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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+4.58%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.72B
AUM Growth
+$463M
(+37%)
Cap. Flow
+$415M
Cap. Flow
% of AUM
24.15%
Top 10 Holdings %
Top 10 Hldgs %
14.92%
Holding
1,095
New
147
Increased
484
Reduced
311
Closed
92
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 3-7 Year Treasury Bond ETF
IEI
|
+$23.9M |
| 2 |
iShares MBS ETF
MBB
|
+$14.3M |
| 3 |
Vanguard FTSE Developed Markets ETF
VEA
|
+$13.1M |
| 4 |
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
|
+$12M |
| 5 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$11.7M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$16.4M |
| 2 |
ProShares Ultra S&P500
SSO
|
+$9.12M |
| 3 |
iShares Core US Aggregate Bond ETF
AGG
|
+$8.23M |
| 4 |
State Street SPDR Dow Jones International Real Estate ETF
RWX
|
+$5.47M |
| 5 |
State Street Utilities Select Sector SPDR ETF
XLU
|
+$4.35M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 6.48% |
| 2 | Technology | 6.48% |
| 3 | Healthcare | 6.16% |
| 4 | Energy | 5.57% |
| 5 | Industrials | 4.65% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
476
VanEck Emerging Markets High Yield Bond ETF
HYEM
$523M
| $574K | 0.03% |
22,841
-226
| -1% | -$5.69K |
|
477
BHP
BHP
$215B
| $572K | 0.03% |
10,173
+979
| +11% | +$53.2K |
|
478
Blackstone
BX
$102B
| $572K | 0.03% |
23,612
+7,333
| +45% | +$163K |
|
|
GGN
479
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$766M
| $570K | 0.03% |
53,397
+32,866
| +160% | +$351K |
|
480
Thermo Fisher Scientific
TMO
$213B
| $568K | 0.03% |
6,195
+1,541
| +33% | +$139K |
|
|
AET
481
DELISTED
Aetna Inc
AET
| $566K | 0.03% |
8,834
+3,254
| +58% | +$209K |
|
482
Newmont
NEM
$98.7B
| $565K | 0.03% |
19,939
+4,454
| +29% | +$132K |
|
483
Zions Bancorporation
ZION
$10.2B
| $564K | 0.03% |
20,611
| – | – |
|
|
MEN
484
DELISTED
Blackrock Muni Enhanced Fund, Inc.
MEN
| $562K | 0.03% |
52,821
+5,000
| +10% | +$53.3K |
|
|
DTV
485
DELISTED
DIRECTV COM STK (DE)
DTV
| $562K | 0.03% |
9,371
+907
| +11% | +$55.8K |
|
486
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.34B
| $561K | 0.03% |
+9,213
| New | +$547K |
|
487
Macy's
M
$6.53B
| $561K | 0.03% |
+12,955
| New | +$605K |
|
|
BRCM
488
DELISTED
BROADCOM CORP CL-A
BRCM
| $561K | 0.03% |
21,683
+5,225
| +32% | +$147K |
|
489
Vanguard Russell 1000 Value ETF
VONV
$20.7B
| $558K | 0.03% |
14,836
+5,372
| +57% | +$204K |
|
490
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.79B
| $556K | 0.03% |
11,382
-804
| -7% | -$38.9K |
|
491
DaVita
DVA
$15.4B
| $555K | 0.03% |
9,820
+3,556
| +57% | +$204K |
|
|
FRC
492
DELISTED
First Republic Bank
FRC
| $555K | 0.03% |
+11,857
| New | +$519K |
|
|
NIE
493
Virtus Equity & Convertible Income Fund
NIE
$719M
| $548K | 0.03% |
29,480
+1,130
| +4% | +$21K |
|
494
McKesson
MCK
$100B
| $546K | 0.03% |
4,265
-20
| -0.5% | -$2.46K |
|
495
Nuveen Municipal Value Fund
NUV
$1.92B
| $546K | 0.03% |
59,766
-36,230
| -38% | -$330K |
|
496
Edgewell Personal Care
EPC
$1.25B
| $540K | 0.03% |
+7,989
| New | +$590K |
|
497
Exelon
EXC
$46.9B
| $539K | 0.03% |
25,352
+4,016
| +19% | +$87.9K |
|
498
Rio Tinto
RIO
$158B
| $538K | 0.03% |
11,081
+3,279
| +42% | +$153K |
|
499
NCR Voyix
VYX
$1.14B
| $538K | 0.03% |
21,979
+331
| +2% | +$7.4K |
|
|
SVC
500
Service Properties Trust
SVC
$1.04B
| $537K | 0.03% |
3,791
+299
| +9% | +$41.4K |
|
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First Allied Advisory Services's Q3 2013 Portfolio in Review
As of Q3 2013, First Allied Advisory Services held 1,095 positions worth $1.72B, up 37% from $1.25B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
First Allied Advisory Services deployed $415M of net new capital in Q3 2013, opening 147 new positions and adding to 484 existing holdings. Its largest new stake was Vanguard Short-Term Inflation-Protected Securities Index Fund: 206,130 shares worth $10.1M.
By sector, the portfolio is most concentrated in Financials at 6.5% of assets, up from 6.1% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $16.4M trimmed.
- First Allied Advisory Services's largest Q3 2013 buy was Vanguard Short-Term Inflation-Protected Securities Index Fund: 206,130 shares worth $10.1M.
- First Allied Advisory Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $23.9M increase.
- First Allied Advisory Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $16.4M.
- First Allied Advisory Services fully exited ProShares Ultra S&P500 in Q3 2013, selling an estimated $9.12M.
- First Allied Advisory Services's ten largest holdings make up 15% of its $1.72B portfolio in Q3 2013.
- First Allied Advisory Services opened 147 new positions and closed 92 in Q3 2013.
- First Allied Advisory Services's portfolio value rose 37% quarter-over-quarter to $1.72B.
Based on First Allied Advisory Services's 13F filing for Q3 2013, filed 7 Nov 2013.