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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
-11.25%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.53B
AUM Growth
-$387M
(-13%)
Cap. Flow
-$28.1M
Cap. Flow
% of AUM
-1.11%
Top 10 Holdings %
Top 10 Hldgs %
18.98%
Holding
1,249
New
71
Increased
417
Reduced
545
Closed
180
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Schwab Short-Term US Treasury ETF
SCHO
|
+$18.7M |
| 2 |
Global X US Preferred ETF
PFFD
|
+$18.5M |
| 3 |
iShares Core MSCI International Developed Markets ETF
IDEV
|
+$15.4M |
| 4 |
Global X MLP ETF
MLPA
|
+$14.3M |
| 5 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$12.1M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco Variable Rate Preferred ETF
VRP
|
+$16.5M |
| 2 |
Schwab US Aggregate Bond ETF
SCHZ
|
+$15.2M |
| 3 |
State Street SPDR Bloomberg Convertible Securities ETF
CWB
|
+$11.4M |
| 4 |
HFRO
Highland Opportunities and Income Fund
HFRO
|
+$10.4M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$10M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 62.92% |
| 2 | Technology | 6.51% |
| 3 | Financials | 5.35% |
| 4 | Healthcare | 4.98% |
| 5 | Industrials | 3.99% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
451
Invesco S&P 500 Revenue ETF
RWL
$9.88B
| $850K | 0.03% |
18,263
+875
| +5% | +$44.4K |
|
|
DESC
452
DELISTED
Xtrackers Russell 2000 Comprehensive Factor ETF
DESC
| $847K | 0.03% |
28,290
+744
| +3% | +$24.6K |
|
453
BlackRock Corporate High Yield Fund
HYT
$1.56B
| $846K | 0.03% |
90,918
+14,355
| +19% | +$141K |
|
454
Vanguard S&P Small-Cap 600 ETF
VIOO
$4.1B
| $843K | 0.03% |
13,322
-10,810
| -45% | -$763K |
|
455
Schwab US Large-Cap Growth ETF
SCHG
$62B
| $830K | 0.03% |
96,424
+68,704
| +248% | +$640K |
|
|
VMW
456
DELISTED
VMware, Inc
VMW
| $830K | 0.03% |
6,044
-591
| -9% | -$89.3K |
|
|
CTXS
457
DELISTED
Citrix Systems Inc
CTXS
| $821K | 0.03% |
7,955
+610
| +8% | +$64.4K |
|
458
Cigna
CI
$74.1B
| $818K | 0.03% |
4,308
+2,196
| +104% | +$458K |
|
459
Paychex
PAYX
$41.6B
| $814K | 0.03% |
12,378
-70
| -0.6% | -$4.74K |
|
460
Eastman Chemical
EMN
$7.44B
| $807K | 0.03% |
10,988
-5,546
| -34% | -$442K |
|
|
AGN
461
DELISTED
Allergan plc
AGN
| $806K | 0.03% |
6,035
-615
| -9% | -$101K |
|
|
TUZ
462
DELISTED
PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund
TUZ
| $802K | 0.03% |
15,915
+3,735
| +31% | +$186K |
|
|
LADR
463
Ladder Capital
LADR
$1.21B
| $801K | 0.03% |
51,618
+1,836
| +4% | +$31.2K |
|
464
The Kraft Heinz Company
KHC
$29.3B
| $800K | 0.03% |
18,438
-317
| -2% | -$16.4K |
|
465
Eversource Energy
ES
$25.6B
| $798K | 0.03% |
12,264
-132
| -1% | -$8.6K |
|
466
WisdomTree International Equity Fund
DWM
$663M
| $797K | 0.03% |
17,048
-20,031
| -54% | -$987K |
|
|
AZUL
467
DELISTED
Azul
AZUL
| $796K | 0.03% |
28,530
-3,925
| -12% | -$95.6K |
|
468
iShares S&P 100 ETF
OEF
$20B
| $796K | 0.03% |
7,171
-423
| -6% | -$50.9K |
|
469
First Trust Japan AlphaDEX Fund
FJP
$270M
| $795K | 0.03% |
16,615
-323
| -2% | -$16.8K |
|
470
Sanofi
SNY
$102B
| $793K | 0.03% |
18,145
-2,075
| -10% | -$91.5K |
|
|
PPL
471
PPL Corp
PPL
$25.1B
| $789K | 0.03% |
27,871
-4,796
| -15% | -$146K |
|
472
BlackRock Short Maturity Municipal Bond ETF
MEAR
$1.4B
| $784K | 0.03% |
15,712
+1,158
| +8% | +$57.8K |
|
|
EXD
473
DELISTED
Eaton Vance TaxManaged Buy-Write Strategy Fund
EXD
| $782K | 0.03% |
91,325
-14,600
| -14% | -$126K |
|
474
Corning
GLW
$124B
| $781K | 0.03% |
25,786
-2,731
| -10% | -$87.1K |
|
475
iShares US Energy ETF
IYE
$1.85B
| $781K | 0.03% |
25,190
-39,408
| -61% | -$1.45M |
|
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First Allied Advisory Services's Q4 2018 Portfolio in Review
As of Q4 2018, First Allied Advisory Services held 1,249 positions worth $2.53B, down 13% from $2.92B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
First Allied Advisory Services's Q4 2018 filing shows 71 new, 417 increased, 545 reduced and 180 closed positions. Its largest new stake was Global X US Preferred ETF: 797,078 shares worth $18M. The largest sale was Invesco Variable Rate Preferred ETF, an estimated $16.5M.
By sector, the portfolio is most concentrated in Miscellaneous at 63% of assets, up from 61% a quarter earlier, followed by Technology and Financials.
- First Allied Advisory Services's largest Q4 2018 buy was Global X US Preferred ETF: 797,078 shares worth $18M.
- First Allied Advisory Services added most to Schwab Short-Term US Treasury ETF in Q4 2018, an estimated $18.7M increase.
- First Allied Advisory Services's biggest Q4 2018 reduction was Schwab US Aggregate Bond ETF, cutting an estimated $15.2M.
- First Allied Advisory Services fully exited Invesco Variable Rate Preferred ETF in Q4 2018, selling an estimated $16.5M.
- First Allied Advisory Services's ten largest holdings make up 19% of its $2.53B portfolio in Q4 2018.
- First Allied Advisory Services opened 71 new positions and closed 180 in Q4 2018.
- First Allied Advisory Services's portfolio value fell 13% quarter-over-quarter to $2.53B.
Based on First Allied Advisory Services's 13F filing for Q4 2018, filed 15 Feb 2019.