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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+7.56%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.25B
AUM Growth
-$470M
(-27%)
Cap. Flow
-$560M
Cap. Flow
% of AUM
-44.89%
Top 10 Holdings %
Top 10 Hldgs %
14.2%
Holding
1,119
New
115
Increased
289
Reduced
491
Closed
173
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$24.3M |
| 2 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$23.7M |
| 3 |
ProShares Ultra S&P500
SSO
|
+$14M |
| 4 |
ProShares Ultra MidCap400
MVV
|
+$13M |
| 5 |
CYB
WisdomTree Chinese Yuan Strategy Fund
CYB
|
+$4.1M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 3-7 Year Treasury Bond ETF
IEI
|
+$23.8M |
| 2 |
iShares MBS ETF
MBB
|
+$23M |
| 3 |
Vanguard FTSE Developed Markets ETF
VEA
|
+$21.8M |
| 4 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$21.6M |
| 5 |
iShares Russell 2000 ETF
IWM
|
+$21.3M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 49.03% |
| 2 | Financials | 7.12% |
| 3 | Technology | 7% |
| 4 | Energy | 6.67% |
| 5 | Healthcare | 6.31% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
CEM
476
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
| $526K | 0.04% |
3,864
+512
| +15% | +$68.7K |
|
477
Ameren
AEE
$28.5B
| $525K | 0.04% |
14,539
-200
| -1% | -$7.18K |
|
478
iShares Latin America 40 ETF
ILF
$3.87B
| $523K | 0.04% |
14,046
-6,425
| -31% | -$246K |
|
|
FTR
479
DELISTED
Frontier Communications Corp.
FTR
| $522K | 0.04% |
7,626
-81
| -1% | -$5.54K |
|
|
AOD
480
abrdn Total Dynamic Dividend Fund
AOD
$1.09B
| $520K | 0.04% |
61,920
-3,866
| -6% | -$31.8K |
|
|
EEA
481
European Equity Fund
EEA
$72.9M
| $520K | 0.04% |
58,585
-2,007
| -3% | -$17.1K |
|
482
Vanguard Total World Stock ETF
VT
$80.3B
| $518K | 0.04% |
8,727
+1,179
| +16% | +$67.9K |
|
|
RDS.A
483
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
| $518K | 0.04% |
7,695
+789
| +11% | +$49.5K |
|
|
CGO
484
Calamos Global Total Return Fund
CGO
$123M
| $514K | 0.04% |
36,648
+2,319
| +7% | +$31.9K |
|
485
Intrepid Potash
IPI
$514M
| $514K | 0.04% |
3,239
+92
| +3% | +$14.3K |
|
|
BPL
486
DELISTED
Buckeye Partners, L.P.
BPL
| $512K | 0.04% |
7,185
+22
| +0.3% | +$1.48K |
|
487
Nucor
NUE
$59.1B
| $510K | 0.04% |
9,619
-584
| -6% | -$30.1K |
|
488
Vanguard Materials ETF
VAW
$2.91B
| $509K | 0.04% |
+4,928
| New | +$490K |
|
|
MEN
489
DELISTED
Blackrock Muni Enhanced Fund, Inc.
MEN
| $509K | 0.04% |
49,000
-3,821
| -7% | -$39.3K |
|
490
BHP
BHP
$214B
| $500K | 0.04% |
8,631
-1,542
| -15% | -$89.2K |
|
|
PMX
491
DELISTED
PIMCO Municipal Income Fund III
PMX
| $500K | 0.04% |
+50,000
| New | +$511K |
|
492
NCR Voyix
VYX
$982M
| $500K | 0.04% |
23,907
+1,928
| +9% | +$42.9K |
|
493
M&T Bank
MTB
$32.6B
| $497K | 0.04% |
4,273
+235
| +6% | +$26.7K |
|
494
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$5.04B
| $496K | 0.04% |
10,575
-807
| -7% | -$39K |
|
495
iShares Micro-Cap ETF
IWC
$1.42B
| $496K | 0.04% |
6,535
+336
| +5% | +$23.9K |
|
|
CB
496
DELISTED
CHUBB CORPORATION
CB
| $494K | 0.04% |
5,112
-8,530
| -63% | -$796K |
|
497
Invesco Zacks Mid-Cap ETF
CZA
$176M
| $492K | 0.04% |
10,814
+3,174
| +42% | +$140K |
|
498
Schwab US Dividend Equity ETF
SCHD
$110B
| $492K | 0.04% |
40,179
-119,205
| -75% | -$1.41M |
|
499
Devon Energy
DVN
$53.3B
| $491K | 0.04% |
7,953
-691
| -8% | -$42.4K |
|
|
FUND
500
Sprott Focus Trust
FUND
$301M
| $491K | 0.04% |
65,315
+830
| +1% | +$6.13K |
|
Similar funds
WAM
FS
NIMC
TI
VIM
PS
CT
CAW
First Allied Advisory Services's Q4 2013 Portfolio in Review
As of Q4 2013, First Allied Advisory Services held 1,119 positions worth $1.25B, down 27% from $1.72B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
First Allied Advisory Services withdrew a net $560M in Q4 2013, closing 173 positions and reducing 491 holdings. Its most notable exit was ProShares Ultra Russell2000, an estimated $12.5M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 49% of assets, down from 55% a quarter earlier, followed by Financials and Technology.
Against the trend, First Allied Advisory Services opened a new position in ProShares Ultra S&P500 worth $15.4M.
- First Allied Advisory Services's largest Q4 2013 buy was ProShares Ultra S&P500: 2,396,704 shares worth $15.4M.
- First Allied Advisory Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $24.3M increase.
- First Allied Advisory Services's biggest Q4 2013 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $23.8M.
- First Allied Advisory Services fully exited ProShares Ultra Russell2000 in Q4 2013, selling an estimated $12.5M.
- First Allied Advisory Services's ten largest holdings make up 14% of its $1.25B portfolio in Q4 2013.
- First Allied Advisory Services opened 115 new positions and closed 173 in Q4 2013.
- First Allied Advisory Services's portfolio value fell 27% quarter-over-quarter to $1.25B.
Based on First Allied Advisory Services's 13F filing for Q4 2013, filed 12 Feb 2014.