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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+3.88%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.32B
AUM Growth
+$79.9M
(+3.6%)
Cap. Flow
+$4.8M
Cap. Flow
% of AUM
0.21%
Top 10 Holdings %
Top 10 Hldgs %
17.18%
Holding
1,236
New
101
Increased
436
Reduced
532
Closed
118
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
ProShares VIX Short-Term Futures ETF
VIXY
|
+$16.4M |
| 2 |
State Street SPDR S&P International Dividend ETF
DWX
|
+$10.8M |
| 3 |
Vanguard Total Stock Market ETF
VTI
|
+$9.52M |
| 4 |
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
|
+$9.01M |
| 5 |
iShares Core S&P 500 ETF
IVV
|
+$8.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
SCHW
Charles Schwab
SCHW
|
+$7.9M |
| 2 |
Gabelli Equity Trust
GAB
|
+$6.6M |
| 3 |
iShares Russell 2000 ETF
IWM
|
+$6.23M |
| 4 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$6.22M |
| 5 |
Merck
MRK
|
+$5.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.39% |
| 2 | Healthcare | 5.3% |
| 3 | Financials | 5.25% |
| 4 | Industrials | 4.8% |
| 5 | Consumer Discretionary | 3.81% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
26
Johnson & Johnson
JNJ
$624B
| $13.2M | 0.57% |
101,510
-2,580
| -2% | -$342K |
|
27
iShares MSCI EAFE ETF
EFA
$75.9B
| $13.2M | 0.57% |
192,445
+27,149
| +16% | +$1.81M |
|
28
ExxonMobil
XOM
$653B
| $12.9M | 0.56% |
157,978
+1,298
| +0.8% | +$103K |
|
29
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
| $12.1M | 0.52% |
100,244
+1,096
| +1% | +$132K |
|
30
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.07B
| $12M | 0.52% |
386,372
-77,693
| -17% | -$2.35M |
|
|
CELG
31
DELISTED
Celgene Corp
CELG
| $12M | 0.52% |
81,984
-66
| -0.1% | -$8.99K |
|
32
iShares S&P 500 Growth ETF
IVW
$72.7B
| $11.7M | 0.5% |
327,232
+123,428
| +61% | +$4.35M |
|
33
iShares 1-3 Year Treasury Bond ETF
SHY
$25.3B
| $11.6M | 0.5% |
137,837
-8,935
| -6% | -$755K |
|
34
JPMorgan Chase
JPM
$926B
| $11.6M | 0.5% |
121,234
+4,824
| +4% | +$445K |
|
35
iShares 7-10 Year Treasury Bond ETF
IEF
$47B
| $11.5M | 0.5% |
108,104
+715
| +0.7% | +$76.6K |
|
36
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
| $11.3M | 0.49% |
127,746
-8,125
| -6% | -$717K |
|
37
Amazon
AMZN
$2.51T
| $11.3M | 0.49% |
234,940
-4,180
| -2% | -$205K |
|
38
iShares MSCI ACWI ETF
ACWI
$32.6B
| $11.2M | 0.48% |
163,063
-12,410
| -7% | -$835K |
|
39
iShares MSCI Emerging Markets ETF
EEM
$28.5B
| $11.1M | 0.48% |
247,862
+38,683
| +18% | +$1.7M |
|
40
Intel
INTC
$501B
| $10.6M | 0.46% |
278,290
-8,026
| -3% | -$285K |
|
41
Vanguard Short-Term Bond ETF
BSV
$44.5B
| $10.5M | 0.45% |
131,869
+7,405
| +6% | +$592K |
|
42
Alphabet (Google) Class A
GOOGL
$3.88T
| $10.5M | 0.45% |
214,580
+1,340
| +0.6% | +$63.6K |
|
43
iShares Core S&P Total US Stock Market ETF
ITOT
$93B
| $10.3M | 0.44% |
178,096
+22,263
| +14% | +$1.26M |
|
44
Pfizer
PFE
$142B
| $10.2M | 0.44% |
298,670
-12,023
| -4% | -$386K |
|
45
First Trust Value Line Dividend Fund
FVD
$8.19B
| $10.1M | 0.44% |
340,534
+9,489
| +3% | +$280K |
|
46
iShares Preferred and Income Securities ETF
PFF
$13.2B
| $10.1M | 0.44% |
260,766
+7,414
| +3% | +$289K |
|
47
US Bancorp
USB
$98.6B
| $9.95M | 0.43% |
184,264
-2,614
| -1% | -$137K |
|
48
IBM
IBM
$194B
| $9.51M | 0.41% |
68,423
-3,709
| -5% | -$517K |
|
49
Vanguard Total International Bond ETF
BNDX
$81.8B
| $9.49M | 0.41% |
173,902
+7,896
| +5% | +$431K |
|
50
Invesco Dorsey Wright Momentum ETF
PDP
$1.53B
| $9.41M | 0.41% |
193,306
+43,043
| +29% | +$2.06M |
|
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First Allied Advisory Services's Q3 2017 Portfolio in Review
As of Q3 2017, First Allied Advisory Services held 1,236 positions worth $2.32B, up 3.6% from $2.24B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
First Allied Advisory Services's Q3 2017 filing shows 101 new, 436 increased, 532 reduced and 118 closed positions. Its largest new stake was Goldman Sachs Access Treasury 0-1 Year ETF: 90,093 shares worth $9.02M. The largest sale was Charles Schwab, an estimated $7.9M.
By sector, the portfolio is most concentrated in Technology at 7.4% of assets, up from 7.2% a quarter earlier, followed by Healthcare and Financials.
- First Allied Advisory Services's largest Q3 2017 buy was Goldman Sachs Access Treasury 0-1 Year ETF: 90,093 shares worth $9.02M.
- First Allied Advisory Services added most to ProShares VIX Short-Term Futures ETF in Q3 2017, an estimated $16.4M increase.
- First Allied Advisory Services's biggest Q3 2017 reduction was Charles Schwab, cutting an estimated $7.9M.
- First Allied Advisory Services fully exited State Street SPDR S&P Homebuilders ETF in Q3 2017, selling an estimated $2.79M.
- First Allied Advisory Services's ten largest holdings make up 17% of its $2.32B portfolio in Q3 2017.
- First Allied Advisory Services opened 101 new positions and closed 118 in Q3 2017.
- First Allied Advisory Services's portfolio value rose 3.6% quarter-over-quarter to $2.32B.
Based on First Allied Advisory Services's 13F filing for Q3 2017, filed 14 Nov 2017.