12% 1-Year Est. Return
NIMC
NWQ Investment Management Company Los Angeles, California $2.22B AUM 6.84% 1-Year Est. Return
TI
TT International London, United Kingdom $1.94B AUM
VIM
Veritas Investment Management London, United Kingdom $1.65B AUM 25.54% 1-Year Est. Return
PS
Peter Svennilson $1.23B AUM 301.34% 1-Year Est. Return
CT
CGM Trust Boston, Massachusetts $957M AUM
CAW
Cornerstone Advisors (Washington) Bellevue, Washington $936M AUM 8.77% 1-Year Est. Return

First Allied Advisory Services's Q3 2014 Portfolio in Review

As of Q3 2014, First Allied Advisory Services held 1,182 positions worth $1.26B, down 7.5% from $1.36B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

First Allied Advisory Services withdrew a net $77.6M in Q3 2014, closing 154 positions and reducing 402 holdings. Its most notable exit was ProShares Ultra 7-10 Year Treasury, an estimated $5.57M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 7.6% of assets, up from 6.8% a quarter earlier, followed by Technology and Financials.

Against the trend, First Allied Advisory Services opened a new position in Apple worth $31M.

  • First Allied Advisory Services's largest Q3 2014 buy was Apple: 1,229,336 shares worth $31M.
  • First Allied Advisory Services added most to iShares Core S&P Mid-Cap ETF in Q3 2014, an estimated $7.8M increase.
  • First Allied Advisory Services's biggest Q3 2014 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $12.5M.
  • First Allied Advisory Services fully exited ProShares Ultra 7-10 Year Treasury in Q3 2014, selling an estimated $5.57M.
  • First Allied Advisory Services's ten largest holdings make up 14% of its $1.26B portfolio in Q3 2014.
  • First Allied Advisory Services opened 206 new positions and closed 154 in Q3 2014.
  • First Allied Advisory Services's portfolio value fell 7.5% quarter-over-quarter to $1.26B.

Based on First Allied Advisory Services's 13F filing for Q3 2014, filed 12 Nov 2014.