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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+2.13%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.8B
AUM Growth
-$132M
(-6.8%)
Cap. Flow
-$153M
Cap. Flow
% of AUM
-8.48%
Top 10 Holdings %
Top 10 Hldgs %
15.39%
Holding
1,171
New
79
Increased
355
Reduced
545
Closed
170
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$8.49M |
| 2 |
ProShares Short S&P500
SH
|
+$8.35M |
| 3 |
iShares Core US Aggregate Bond ETF
AGG
|
+$6.03M |
| 4 |
Vanguard Total Stock Market ETF
VTI
|
+$4.86M |
| 5 |
AT&T
T
|
+$4.77M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$14.6M |
| 2 |
Realty Income
O
|
+$8.91M |
| 3 |
iShares MSCI ACWI ETF
ACWI
|
+$7.51M |
| 4 |
First Trust Multi Cap Growth AlphaDEX Fund
FAD
|
+$7.5M |
| 5 |
Accenture
ACN
|
+$6.87M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.27% |
| 2 | Healthcare | 6.35% |
| 3 | Financials | 5.87% |
| 4 | Communication Services | 5.34% |
| 5 | Industrials | 5.32% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
26
GE Aerospace
GE
$362B
| $11.3M | 0.63% |
74,160
-7,484
| -9% | -$1.06M |
|
27
Invesco QQQ Trust
QQQ
$460B
| $11.1M | 0.62% |
101,881
-27,845
| -21% | -$2.89M |
|
28
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.74B
| $11M | 0.61% |
255,220
-25,957
| -9% | -$1.07M |
|
29
Walt Disney
DIS
$161B
| $10.7M | 0.6% |
108,183
+4,456
| +4% | +$430K |
|
30
IBM
IBM
$194B
| $10.7M | 0.6% |
73,814
+233
| +0.3% | +$29.8K |
|
31
Merck
MRK
$322B
| $10.5M | 0.58% |
207,505
-10,780
| -5% | -$528K |
|
32
State Street Health Care Select Sector SPDR ETF
XLV
$41.8B
| $10.2M | 0.57% |
150,510
-36,399
| -19% | -$2.44M |
|
33
Invesco S&P 500 Low Volatility ETF
SPLV
$7.12B
| $9.89M | 0.55% |
245,414
+1,106
| +0.5% | +$42.2K |
|
34
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
| $9.72M | 0.54% |
87,411
-8,487
| -9% | -$904K |
|
35
Chevron
CVX
$387B
| $9.52M | 0.53% |
99,526
-3,777
| -4% | -$330K |
|
36
General Mills
GIS
$19B
| $9.14M | 0.51% |
143,140
-2,001
| -1% | -$116K |
|
37
Invesco Preferred ETF
PGX
$3.84B
| $8.99M | 0.5% |
604,000
+137,928
| +30% | +$2.03M |
|
38
Pfizer
PFE
$143B
| $8.75M | 0.49% |
308,424
-6,603
| -2% | -$189K |
|
39
PepsiCo
PEP
$184B
| $8.73M | 0.49% |
85,240
-1,268
| -1% | -$125K |
|
40
Gilead Sciences
GILD
$162B
| $8.69M | 0.48% |
94,860
+1,248
| +1% | +$113K |
|
41
Intel
INTC
$504B
| $8.51M | 0.47% |
263,958
-51,781
| -16% | -$1.59M |
|
42
JPMorgan Chase
JPM
$930B
| $8.4M | 0.47% |
141,601
-1,583
| -1% | -$92.4K |
|
43
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
| $8.2M | 0.46% |
166,748
-27,832
| -14% | -$1.35M |
|
|
CELG
44
DELISTED
Celgene Corp
CELG
| $8.1M | 0.45% |
80,669
-595
| -0.7% | -$61.3K |
|
45
Vanguard FTSE Europe ETF
VGK
$29.8B
| $7.95M | 0.44% |
163,930
-7,106
| -4% | -$332K |
|
46
Alphabet (Google) Class A
GOOGL
$3.88T
| $7.94M | 0.44% |
207,340
+2,860
| +1% | +$105K |
|
|
47
ProShares Short S&P500
SH
$888M
| $7.89M | 0.44% |
+48,097
| New | +$8.35M |
|
48
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.9B
| $7.86M | 0.44% |
29,889
-17,292
| -37% | -$4.21M |
|
49
iShares S&P 500 Value ETF
IVE
$48.5B
| $7.83M | 0.44% |
87,093
+23,238
| +36% | +$1.98M |
|
50
Southern Company
SO
$109B
| $7.81M | 0.43% |
149,114
-6,577
| -4% | -$320K |
|
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First Allied Advisory Services's Q1 2016 Portfolio in Review
As of Q1 2016, First Allied Advisory Services held 1,171 positions worth $1.8B, down 6.8% from $1.93B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
First Allied Advisory Services withdrew a net $153M in Q1 2016, closing 170 positions and reducing 545 holdings. Its most notable exit was iShares MSCI ACWI ETF, an estimated $7.51M position sold in full.
By sector, the portfolio is most concentrated in Technology at 7.3% of assets, up from 7.2% a quarter earlier, followed by Healthcare and Financials.
Against the trend, First Allied Advisory Services opened a new position in ProShares Short S&P500 worth $7.89M.
- First Allied Advisory Services's largest Q1 2016 buy was ProShares Short S&P500: 48,097 shares worth $7.89M.
- First Allied Advisory Services added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q1 2016, an estimated $8.49M increase.
- First Allied Advisory Services's biggest Q1 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $14.6M.
- First Allied Advisory Services fully exited iShares MSCI ACWI ETF in Q1 2016, selling an estimated $7.51M.
- First Allied Advisory Services's ten largest holdings make up 15% of its $1.8B portfolio in Q1 2016.
- First Allied Advisory Services opened 79 new positions and closed 170 in Q1 2016.
- First Allied Advisory Services's portfolio value fell 6.8% quarter-over-quarter to $1.8B.
Based on First Allied Advisory Services's 13F filing for Q1 2016, filed 12 May 2016.