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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
-11.25%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.53B
AUM Growth
-$387M
(-13%)
Cap. Flow
-$28.1M
Cap. Flow
% of AUM
-1.11%
Top 10 Holdings %
Top 10 Hldgs %
18.98%
Holding
1,249
New
71
Increased
417
Reduced
545
Closed
180
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Schwab Short-Term US Treasury ETF
SCHO
|
+$18.7M |
| 2 |
Global X US Preferred ETF
PFFD
|
+$18.5M |
| 3 |
iShares Core MSCI International Developed Markets ETF
IDEV
|
+$15.4M |
| 4 |
Global X MLP ETF
MLPA
|
+$14.3M |
| 5 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$12.1M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco Variable Rate Preferred ETF
VRP
|
+$16.5M |
| 2 |
Schwab US Aggregate Bond ETF
SCHZ
|
+$15.2M |
| 3 |
State Street SPDR Bloomberg Convertible Securities ETF
CWB
|
+$11.4M |
| 4 |
HFRO
Highland Opportunities and Income Fund
HFRO
|
+$10.4M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$10M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 62.92% |
| 2 | Technology | 6.51% |
| 3 | Financials | 5.35% |
| 4 | Healthcare | 4.98% |
| 5 | Industrials | 3.99% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
476
Pultegroup
PHM
$22.4B
| $779K | 0.03% |
29,826
-1,591
| -5% | -$39.4K |
|
477
Ford
F
$53.2B
| $778K | 0.03% |
100,625
-33,863
| -25% | -$302K |
|
478
Analog Devices
ADI
$175B
| $777K | 0.03% |
9,120
-3,196
| -26% | -$276K |
|
479
iShares MSCI KLD 400 Social ETF
DSI
$5.37B
| $777K | 0.03% |
16,688
+11,226
| +206% | +$555K |
|
480
Chubb
CB
$132B
| $770K | 0.03% |
5,966
-35
| -0.6% | -$4.52K |
|
|
WRK
481
DELISTED
WestRock Company
WRK
| $768K | 0.03% |
20,171
+5,385
| +36% | +$238K |
|
482
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.92B
| $762K | 0.03% |
13,503
-642
| -5% | -$36K |
|
|
NVO
483
Novo Nordisk
NVO
$184B
| $761K | 0.03% |
33,032
-1,670
| -5% | -$37.1K |
|
484
TJX Companies
TJX
$135B
| $758K | 0.03% |
16,947
-4,325
| -20% | -$219K |
|
|
FRC
485
DELISTED
First Republic Bank
FRC
| $757K | 0.03% |
8,800
-364
| -4% | -$33.2K |
|
486
First Trust North American Energy Infrastructure Fund
EMLP
$4.09B
| $756K | 0.03% |
35,280
+4,290
| +14% | +$98.4K |
|
|
FL
487
DELISTED
Foot Locker
FL
| $752K | 0.03% |
14,141
-3,288
| -19% | -$165K |
|
488
VanEck Morningstar Wide Moat ETF
MOAT
$11.7B
| $750K | 0.03% |
18,225
-184
| -1% | -$8.18K |
|
489
iShares MSCI Japan ETF
EWJ
$23.3B
| $746K | 0.03% |
14,812
-29,178
| -66% | -$1.6M |
|
490
Skyworks Solutions
SWKS
$12.9B
| $743K | 0.03% |
11,138
-1,877
| -14% | -$145K |
|
491
Cencora
COR
$60.8B
| $742K | 0.03% |
9,979
-528
| -5% | -$45.5K |
|
492
Verisk Analytics
VRSK
$23.7B
| $741K | 0.03% |
6,786
+16
| +0.2% | +$1.87K |
|
493
OGE Energy
OGE
$9.5B
| $740K | 0.03% |
18,852
-117
| -0.6% | -$4.49K |
|
494
Advanced Micro Devices
AMD
$837B
| $734K | 0.03% |
39,962
-1,588
| -4% | -$34.3K |
|
|
JPS
495
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
| $734K | 0.03% |
88,734
-6,629
| -7% | -$54.9K |
|
496
iShares US Consumer Discretionary ETF
IYC
$1.14B
| $731K | 0.03% |
16,088
-25,224
| -61% | -$1.23M |
|
|
WTPI
497
WisdomTree Equity Premium Income Fund
WTPI
$531M
| $727K | 0.03% |
+28,673
| New | +$817K |
|
498
Becton Dickinson
BDX
$49.5B
| $724K | 0.03% |
3,277
+787
| +32% | +$183K |
|
499
iShares MSCI ACWI ETF
ACWI
$32.6B
| $720K | 0.03% |
11,207
+2,982
| +36% | +$205K |
|
500
The Mosaic Company
MOS
$7.88B
| $714K | 0.03% |
24,669
-734
| -3% | -$24.2K |
|
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First Allied Advisory Services's Q4 2018 Portfolio in Review
As of Q4 2018, First Allied Advisory Services held 1,249 positions worth $2.53B, down 13% from $2.92B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
First Allied Advisory Services's Q4 2018 filing shows 71 new, 417 increased, 545 reduced and 180 closed positions. Its largest new stake was Global X US Preferred ETF: 797,078 shares worth $18M. The largest sale was Invesco Variable Rate Preferred ETF, an estimated $16.5M.
By sector, the portfolio is most concentrated in Miscellaneous at 63% of assets, up from 61% a quarter earlier, followed by Technology and Financials.
- First Allied Advisory Services's largest Q4 2018 buy was Global X US Preferred ETF: 797,078 shares worth $18M.
- First Allied Advisory Services added most to Schwab Short-Term US Treasury ETF in Q4 2018, an estimated $18.7M increase.
- First Allied Advisory Services's biggest Q4 2018 reduction was Schwab US Aggregate Bond ETF, cutting an estimated $15.2M.
- First Allied Advisory Services fully exited Invesco Variable Rate Preferred ETF in Q4 2018, selling an estimated $16.5M.
- First Allied Advisory Services's ten largest holdings make up 19% of its $2.53B portfolio in Q4 2018.
- First Allied Advisory Services opened 71 new positions and closed 180 in Q4 2018.
- First Allied Advisory Services's portfolio value fell 13% quarter-over-quarter to $2.53B.
Based on First Allied Advisory Services's 13F filing for Q4 2018, filed 15 Feb 2019.