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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+3.99%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.93B
AUM Growth
+$113M
(+6.2%)
Cap. Flow
+$58.9M
Cap. Flow
% of AUM
3.05%
Top 10 Holdings %
Top 10 Hldgs %
14.61%
Holding
1,181
New
137
Increased
509
Reduced
418
Closed
88
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P International Dividend ETF
DWX
|
+$16.7M |
| 2 |
iShares Core US Aggregate Bond ETF
AGG
|
+$8.26M |
| 3 |
iShares MSCI ACWI ETF
ACWI
|
+$7.69M |
| 4 |
Alphabet (Google) Class A
GOOGL
|
+$7.57M |
| 5 |
First Trust Multi Cap Growth AlphaDEX Fund
FAD
|
+$7.51M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$29.4M |
| 2 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$9.59M |
| 3 |
iShares International Select Dividend ETF
IDV
|
+$8.4M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$7.16M |
| 5 |
State Street SPDR Bloomberg Convertible Securities ETF
CWB
|
+$6.28M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 7.38% |
| 2 | Technology | 7.21% |
| 3 | Financials | 6.38% |
| 4 | Industrials | 5.14% |
| 5 | Consumer Staples | 5.09% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
26
ExxonMobil
XOM
$651B
| $12.1M | 0.63% |
155,285
-19,743
| -11% | -$1.58M |
|
27
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.6B
| $12M | 0.62% |
47,181
-5,477
| -10% | -$1.43M |
|
28
Realty Income
O
$60.1B
| $11.6M | 0.6% |
232,214
-6,868
| -3% | -$328K |
|
29
Berkshire Hathaway Class B
BRK.B
$1.1T
| $11.6M | 0.6% |
87,964
+6,393
| +8% | +$858K |
|
30
Vanguard Total International Stock ETF
VXUS
$155B
| $11.5M | 0.6% |
255,035
+29,643
| +13% | +$1.37M |
|
31
AT&T
T
$159B
| $11.1M | 0.57% |
428,374
-217,886
| -34% | -$5.53M |
|
32
Merck
MRK
$321B
| $11.1M | 0.57% |
218,285
+4,768
| +2% | +$240K |
|
33
Walt Disney
DIS
$167B
| $10.9M | 0.57% |
103,727
+4,234
| +4% | +$472K |
|
34
Intel
INTC
$460B
| $10.9M | 0.56% |
315,739
+16,778
| +6% | +$567K |
|
|
WBA
35
DELISTED
Walgreens Boots Alliance
WBA
| $10.8M | 0.56% |
126,227
+908
| +0.7% | +$77.1K |
|
36
Vanguard High Dividend Yield ETF
VYM
$80.9B
| $10.7M | 0.55% |
159,151
-2,414
| -1% | -$162K |
|
37
iShares S&P 500 Growth ETF
IVW
$72.7B
| $10.6M | 0.55% |
365,992
+152,420
| +71% | +$4.43M |
|
38
iShares National Muni Bond ETF
MUB
$45.2B
| $10.4M | 0.54% |
94,168
+24,805
| +36% | +$2.72M |
|
39
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
| $10.1M | 0.52% |
95,898
-4,295
| -4% | -$463K |
|
40
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.4B
| $10M | 0.52% |
154,213
+2,991
| +2% | +$195K |
|
41
IBM
IBM
$209B
| $9.77M | 0.51% |
73,581
+34,976
| +91% | +$4.7M |
|
|
CELG
42
DELISTED
Celgene Corp
CELG
| $9.73M | 0.5% |
81,264
+2,882
| +4% | +$333K |
|
43
Pfizer
PFE
$142B
| $9.72M | 0.5% |
315,027
-31,649
| -9% | -$996K |
|
44
Gilead Sciences
GILD
$163B
| $9.48M | 0.49% |
93,612
+9,898
| +12% | +$1.03M |
|
45
JPMorgan Chase
JPM
$933B
| $9.48M | 0.49% |
143,184
+7,905
| +6% | +$515K |
|
46
Invesco S&P 500 Low Volatility ETF
SPLV
$7.13B
| $9.44M | 0.49% |
244,308
+17,806
| +8% | +$679K |
|
47
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
| $9.37M | 0.49% |
194,580
-9,832
| -5% | -$475K |
|
48
Chevron
CVX
$383B
| $9.3M | 0.48% |
103,303
-21,705
| -17% | -$1.96M |
|
49
Wells Fargo
WFC
$258B
| $8.98M | 0.47% |
165,390
+2,575
| +2% | +$140K |
|
50
Vanguard Morningstar Small-Cap ETF
VB
$79.6B
| $8.73M | 0.45% |
78,845
+724
| +0.9% | +$82.1K |
|
Similar funds
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FS
NIMC
TI
VIM
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CT
CAW
First Allied Advisory Services's Q4 2015 Portfolio in Review
As of Q4 2015, First Allied Advisory Services held 1,181 positions worth $1.93B, up 6.2% from $1.82B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
First Allied Advisory Services deployed $58.9M of net new capital in Q4 2015, opening 137 new positions and adding to 509 existing holdings. Its largest new stake was iShares MSCI ACWI ETF: 134,493 shares worth $7.51M.
By sector, the portfolio is most concentrated in Healthcare at 7.4% of assets, down from 7.5% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $29.4M trimmed.
- First Allied Advisory Services's largest Q4 2015 buy was iShares MSCI ACWI ETF: 134,493 shares worth $7.51M.
- First Allied Advisory Services added most to State Street SPDR S&P International Dividend ETF in Q4 2015, an estimated $16.7M increase.
- First Allied Advisory Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $29.4M.
- First Allied Advisory Services fully exited WisdomTree Emerging Markets High Dividend Fund in Q4 2015, selling an estimated $5.91M.
- First Allied Advisory Services's ten largest holdings make up 15% of its $1.93B portfolio in Q4 2015.
- First Allied Advisory Services opened 137 new positions and closed 88 in Q4 2015.
- First Allied Advisory Services's portfolio value rose 6.2% quarter-over-quarter to $1.93B.
Based on First Allied Advisory Services's 13F filing for Q4 2015, filed 16 Feb 2016.