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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
-0.94%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.26B
AUM Growth
-$102M
(-7.5%)
Cap. Flow
-$77.6M
Cap. Flow
% of AUM
-6.15%
Top 10 Holdings %
Top 10 Hldgs %
14.01%
Holding
1,182
New
206
Increased
381
Reduced
402
Closed
154
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$30.2M |
| 2 |
Berkshire Hathaway Class B
BRK.B
|
+$8.68M |
| 3 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$7.8M |
| 4 |
First Trust Large Cap Core AlphaDEX Fund
FEX
|
+$6.72M |
| 5 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$5.38M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$12.5M |
| 2 |
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
|
+$5.7M |
| 3 |
iShares Preferred and Income Securities ETF
PFF
|
+$5.65M |
| 4 |
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
|
+$5.63M |
| 5 |
ProShares Ultra 7-10 Year Treasury
UST
|
+$5.57M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 7.61% |
| 2 | Technology | 7.02% |
| 3 | Financials | 6.27% |
| 4 | Energy | 5.77% |
| 5 | Industrials | 4.88% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
26
Verizon
VZ
$183B
| $7.05M | 0.56% |
141,354
-27,933
| -17% | -$1.39M |
|
27
iShares S&P Small-Cap 600 Value ETF
IJS
$8.1B
| $6.99M | 0.55% |
130,210
-70,268
| -35% | -$3.96M |
|
28
iShares Core US Aggregate Bond ETF
AGG
$137B
| $6.96M | 0.55% |
63,860
-5,557
| -8% | -$607K |
|
29
FS KKR Capital
FSK
$2.96B
| $6.93M | 0.55% |
160,813
+28,652
| +22% | +$1.2M |
|
30
Walt Disney
DIS
$161B
| $6.86M | 0.54% |
76,950
-1,787
| -2% | -$158K |
|
31
Bristol-Myers Squibb
BMY
$126B
| $6.7M | 0.53% |
131,101
-20,610
| -14% | -$1.03M |
|
32
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.74B
| $6.67M | 0.53% |
134,407
+45,114
| +51% | +$2.27M |
|
33
Vanguard Real Estate ETF
VNQ
$39.1B
| $6.63M | 0.53% |
92,162
-8,135
| -8% | -$614K |
|
34
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
| $6.61M | 0.52% |
55,890
-7,894
| -12% | -$938K |
|
|
GRX
35
Gabelli Healthcare & Wellness Trust
GRX
$140M
| $6.51M | 0.52% |
654,059
+459,435
| +236% | +$4.65M |
|
36
ProShares Ultra MidCap400
MVV
$153M
| $6.39M | 0.51% |
292,410
+65,646
| +29% | +$1.52M |
|
37
iShares S&P 500 Value ETF
IVE
$48.5B
| $6.36M | 0.5% |
70,667
-4,143
| -6% | -$377K |
|
38
State Street Technology Select Sector SPDR ETF
XLK
$116B
| $6.21M | 0.49% |
311,564
-57,500
| -16% | -$1.14M |
|
39
Gilead Sciences
GILD
$162B
| $5.94M | 0.47% |
55,667
+7,350
| +15% | +$720K |
|
40
Eli Lilly
LLY
$1.06T
| $5.82M | 0.46% |
90,128
-691
| -0.8% | -$43.7K |
|
41
IBM
IBM
$194B
| $5.68M | 0.45% |
31,183
-16,394
| -34% | -$2.99M |
|
42
Bank of America
BAC
$430B
| $5.65M | 0.45% |
+328,610
| New | +$5.23M |
|
43
Altria Group
MO
$120B
| $5.62M | 0.45% |
122,303
-6,250
| -5% | -$268K |
|
|
44
iShares Preferred and Income Securities ETF
PFF
$13.2B
| $5.53M | 0.44% |
139,516
-142,557
| -51% | -$5.65M |
|
45
iShares US Healthcare ETF
IYH
$3.09B
| $5.43M | 0.43% |
202,060
+117,170
| +138% | +$3.09M |
|
46
Chevron
CVX
$387B
| $5.31M | 0.42% |
44,206
+2,661
| +6% | +$340K |
|
47
Invesco Dorsey Wright Momentum ETF
PDP
$1.53B
| $5.06M | 0.4% |
128,642
-72,198
| -36% | -$2.85M |
|
|
KMP
48
DELISTED
KINDER MORGAN ENER PNTRS L.P.
KMP
| $5.03M | 0.4% |
53,898
-4,043
| -7% | -$360K |
|
49
Vanguard Total Stock Market ETF
VTI
$654B
| $4.98M | 0.39% |
49,189
+7,235
| +17% | +$740K |
|
50
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
| $4.97M | 0.39% |
54,157
-16,531
| -23% | -$1.55M |
|
Similar funds
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FS
NIMC
TI
VIM
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CT
CAW
First Allied Advisory Services's Q3 2014 Portfolio in Review
As of Q3 2014, First Allied Advisory Services held 1,182 positions worth $1.26B, down 7.5% from $1.36B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
First Allied Advisory Services withdrew a net $77.6M in Q3 2014, closing 154 positions and reducing 402 holdings. Its most notable exit was ProShares Ultra 7-10 Year Treasury, an estimated $5.57M position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 7.6% of assets, up from 6.8% a quarter earlier, followed by Technology and Financials.
Against the trend, First Allied Advisory Services opened a new position in Apple worth $31M.
- First Allied Advisory Services's largest Q3 2014 buy was Apple: 1,229,336 shares worth $31M.
- First Allied Advisory Services added most to iShares Core S&P Mid-Cap ETF in Q3 2014, an estimated $7.8M increase.
- First Allied Advisory Services's biggest Q3 2014 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $12.5M.
- First Allied Advisory Services fully exited ProShares Ultra 7-10 Year Treasury in Q3 2014, selling an estimated $5.57M.
- First Allied Advisory Services's ten largest holdings make up 14% of its $1.26B portfolio in Q3 2014.
- First Allied Advisory Services opened 206 new positions and closed 154 in Q3 2014.
- First Allied Advisory Services's portfolio value fell 7.5% quarter-over-quarter to $1.26B.
Based on First Allied Advisory Services's 13F filing for Q3 2014, filed 12 Nov 2014.