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FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
+3.99%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.93B
AUM Growth
+$113M
Cap. Flow
+$58.9M
Cap. Flow %
3.05%
Top 10 Hldgs %
14.61%
Holding
1,181
New
137
Increased
509
Reduced
418
Closed
88

Top Buys

Rank Stock Value
1
DWX icon
State Street SPDR S&P International Dividend ETF
DWX
+$16.7M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$8.26M
3
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$7.69M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$7.57M
5
FAD icon
First Trust Multi Cap Growth AlphaDEX Fund
FAD
+$7.51M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$29.4M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$9.59M
3
IDV icon
iShares International Select Dividend ETF
IDV
+$8.4M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$7.16M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$6.28M

Sector Composition

Rank Sector Weight
1 Healthcare 7.38%
2 Technology 7.21%
3 Financials 6.38%
4 Industrials 5.14%
5 Consumer Staples 5.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IHI icon
451
iShares US Medical Devices ETF
IHI
$3.13B
$736K 0.04%
36,474
+21,276
+140% +$426K
MON
452
DELISTED
Monsanto Co
MON
$733K 0.04%
7,574
+933
+14% +$87.6K
FGD icon
453
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.54B
$728K 0.04%
33,447
-6,781
-17% -$152K
BTI icon
454
British American Tobacco
BTI
$131B
$727K 0.04%
13,210
-54
-0.4% -$3.1K
IGE icon
455
iShares North American Natural Resources ETF
IGE
$741M
$723K 0.04%
25,714
-1,641
-6% -$51K
MAT icon
456
Mattel
MAT
$4.38B
$722K 0.04%
26,486
-2,556
-9% -$62.9K
FYX icon
457
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.36B
$721K 0.04%
16,388
+935
+6% +$42.8K
ACWV icon
458
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.32B
$719K 0.04%
10,426
+7,134
+217% +$498K
ETV
459
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.71B
$715K 0.04%
46,502
-15,345
-25% -$230K
XPH icon
460
State Street SPDR S&P Pharmaceuticals ETF
XPH
$476M
$715K 0.04%
14,069
-6,275
-31% -$320K
ATAXZ
461
DELISTED
AMERICA FIRST TAX EXEMT INV LP
ATAXZ
$713K 0.04%
141,275
-10,882
-7% -$54.9K
SUB icon
462
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
$711K 0.04%
6,709
+320
+5% +$33.9K
CBOE icon
463
Cboe Global Markets
CBOE
$32.5B
$708K 0.04%
10,902
+177
+2% +$12K
AHRT
464
AH Realty Trust
AHRT
$529M
$704K 0.04%
67,020
+22,713
+51% +$242K
CCI icon
465
Crown Castle
CCI
$33.3B
$704K 0.04%
8,080
+1,237
+18% +$105K
IYT icon
466
iShares US Transportation ETF
IYT
$2.26B
$703K 0.04%
20,980
+3,216
+18% +$115K
VONG icon
467
Vanguard Russell 1000 Growth ETF
VONG
$42.8B
$703K 0.04%
27,656
+4,324
+19% +$111K
DJP icon
468
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$800M
$699K 0.04%
32,197
+6,859
+27% +$158K
RMT
469
Royce Micro-Cap Trust
RMT
$728M
$697K 0.04%
96,012
-8,577
-8% -$66.7K
TM icon
470
Toyota
TM
$224B
$690K 0.04%
5,722
+274
+5% +$33.9K
KRE icon
471
State Street SPDR S&P Regional Banking ETF
KRE
$4.5B
$689K 0.04%
16,532
+3,161
+24% +$137K
PRU icon
472
Prudential Financial
PRU
$42.4B
$686K 0.04%
8,468
+355
+4% +$29.3K
BFH icon
473
Bread Financial
BFH
$4.37B
$681K 0.04%
3,074
+251
+9% +$56.8K
IAI icon
474
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
$1.36B
$681K 0.04%
16,458
-2,175
-12% -$90K
M icon
475
Macy's
M
$6.53B
$678K 0.04%
19,634
-10,059
-34% -$436K
17 18
19
20 21

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WAM
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FS
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NIMC
NWQ Investment Management Company Los Angeles, California $2.22B AUM 6.84% 1-Year Est. Return
TI
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VIM
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PS
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CT
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CAW
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First Allied Advisory Services's Q4 2015 Portfolio in Review

As of Q4 2015, First Allied Advisory Services held 1,181 positions worth $1.93B, up 6.2% from $1.82B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

First Allied Advisory Services deployed $58.9M of net new capital in Q4 2015, opening 137 new positions and adding to 509 existing holdings. Its largest new stake was iShares MSCI ACWI ETF: 134,493 shares worth $7.51M.

By sector, the portfolio is most concentrated in Healthcare at 7.4% of assets, down from 7.5% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $29.4M trimmed.

  • First Allied Advisory Services's largest Q4 2015 buy was iShares MSCI ACWI ETF: 134,493 shares worth $7.51M.
  • First Allied Advisory Services added most to State Street SPDR S&P International Dividend ETF in Q4 2015, an estimated $16.7M increase.
  • First Allied Advisory Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $29.4M.
  • First Allied Advisory Services fully exited WisdomTree Emerging Markets High Dividend Fund in Q4 2015, selling an estimated $5.91M.
  • First Allied Advisory Services's ten largest holdings make up 15% of its $1.93B portfolio in Q4 2015.
  • First Allied Advisory Services opened 137 new positions and closed 88 in Q4 2015.
  • First Allied Advisory Services's portfolio value rose 6.2% quarter-over-quarter to $1.93B.

Based on First Allied Advisory Services's 13F filing for Q4 2015, filed 16 Feb 2016.