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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+4.85%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.51B
AUM Growth
+$192M
(+8.3%)
Cap. Flow
+$90M
Cap. Flow
% of AUM
3.58%
Top 10 Holdings %
Top 10 Hldgs %
17.17%
Holding
1,587
New
460
Increased
546
Reduced
467
Closed
56
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Gabelli Equity Trust
GAB
|
+$10.9M |
| 2 |
HFRO
Highland Opportunities and Income Fund
HFRO
|
+$9.62M |
| 3 |
Vanguard Total Stock Market ETF
VTI
|
+$8.5M |
| 4 |
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
|
+$7.67M |
| 5 |
iShares Core MSCI EAFE ETF
IEFA
|
+$6.36M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
WisdomTree Japan Hedged Equity Fund
DXJ
|
+$5.53M |
| 2 |
iShares S&P 500 Growth ETF
IVW
|
+$5.49M |
| 3 |
GSK
GSK
|
+$4.68M |
| 4 |
iShares MBS ETF
MBB
|
+$3.56M |
| 5 |
iShares Core US Aggregate Bond ETF
AGG
|
+$3.36M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.3% |
| 2 | Financials | 5.29% |
| 3 | Industrials | 4.66% |
| 4 | Healthcare | 4.53% |
| 5 | Consumer Discretionary | 4.09% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
476
First Trust Emerging Markets Local Currency Bond ETF
FEMB
$354M
| $884K | 0.04% |
20,876
+4,872
| +30% | +$204K |
|
477
Las Vegas Sands
LVS
$30.5B
| $881K | 0.04% |
12,714
-1,761
| -12% | -$117K |
|
|
ETJ
478
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$563M
| $869K | 0.03% |
90,592
+45,531
| +101% | +$423K |
|
|
AET
479
DELISTED
Aetna Inc
AET
| $869K | 0.03% |
4,835
+327
| +7% | +$56.2K |
|
|
IMVP
480
Invesco India ETF
IMVP
$122M
| $868K | 0.03% |
32,889
| – | – |
|
481
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$16.6B
| $864K | 0.03% |
20,828
+1,482
| +8% | +$59.1K |
|
482
Factset
FDS
$9.05B
| $864K | 0.03% |
4,450
+623
| +16% | +$120K |
|
483
Invesco S&P SmallCap Low Volatility ETF
XSLV
$249M
| $864K | 0.03% |
18,676
+1,999
| +12% | +$93.3K |
|
484
Constellation Brands
STZ
$22.2B
| $860K | 0.03% |
3,743
+278
| +8% | +$60.1K |
|
485
Bread Financial
BFH
$4.21B
| $859K | 0.03% |
4,188
+314
| +8% | +$58.2K |
|
486
Franklin Resources
BEN
$16.9B
| $856K | 0.03% |
19,648
-1,012
| -5% | -$43.8K |
|
487
BlackRock Corporate High Yield Fund
HYT
$1.36B
| $853K | 0.03% |
78,244
+2,155
| +3% | +$24K |
|
488
Invesco Dividend Achievers ETF
PFM
$788M
| $853K | 0.03% |
+32,280
| New | +$825K |
|
489
Eversource Energy
ES
$28.2B
| $844K | 0.03% |
13,301
-6,069
| -31% | -$384K |
|
|
MPT
490
Medical Properties Trust
MPT
$2.89B
| $842K | 0.03% |
61,309
-2,947
| -5% | -$39.8K |
|
491
Sanofi
SNY
$104B
| $842K | 0.03% |
19,532
-1,413
| -7% | -$65.2K |
|
492
Thermo Fisher Scientific
TMO
$211B
| $842K | 0.03% |
4,426
+159
| +4% | +$30.5K |
|
493
United Therapeutics
UTHR
$26.3B
| $842K | 0.03% |
5,677
+758
| +15% | +$96.4K |
|
494
iShares S&P 100 ETF
OEF
$19.8B
| $841K | 0.03% |
7,088
-4,933
| -41% | -$569K |
|
495
Albemarle
ALB
$13.5B
| $837K | 0.03% |
6,529
-10,744
| -62% | -$1.46M |
|
496
iShares MSCI India ETF
INDA
$6.71B
| $836K | 0.03% |
+22,942
| New | +$798K |
|
497
Regeneron Pharmaceuticals
REGN
$68.8B
| $835K | 0.03% |
2,208
+354
| +19% | +$143K |
|
498
AstraZeneca
AZN
$263B
| $825K | 0.03% |
11,923
+847
| +8% | +$57.1K |
|
499
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.59B
| $819K | 0.03% |
12,801
-2,383
| -16% | -$149K |
|
500
Corning
GLW
$126B
| $817K | 0.03% |
25,478
-8,827
| -26% | -$278K |
|
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First Allied Advisory Services's Q4 2017 Portfolio in Review
As of Q4 2017, First Allied Advisory Services held 1,587 positions worth $2.51B, up 8.3% from $2.32B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
First Allied Advisory Services deployed $90M of net new capital in Q4 2017, opening 460 new positions and adding to 546 existing holdings. Its largest new stake was Highland Opportunities and Income Fund: 626,583 shares worth $9.71M.
By sector, the portfolio is most concentrated in Technology at 7.3% of assets, down from 7.4% a quarter earlier, followed by Financials and Industrials.
On the sell side, the largest reduction was WisdomTree Japan Hedged Equity Fund, an estimated $5.53M trimmed.
- First Allied Advisory Services's largest Q4 2017 buy was Highland Opportunities and Income Fund: 626,583 shares worth $9.71M.
- First Allied Advisory Services added most to Gabelli Equity Trust in Q4 2017, an estimated $10.9M increase.
- First Allied Advisory Services's biggest Q4 2017 reduction was WisdomTree Japan Hedged Equity Fund, cutting an estimated $5.53M.
- First Allied Advisory Services fully exited ProShares Short S&P500 in Q4 2017, selling an estimated $2.71M.
- First Allied Advisory Services's ten largest holdings make up 17% of its $2.51B portfolio in Q4 2017.
- First Allied Advisory Services opened 460 new positions and closed 56 in Q4 2017.
- First Allied Advisory Services's portfolio value rose 8.3% quarter-over-quarter to $2.51B.
Based on First Allied Advisory Services's 13F filing for Q4 2017, filed 8 Feb 2018.