We are live on
!
Find out more
FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
-11.25%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.53B
AUM Growth
-$387M
(-13%)
Cap. Flow
-$27.2M
Cap. Flow
% of AUM
-1.08%
Top 10 Holdings %
Top 10 Hldgs %
18.98%
Holding
1,249
New
71
Increased
417
Reduced
545
Closed
180
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Schwab Short-Term US Treasury ETF
SCHO
|
+$18.7M |
| 2 |
Global X US Preferred ETF
PFFD
|
+$18.5M |
| 3 |
iShares Core MSCI International Developed Markets ETF
IDEV
|
+$15.4M |
| 4 |
Global X MLP ETF
MLPA
|
+$14.3M |
| 5 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$12.1M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco Variable Rate Preferred ETF
VRP
|
+$16.5M |
| 2 |
Schwab US Aggregate Bond ETF
SCHZ
|
+$15.2M |
| 3 |
State Street SPDR Bloomberg Convertible Securities ETF
CWB
|
+$11.4M |
| 4 |
HFRO
Highland Opportunities and Income Fund
HFRO
|
+$10.4M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$10M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 6.5% |
| 2 | Financials | 5.32% |
| 3 | Healthcare | 4.96% |
| 4 | Industrials | 3.99% |
| 5 | Communication Services | 3.8% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
HDAW
26
DELISTED
Xtrackers MSCI All World ex US High Dividend Yield Equity ETF
HDAW
| $14.3M | 0.57% |
641,991
-190,606
| -23% | -$4.5M |
|
27
iShares Core MSCI Emerging Markets ETF
IEMG
$144B
| $13.9M | 0.55% |
293,921
+170,790
| +139% | +$8.26M |
|
28
Johnson & Johnson
JNJ
$640B
| $13.9M | 0.55% |
107,613
+7,692
| +8% | +$1.07M |
|
29
State Street SPDR S&P International Dividend ETF
DWX
$529M
| $13.8M | 0.54% |
393,881
-103,155
| -21% | -$3.72M |
|
30
AT&T
T
$164B
| $13.5M | 0.53% |
625,990
+19,194
| +3% | +$447K |
|
|
31
Global X MLP ETF
MLPA
$2.26B
| $13.4M | 0.53% |
292,440
+272,073
| +1,336% | +$14.3M |
|
32
iShares Core MSCI EAFE ETF
IEFA
$186B
| $13.4M | 0.53% |
243,392
-38,747
| -14% | -$2.27M |
|
33
Invesco S&P 500 Low Volatility ETF
SPLV
$7.24B
| $13.4M | 0.53% |
286,653
+37,334
| +15% | +$1.81M |
|
34
Alphabet (Google) Class A
GOOGL
$4.12T
| $13.3M | 0.53% |
256,800
-11,080
| -4% | -$599K |
|
35
JPMorgan Chase
JPM
$916B
| $13.1M | 0.52% |
134,065
+2,705
| +2% | +$288K |
|
36
Vanguard Financials ETF
VFH
$13.4B
| $13M | 0.51% |
219,211
+2,645
| +1% | +$172K |
|
37
Vanguard FTSE Developed Markets ETF
VEA
$223B
| $12.3M | 0.48% |
330,439
+113,177
| +52% | +$4.48M |
|
38
iShares S&P 500 Growth ETF
IVW
$70.5B
| $12.1M | 0.48% |
320,436
+60,156
| +23% | +$2.43M |
|
39
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$47.1B
| $12M | 0.47% |
131,237
+122,325
| +1,373% | +$11.2M |
|
40
ExxonMobil
XOM
$650B
| $12M | 0.47% |
175,157
+4,426
| +3% | +$347K |
|
41
Vanguard Dividend Appreciation ETF
VIG
$111B
| $11.8M | 0.47% |
120,214
+10,795
| +10% | +$1.13M |
|
42
iShares 7-10 Year Treasury Bond ETF
IEF
$47.2B
| $11.7M | 0.46% |
112,647
+11,501
| +11% | +$1.16M |
|
43
iShares Convertible Bond ETF
ICVT
$6.97B
| $11.7M | 0.46% |
223,675
+207,500
| +1,283% | +$11.5M |
|
44
Xtrackers USD High Yield Corporate Bond ETF
HYLB
$3.51B
| $11.6M | 0.46% |
310,728
+144,254
| +87% | +$5.58M |
|
45
Schwab US TIPS ETF
SCHP
$16.4B
| $11.5M | 0.45% |
431,766
+2,670
| +0.6% | +$71K |
|
46
Vanguard Total International Bond ETF
BNDX
$82B
| $11.4M | 0.45% |
210,454
+3,113
| +2% | +$170K |
|
47
Pfizer
PFE
$143B
| $11.3M | 0.45% |
271,409
-20,053
| -7% | -$832K |
|
48
State Street Technology Select Sector SPDR ETF
XLK
$109B
| $11.3M | 0.44% |
364,242
-119,204
| -25% | -$4.03M |
|
49
Merck
MRK
$322B
| $11.1M | 0.44% |
150,995
-3,063
| -2% | -$216K |
|
50
First Trust Rising Dividend Achievers ETF
RDVY
$24.4B
| $10.9M | 0.43% |
410,575
-16,372
| -4% | -$475K |
|
Similar funds
WAM
FS
NIMC
TI
VIM
PS
CT
CAW
First Allied Advisory Services's Q4 2018 Portfolio in Review
As of Q4 2018, First Allied Advisory Services held 1,249 positions worth $2.53B, down 13% from $2.92B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
First Allied Advisory Services's Q4 2018 filing shows 71 new, 417 increased, 545 reduced and 180 closed positions. Its largest new stake was Global X US Preferred ETF: 797,078 shares worth $18M. The largest sale was Invesco Variable Rate Preferred ETF, an estimated $16.5M.
By sector, the portfolio is most concentrated in Technology at 6.5% of assets, down from 7.8% a quarter earlier, followed by Financials and Healthcare.
- First Allied Advisory Services's largest Q4 2018 buy was Global X US Preferred ETF: 797,078 shares worth $18M.
- First Allied Advisory Services added most to Schwab Short-Term US Treasury ETF in Q4 2018, an estimated $18.7M increase.
- First Allied Advisory Services's biggest Q4 2018 reduction was Schwab US Aggregate Bond ETF, cutting an estimated $15.2M.
- First Allied Advisory Services fully exited Invesco Variable Rate Preferred ETF in Q4 2018, selling an estimated $16.5M.
- First Allied Advisory Services's ten largest holdings make up 19% of its $2.53B portfolio in Q4 2018.
- First Allied Advisory Services opened 71 new positions and closed 180 in Q4 2018.
- First Allied Advisory Services's portfolio value fell 13% quarter-over-quarter to $2.53B.
Based on First Allied Advisory Services's 13F filing for Q4 2018, filed 15 Feb 2019.